Thomas L. Harter
Compliance Officer chez Allianzgi Institutional Multi-Series Trust
Profil
Thomas L.
Harter is currently the Director & Senior Compliance Manager at Allianz Global Investors U.S.
Holdings LLC and the Chief Compliance Officer at Allianzgi Institutional Multi-Series Trust since 2014.
He has formerly served as the Chief Compliance Officer for multiple firms including The Korea Fund, Inc., PCM Fund, Inc., PIMCO Strategic Income Fund, Inc., PIMCO Municipal Income Fund, PIMCO California Municipal Income Fund, PIMCO New York Municipal Income Fund, PIMCO Corporate & Income Strategy Fund, PIMCO California Municipal Income Fund II, PIMCO Municipal Income Fund II, PIMCO Municipal Income Fund III, PIMCO California Municipal Income Fund III, PIMCO New York Municipal Income Fund III, PIMCO Corporate & Income Opportunity Fund, PIMCO High Income Fund, Virtus AllianzGI Dividend, Interest & Premium Strategy Fund, PIMCO Income Opportunity Fund, PIMCO Dynamic Income Fund, PIMCO Dynamic Credit & Mortgage Income Fund, Virtus Diversified Income & Convertible Fund, Virtus Convertible & Income Fund, Virtus Convertible & Income Fund II, Virtus Equity & Convertible Income Fund, Virtus Convertible & Income 2024 Target Term Fund, and Virtus Artificial Intelligence & Technology Opportunities Fund.
Postes actifs de Thomas L. Harter
| Sociétés | Poste | Début |
|---|---|---|
Allianzgi Institutional Multi-Series Trust
 Allianzgi Institutional Multi-Series Trust Investment Trusts/Mutual FundsMiscellaneous Allianzgi Institutional Multi-Series Trust is an open-end management investment company, which operates as a series investment company that consists of separate series of investment portfolios. The company was founded on June 3, 2014 and is headquartered in New York, NY. | Compliance Officer | 03/06/2014 |
Allianz Global Investors U.S. Holdings LLC
 Allianz Global Investors U.S. Holdings LLC Financial ConglomeratesFinance Part of Allianz SE, Allianz Global Investors U.S. Holdings LLC is an investment holding private company. The company is based in Dover, DE. Andrew Douglas Eu has been the CEO of the company since 2016. | Compliance Officer | - |
Anciens postes connus de Thomas L. Harter
| Sociétés | Poste | Fin |
|---|---|---|
| PIMCO CALIFORNIA MUNICIPAL INCOME FUND III | Compliance Officer | - |
| PIMCO MUNICIPAL INCOME FUND III | Compliance Officer | - |
| PIMCO CALIFORNIA MUNICIPAL INCOME FUND II | Compliance Officer | - |
| VIRTUS CONVERTIBLE & INCOME 2024 TARGET TERM FUND | Compliance Officer | - |
| PIMCO MUNICIPAL INCOME FUND II | Compliance Officer | - |
Expériences
Fonctions occupées
Relations
Relations au 1er degré
Entreprises liées au 1er degré
Homme
Femme
Administrateurs
Exécutifs
Sociétés liées
| Entreprise privées | 26 |
|---|---|
The Korea Fund, Inc.
 The Korea Fund, Inc. Investment Trusts/Mutual FundsMiscellaneous The Korea Fund, Inc. operates as a closed-end non-diversified management investment fund. The firm intends to seek a long-term capital appreciation through investment in securities. It invests in various industries, such as chemicals, commercial banks, commercial services and supplies, communications, construction and engineering, consumer discretionary, consumer finance, diversified consumer services, electrical equipment, electronic equipment and instruments, entertainment, financial services, food and staples retailing, insurance, Internet software and services, metals and mining, pharmaceuticals, retail, semi-conductors, shipbuilding, tobacco, wholesale and wireless telecommunications services. The company was founded on August 29, 1984 and is headquartered in London, the United Kingdom. | Miscellaneous |
PCM Fund, Inc.
 PCM Fund, Inc. Investment Trusts/Mutual FundsMiscellaneous PCM Fund, Inc. is a closed-end investment fund. It seeks to achieve current income by investing in a portfolio comprised primarily of commercial mortgage backed securities. The firm's secondary investment objective is to get capital gains from the disposition of investment. The company was founded on September 2, 1993 and is headquartered in New York, NY. | Miscellaneous |
PIMCO Strategic Income Fund, Inc.
 PIMCO Strategic Income Fund, Inc. Investment Trusts/Mutual FundsMiscellaneous PIMCO Strategic Income Fund, Inc. is a closed-end and non-diversified management investment company. Its investment objective is to generate a level of income higher than that generated by intermediate-term United States debt securities as a primary objective and capital appreciation to the extent consistent with this objective. The company was founded on February 24, 1994 and is headquartered in New York, NY. | Miscellaneous |
PIMCO Municipal Income Fund
 PIMCO Municipal Income Fund Investment Trusts/Mutual FundsMiscellaneous PIMCO Municipal Income Fund operates as a mutual fund-closed end investment. Its portfolio includes investment in municipal bonds. The company was founded on May 10, 2001 and is headquartered in New York, NY. | Miscellaneous |
PIMCO California Municipal Income Fund
 PIMCO California Municipal Income Fund Investment Trusts/Mutual FundsMiscellaneous PIMCO California Municipal Income Fund is a non-diversified and closed-end management investment company which seeks to provide income exempt from federal and California income tax. It invests in investment grade fixed income municipal bonds. The company was founded on June 28, 2002 and is headquartered in New York, NY. | Miscellaneous |
PIMCO New York Municipal Income Fund
 PIMCO New York Municipal Income Fund Investment Trusts/Mutual FundsMiscellaneous PIMCO New York Municipal Income Fund is a non-diversified and closed-end management investment company. It invests substantially all of its assets in a portfolio of municipal bonds, the interest from which is exempt from federal income taxes. The fund’s investment objective is to seek to provide current income exempt from federal, New York State and New York City income tax. The company was founded on May 10, 2001 and is headquartered in New York, NY. | Miscellaneous |
PIMCO Corporate & Income Strategy Fund
 PIMCO Corporate & Income Strategy Fund Investment Trusts/Mutual FundsMiscellaneous PIMCO Corporate & Income Strategy Fund is a non-diversified and closed-end management investment company. Its objective is to seek high current income, as well as capital preservation and appreciation. The company was founded on October 17, 2001 and is headquartered in New York, NY. | Miscellaneous |
PIMCO California Municipal Income Fund II
 PIMCO California Municipal Income Fund II Investment Trusts/Mutual FundsMiscellaneous PIMCO California Municipal Income Fund II engages in fund management and investment. Its investment objective is to provide current income exempt from federal and California income tax. The company was founded on June 28, 2002 and is headquartered in New York, NY. | Miscellaneous |
PIMCO Municipal Income Fund II
 PIMCO Municipal Income Fund II Investment Trusts/Mutual FundsMiscellaneous PIMCO Municipal Income Fund II operates as a closed-end investment fund. It intends to seek current income exempt from federal income tax. The firm invests all of its assets in a portfolio of municipal bonds, residual interest municipal bonds and tax-exempt bonds whose interest rates bear an inverse relationship to the interest rate on another security or the value of an index. Its investment portfolio include investments in hospital, water and sewer, tobacco, state and local general obligations, education, lease, tax and power sectors. The company was founded on March 29, 2002 and is headquartered in New York, NY. | Miscellaneous |
PIMCO Municipal Income Fund III
 PIMCO Municipal Income Fund III Investment Trusts/Mutual FundsMiscellaneous PIMCO Municipal Income Fund III is a closed-end investment fund, which invests primarily in a portfolio of municipal bonds. It seeks to provide current income exempt from federal income tax. The company was founded in September 2002 and is headquartered in New York, NY. | Miscellaneous |
PIMCO California Municipal Income Fund III
 PIMCO California Municipal Income Fund III Investment Trusts/Mutual FundsMiscellaneous PIMCO California Municipal Income Fund III is a closed-end investment fund. Its investment objective is to provide current income exempt from federal and California income tax. The company was founded on August 20, 2002 and is headquartered in New York, NY. | Miscellaneous |
PIMCO New York Municipal Income Fund III
 PIMCO New York Municipal Income Fund III Investment Trusts/Mutual FundsMiscellaneous PIMCO New York Municipal Income Fund III is a non-diversified, closed-end management investment company. It seeks to provide current income exempt from federal, New York State and New York City income tax. The company was founded in August 20, 2002 and is headquartered in New York, NY. | Miscellaneous |
PIMCO Corporate & Income Opportunity Fund
 PIMCO Corporate & Income Opportunity Fund Investment Trusts/Mutual FundsMiscellaneous PIMCO Corporate & Income Opportunity Fund operates as a closed-end investment fund. It focuses on duration management, credit quality analysis, risk management techniques, and broad diversification among issuers, industries and sectors. The firm also seeks maximum total return through a combination of current income, and capital appreciation. The company was founded in 2002 and is headquartered in New York, NY. | Miscellaneous |
PIMCO High Income Fund
 PIMCO High Income Fund Investment Trusts/Mutual FundsMiscellaneous PIMCO High Income Fund is a closed-end management investment company. It seeks high current income, with capital appreciation as a secondary objective. The company was founded on February 18, 2003 and is headquartered in New York, NY. | Miscellaneous |
Virtus AllianzGI Dividend, Interest & Premium Strategy Fund
 Virtus AllianzGI Dividend, Interest & Premium Strategy Fund Investment Trusts/Mutual FundsMiscellaneous Virtus AllianzGI Dividend, Interest & Premium Strategy Fund is a closed-end investment fund. It seeks current income and gains, with a secondary objective of long-term capital appreciation. The company was founded on August 20, 2003 and is headquartered in Greenfield, MA. | Miscellaneous |
PIMCO Income Opportunity Fund
 PIMCO Income Opportunity Fund Investment Trusts/Mutual FundsMiscellaneous PIMCO Income Opportunity Fund is a non-diversified and closed-end management fund. The firm's investment objective is to seek current income as a primary focus and also capital appreciation. The company was founded on November 30, 2007 and is headquartered in New York, NY. | Miscellaneous |
PIMCO Dynamic Income Fund
 PIMCO Dynamic Income Fund Investment Trusts/Mutual FundsMiscellaneous PIMCO Dynamic Income Fund is a non-diversified, closed-end management investment company. Its seeks current income as a primary objective and capital appreciation as a secondary objective. The company was founded on January 19, 2011 and is headquartered in New York, NY. | Miscellaneous |
PIMCO Dynamic Credit & Mortgage Income Fund
 PIMCO Dynamic Credit & Mortgage Income Fund Investment Trusts/Mutual FundsMiscellaneous PIMCO Dynamic Credit & Mortgage Income Fund is a closed-end management investment fund. It seeks current income as a primary objective and capital appreciation as a secondary objective. The company was founded on January 31, 2013 and is headquartered in New York, NY. | Miscellaneous |
Allianzgi Institutional Multi-Series Trust
Allianzgi Institutional Multi-Series Trust Investment Trusts/Mutual FundsMiscellaneous Allianzgi Institutional Multi-Series Trust is an open-end management investment company, which operates as a series investment company that consists of separate series of investment portfolios. The company was founded on June 3, 2014 and is headquartered in New York, NY. | Miscellaneous |
Virtus Diversified Income & Convertible Fund
 Virtus Diversified Income & Convertible Fund Investment Trusts/Mutual FundsMiscellaneous Virtus AllianzGI Diversified Income & Convertible Fund is a closed end investment fund, which objective is to provide total return through a combination of current income and capital appreciation, while seeking to provide downside protection against capital loss. The company was founded on May 26, 2015 and is headquartered in New York, NY. | Miscellaneous |
Allianz Global Investors U.S. Holdings LLC
Allianz Global Investors U.S. Holdings LLC Financial ConglomeratesFinance Part of Allianz SE, Allianz Global Investors U.S. Holdings LLC is an investment holding private company. The company is based in Dover, DE. Andrew Douglas Eu has been the CEO of the company since 2016. | Finance |
Virtus Convertible & Income Fund
 Virtus Convertible & Income Fund Investment Trusts/Mutual FundsMiscellaneous AllianzGI Convertible & Income Fund is diversified, closed-end fund, which seeks to provide total return through a combination of capital appreciation and current income. It invests in a portfolio of domestic convertible securities and non-convertible high yield bonds rated below investment grade. The company was founded on January 17, 2003 and is headquartered in New York, NY. | Miscellaneous |
Virtus Convertible & Income Fund II
 Virtus Convertible & Income Fund II Investment Trusts/Mutual FundsMiscellaneous Virtus AllianzGI Convertible & Income Fund II operates as a closed-end fund, which seeks to provide total return through a combination of capital appreciation and high current income. It invests in a diversified portfolio of domestic convertible securities and non-convertible high-yield bonds rated below investment grade. The company was founded on April 22, 2003 and is headquartered in Greenfield, MA. | Miscellaneous |
Virtus Equity & Convertible Income Fund
 Virtus Equity & Convertible Income Fund Investment Trusts/Mutual FundsMiscellaneous AllianzGI Equity & Convertible Income Fund is a diversified, closed-end management investment company. Its investment objective is to seek total return comprised of capital appreciation, current income and gains. The company consists of common stocks, but may also include other types of equity securities, including preferred stocks, depository receipts, rights and warrants. AllianzGI Equity & Convertible Income Fund was founded in 2006 and is headquartered in Greenfield, MA. | Miscellaneous |
Virtus Convertible & Income 2024 Target Term Fund
 Virtus Convertible & Income 2024 Target Term Fund Investment Trusts/Mutual FundsMiscellaneous Virtus AllianzGI Convertible & Income 2024 Target Term Fund is a closed-end investment fund. Its objective is to provide a high level of income and to return fund?s original net asset value upon termination of the fund. The company was founded on March 21, 2017 and is headquartered in Greenfield, MA. | Miscellaneous |
Virtus Artificial Intelligence & Technology Opportunities Fund
 Virtus Artificial Intelligence & Technology Opportunities Fund Investment Trusts/Mutual FundsMiscellaneous Virtus AllianzGI Artificial Intelligence & Tech Opp Fund is a diversified, limited term closed-end management investment company. Its objective is to provide total return through a combination of current income, current gains and long-term capital appreciation. The company was founded on May 24, 2019 and is headquartered in New York, NY. | Miscellaneous |
