Profil
Mr. Cosmo C.
Gould is a President & Chief Compliance Officer at Global Retirement Partners LLC and at GRP Financial Services Corp.
He has over 10 years of Financial Services experience including Compliance, Investment Banking, Brokerage Operations, Options Trading, Retirement Plan/ERISA.
Prior to joining GRP, Mr. Gould was a Chief Compliance Officer of Financial Telesis, a Broker Dealer and RIA with roughly 500 registered representatives and roughly 90 Million in annual revenue.
He was responsible for maintaining compliance with the rules and regulations of FINRA, the State, the Department of Labor, and the Securities and Exchange Commission for Financial Telesis Inc. and its employees.
Before joining Financial Telesis, he was a Senior Examiner with FINRA responsible for leading routine examinations of member firms’ sales, trading, underwriting, financial, supervisory and organizational practices to determine compliance with SEC and FINRA rules and regulations.
Mr. Gould began his career as an Investment Advisor with Wells Fargo and has also worked as a Compliance Manager at Charles Schwab.
Postes actifs de Cosmo Charles Gould
| Sociétés | Poste | Début |
|---|---|---|
Global Retirement Partners LLC
 Global Retirement Partners LLC Investment ManagersFinance Global Retirement Partners LLC (GRP) is a SEC-registered investment adviser and retirement plan consulting firm headquartered in San Rafael, California. The firm was founded in 2014 and is a subsidiary of HUB International Ltd., ultimately held by Hockey Investments LP. GRP provides investment management and strategic wealth planning to both plan sponsors and individual investors. | President | 01/09/2014 |
GRP Financial Services Corp. /California/
 GRP Financial Services Corp. /California/ Financial ConglomeratesFinance GRP Financial Services Corp. operates as a financial advisors. The firm offers retirement plan and wealth management services. The company was founded in 2014 and is headquartered in San Rafael, CA. | President | 01/09/2014 |
Expériences
Fonctions occupées
Actives
Inactives
Sociétés cotées
Entreprise privées
Relations
Relations au 1er degré
Entreprises liées au 1er degré
Homme
Femme
Administrateurs
Exécutifs
Sociétés liées
| Entreprise privées | 2 |
|---|---|
Global Retirement Partners LLC
Global Retirement Partners LLC Investment ManagersFinance Global Retirement Partners LLC (GRP) is a SEC-registered investment adviser and retirement plan consulting firm headquartered in San Rafael, California. The firm was founded in 2014 and is a subsidiary of HUB International Ltd., ultimately held by Hockey Investments LP. GRP provides investment management and strategic wealth planning to both plan sponsors and individual investors. | Finance |
GRP Financial Services Corp. /California/
GRP Financial Services Corp. /California/ Financial ConglomeratesFinance GRP Financial Services Corp. operates as a financial advisors. The firm offers retirement plan and wealth management services. The company was founded in 2014 and is headquartered in San Rafael, CA. | Finance |
