Profil
Mr. Curt M.
Thom is a Principal at ROTH Capital Partners LLC.
Mr. Thom joined September 2011.
He was previously employed as a Sales Associate by Broadpoint.AmTech Equity Capital Markets, a Principal by Everen Securities, Inc., a Principal by WR Hambrecht & Co. LLC, and a Principal by SMH Capital, Inc.
Mr. Thom received his B.S.
from the University of Illinois in 1991 and MBA from the University of Chicago in 1997.
Anciens postes connus de Curt M. Thom
| Sociétés | Poste | Fin |
|---|---|---|
Gleacher & Co. Securities, Inc.
 Gleacher & Co. Securities, Inc. Investment Banks/BrokersFinance Gleacher & Co. Securities, Inc. is an investment banking, capital markets and brokerage firm located in New York City. They are a subsidiary of Gleacher & Co., Inc. (NasdaqGM: GLCH). The firm was formerly known as Broadpoint Capital and was formed in 2010 as the result of the merger of merger of Broadpoint.Amtech Equity Capital Markets and Broadpoint.Gleacher Securities. Gleacher & Co. Securities provides corporate and public finance services and trading of corporate, government and municipal securities for institutional investors. The firm has three divisions: Municipal Capital Markets, Taxable Fixed-Income and Equity Capital Markets. The Municipal Capital Markets division underwrites and trades municipal securities in new issue and secondary markets. The Taxable Fixed-Income division is a broker/dealer that focuses on fixed-income securities with limited liquidity. The Equity Capital Markets division is a sector-focused investment banking group that provides research, trading, capital raising and advisory services to institutional and corporate clients. Gleacher & Co. Securities provides research on hundreds of equity, fixed-income and mortgage/asset backed securities. The firm offers research and execution services on thousands of securities across a full spectrum of industry sectors and asset classes. | Ventes Institutionnelles | 31/08/2011 |
Broadpoint.AmTech Equity Capital Markets
 Broadpoint.AmTech Equity Capital Markets Investment Banks/BrokersFinance Originally founded in 2002 by Curt Snyder and Richard Prati as American Technology Research, Broadpoint.AmTech Equity Capital Markets is an independent research firm and broker/dealer headquartered in Greenwich with offices in Littleton, Colorado and San Francisco. The firm was acquired by Broadpoint Securities Group, Inc. (NASDAQ: BPSG) in 2008. Broadpoint.Am Tech seeks to generate profitable ideas through fundamental research. They offer timely and focused research on the information technology, clean energy and defense sectors for institutional investors including mutual funds and alternative asset managers. Broadpoint.AmTech covers the following industries: (1) aerospace and defense (2) analog semiconductors (3) broadband and media services (4) clean technology/biofuels (5) clean technology/energy generation and infrastructure (6) clean technology/coal (7) clean technology/solar (8) clean technology/wind (9) data networking and storage components (10) engineering and construction (11) financial technology (12) Internet (13) information technology hardware (13) LED industry (14) software (15) wireless communications and (16) wireless ICs. | Ventes Institutionnelles | 14/06/2010 |
| Everen Securities, Inc. | Corporate Officer/Principal | - |
WR Hambrecht + Co. LLC
 WR Hambrecht + Co. LLC Investment Banks/BrokersFinance Founded in 1998 by William R. Hambrecht, WR Hambrecht + Co. LLC is a registered broker/dealer headquartered in San Francisco, California. The firm offers a full array of investment services. They provide research that focuses on the (1) Asia-Pacific, biotechnology, business applications and services sectors (2) the China Internet and technology sector (3) consumer (4) enterprise software and Internet (5) gaming technology (6) Internet (7) medical technology (8) nanotechnology (9) networking and data infrastructure (10) semiconductors and devices and (11) specialty pharmaceuticals. | Ventes Institutionnelles | - |
SMH Capital, Inc. (Capital Markets)
 SMH Capital, Inc. (Capital Markets) Investment Banks/BrokersFinance SMH Capital, Inc. (SMH) is the primary broker subsidiary of Sander Morris Harris Group, Inc. (Nasdaq: SMHG). The firm is headquartered in Houston, Texas with additional offices in Los Angeles and San Francisco. SMH provides a full range of asset and wealth management and investment banking services. The firm also offers institutional equity sales, trading, and research, as well as prime brokerage services for hedge funds and fixed-income securities sales and trading. SMH's research effort is attuned to the Southwest, yet takes a broad, global perspective. The analysts cover companies in six broad sectors, including business services, energy, entertainment and media, financial services, specialty retail-softlines, and technology. They look at industries in a bottom-up way, and get to know company managements in depth, to understand their growth philosophy and their views of how their company fits within their group. SMH's growth strategy is to expand asset management and fiduciary activities and related business by increasing assets under management through acquisitions, internal growth and better coordination between their subsidiaries. | Ventes Institutionnelles | - |
Formation de Curt M. Thom
| University of Illinois | Undergraduate Degree |
| The University of Chicago | Masters Business Admin |
Expériences
Fonctions occupées
Relations
Relations au 1er degré
Entreprises liées au 1er degré
Homme
Femme
Administrateurs
Exécutifs
Sociétés liées
| Entreprise privées | 7 |
|---|---|
Broadpoint.AmTech Equity Capital Markets
Broadpoint.AmTech Equity Capital Markets Investment Banks/BrokersFinance Originally founded in 2002 by Curt Snyder and Richard Prati as American Technology Research, Broadpoint.AmTech Equity Capital Markets is an independent research firm and broker/dealer headquartered in Greenwich with offices in Littleton, Colorado and San Francisco. The firm was acquired by Broadpoint Securities Group, Inc. (NASDAQ: BPSG) in 2008. Broadpoint.Am Tech seeks to generate profitable ideas through fundamental research. They offer timely and focused research on the information technology, clean energy and defense sectors for institutional investors including mutual funds and alternative asset managers. Broadpoint.AmTech covers the following industries: (1) aerospace and defense (2) analog semiconductors (3) broadband and media services (4) clean technology/biofuels (5) clean technology/energy generation and infrastructure (6) clean technology/coal (7) clean technology/solar (8) clean technology/wind (9) data networking and storage components (10) engineering and construction (11) financial technology (12) Internet (13) information technology hardware (13) LED industry (14) software (15) wireless communications and (16) wireless ICs. | Finance |
Gleacher & Co. Securities, Inc.
Gleacher & Co. Securities, Inc. Investment Banks/BrokersFinance Gleacher & Co. Securities, Inc. is an investment banking, capital markets and brokerage firm located in New York City. They are a subsidiary of Gleacher & Co., Inc. (NasdaqGM: GLCH). The firm was formerly known as Broadpoint Capital and was formed in 2010 as the result of the merger of merger of Broadpoint.Amtech Equity Capital Markets and Broadpoint.Gleacher Securities. Gleacher & Co. Securities provides corporate and public finance services and trading of corporate, government and municipal securities for institutional investors. The firm has three divisions: Municipal Capital Markets, Taxable Fixed-Income and Equity Capital Markets. The Municipal Capital Markets division underwrites and trades municipal securities in new issue and secondary markets. The Taxable Fixed-Income division is a broker/dealer that focuses on fixed-income securities with limited liquidity. The Equity Capital Markets division is a sector-focused investment banking group that provides research, trading, capital raising and advisory services to institutional and corporate clients. Gleacher & Co. Securities provides research on hundreds of equity, fixed-income and mortgage/asset backed securities. The firm offers research and execution services on thousands of securities across a full spectrum of industry sectors and asset classes. | Finance |
ROTH Capital Partners LLC
 ROTH Capital Partners LLC Investment Banks/BrokersFinance ROTH Capital Partners LLC is a broker/dealer headquartered in Newport Beach, California. The firm was founded in 2001 and is a subsidiary of CR Financial Holdings, Inc. They offer institutional sales and trading services. Their broad institutional coverage includes investors in North America, Canada, UK, Europe and other international territories. | Finance |
Canaccord Adams, Inc.
 Canaccord Adams, Inc. Investment Banks/BrokersFinance Canaccord Adams, Inc. is an independent financial services firm and broker/dealer headquartered in Boston with additional offices in New York City, San Francisco, Evanston, Illinois and Houston, Texas. The firm provides research to help clients make informed investment decisions. Their analysts seek to identify opportunities and expose risk with a focus on emerging and small- to mid-cap growth companies. Canaccord Adams focuses on seven sectors, clarifying current events and anticipating market trends in high-quality daily, weekly and monthly research products. The seven sectors they focus on are: metals and mining, energy, technology, life sciences, real estate and gaming, consumer and industrial growth. Canaccord Adams is a subsidiary of Vancouver-based Canaccord Financial, Inc. They are a member of the NASD and the SIPC. | Finance |
SMH Capital, Inc. (Capital Markets)
SMH Capital, Inc. (Capital Markets) Investment Banks/BrokersFinance SMH Capital, Inc. (SMH) is the primary broker subsidiary of Sander Morris Harris Group, Inc. (Nasdaq: SMHG). The firm is headquartered in Houston, Texas with additional offices in Los Angeles and San Francisco. SMH provides a full range of asset and wealth management and investment banking services. The firm also offers institutional equity sales, trading, and research, as well as prime brokerage services for hedge funds and fixed-income securities sales and trading. SMH's research effort is attuned to the Southwest, yet takes a broad, global perspective. The analysts cover companies in six broad sectors, including business services, energy, entertainment and media, financial services, specialty retail-softlines, and technology. They look at industries in a bottom-up way, and get to know company managements in depth, to understand their growth philosophy and their views of how their company fits within their group. SMH's growth strategy is to expand asset management and fiduciary activities and related business by increasing assets under management through acquisitions, internal growth and better coordination between their subsidiaries. | Finance |
WR Hambrecht + Co. LLC
WR Hambrecht + Co. LLC Investment Banks/BrokersFinance Founded in 1998 by William R. Hambrecht, WR Hambrecht + Co. LLC is a registered broker/dealer headquartered in San Francisco, California. The firm offers a full array of investment services. They provide research that focuses on the (1) Asia-Pacific, biotechnology, business applications and services sectors (2) the China Internet and technology sector (3) consumer (4) enterprise software and Internet (5) gaming technology (6) Internet (7) medical technology (8) nanotechnology (9) networking and data infrastructure (10) semiconductors and devices and (11) specialty pharmaceuticals. | Finance |
| Everen Securities, Inc. | Finance |
