Profil
Ms. Deborah M.
Castiglioni is a Chief Executive Officer & Co-Founder at Cutter & Co. Brokerage, Inc. and Cutter & Co. Brokerage, Inc. For more than 20 years she has been responsible for the firm’s broker-dealer and investment advisor regulatory compliance.
She currently serves as the firm’s Chief Compliance Officer for the Investment Advisory division, while transitioning to a role focused more on strategic planning for the firm, recruiting and personal production.
She serves as a resource to the firm’s advisors helping them identify and implement technology and marketing tools to improve their practice, facilitate succession planning, respond to questions regarding specific compliance rules, (whether it be new marketing ideas, answering specific client questions/scenarios) etc.
She has been actively involved in many industry Committees and Boards.
Ms. Castiglioni has been a member of the Securities Industry and Financial Markets Association (SIFMA, formerly SIA) Small Firms Committee since 1997, and served as Chairperson of this committee in 2003 and 2004.
She also served as a Board Member of SIFMA from 2006-2008.
Most recently she served as the Chairperson of the FINRA Small Firm Advisory Board and the FINRA Regulatory Council for Continuing Education in 2011.
She was the Chair for the NASD District 4 Committee in 2005.
Postes actifs de Debbie Castiglioni
| Sociétés | Poste | Début |
|---|---|---|
Cutter & Co. Brokerage, Inc.
 Cutter & Co. Brokerage, Inc. Investment Banks/BrokersFinance Founded in 1988, Cutter & Company Brokerage, Inc. is a dually registered broker-dealer and investment advisor located in Ballwin, Missouri. The firm does business as Cutter & Co., Inc. The firm utilizes utilizing two clearing firms as custodian of their client assets: First Clearing Corp. LLC, a non-bank affiliate of Wells Fargo and BB & T Securities LLC. | Directeur Général | 01/01/1988 |
Cutter & Co. Brokerage, Inc. (Investment Management)
 Cutter & Co. Brokerage, Inc. (Investment Management) Investment ManagersFinance Cutter & Co. Brokerage, Inc. (Investment Management) (C&C-IM) is the investment management division of Cutter & Co. Brokerage, Inc., a registered broker-dealer headquartered in Ballwin, Missouri. The firm was founded by Deborah Castiglioni and William L. Meyer in 1988 and they do-business-as Cutter & Co., Inc. C&C-IM provides advisory services to individuals, pension or profit-sharing plans, trusts, estates, corporations and other business entities. | Directeur Général | 01/01/1988 |
Anciens postes connus de Debbie Castiglioni
| Sociétés | Poste | Fin |
|---|---|---|
SIA, Inc.
 SIA, Inc. Property/Casualty InsuranceFinance Part of Estate of Mack J Robinson, SIA, Inc. is an administrator of self-insured companies and public organizations. The company is based in Atlanta, GA. was acquired by Atlantic American Corp. on October 28, 1997. | Directeur/Membre du Conseil | - |
Expériences
Fonctions occupées
Relations
Relations au 1er degré
Entreprises liées au 1er degré
Homme
Femme
Administrateurs
Exécutifs
Sociétés liées
| Entreprise privées | 3 |
|---|---|
Cutter & Co. Brokerage, Inc.
Cutter & Co. Brokerage, Inc. Investment Banks/BrokersFinance Founded in 1988, Cutter & Company Brokerage, Inc. is a dually registered broker-dealer and investment advisor located in Ballwin, Missouri. The firm does business as Cutter & Co., Inc. The firm utilizes utilizing two clearing firms as custodian of their client assets: First Clearing Corp. LLC, a non-bank affiliate of Wells Fargo and BB & T Securities LLC. | Finance |
SIA, Inc.
SIA, Inc. Property/Casualty InsuranceFinance Part of Estate of Mack J Robinson, SIA, Inc. is an administrator of self-insured companies and public organizations. The company is based in Atlanta, GA. was acquired by Atlantic American Corp. on October 28, 1997. | Finance |
Cutter & Co. Brokerage, Inc. (Investment Management)
Cutter & Co. Brokerage, Inc. (Investment Management) Investment ManagersFinance Cutter & Co. Brokerage, Inc. (Investment Management) (C&C-IM) is the investment management division of Cutter & Co. Brokerage, Inc., a registered broker-dealer headquartered in Ballwin, Missouri. The firm was founded by Deborah Castiglioni and William L. Meyer in 1988 and they do-business-as Cutter & Co., Inc. C&C-IM provides advisory services to individuals, pension or profit-sharing plans, trusts, estates, corporations and other business entities. | Finance |
