Profil
Prior to joining Penson in 2004, Ms. Rafael managed Credit & Compliance at RBC – Action Direct.
She started her career at Marleau Lemire Securities in 1991 where she occupied the position of Institutional Fixed Income Salesman for a few years prior to switching over to that of Compliance Officer.
She has a wealth of industry experience.
Anciens postes connus de Susie Rafael
| Sociétés | Poste | Fin |
|---|---|---|
RBC Dominion Securities, Inc.
 RBC Dominion Securities, Inc. Investment ManagersFinance RBC Dominion Securities, Inc. (RBCDS) is a Canadian broker/dealer headquartered in Toronto, Ontario. The firm was founded in 1901 and is a subsidiary of Royal Bank of Canada (TSE, NYSE: RY). RBCDS provides a full spectrum of brokerage services to retail and corporate clients. | Corporate Officer/Principal | 31/12/2003 |
Marleau, Lemire Securities, Inc.
 Marleau, Lemire Securities, Inc. Investment Banks/BrokersFinance Marleau, Lemire Securities, Inc. is a private company based in Toronto, Canada. The Canadian company was founded by Richard T. Groome. | Corporate Officer/Principal | - |
Penson Financial Services Canada, Inc.
 Penson Financial Services Canada, Inc. Investment Banks/BrokersFinance Founded in 1995 by Daniel P. Son and Phil Pendergraft, Penson Financial Services, Inc. (PFSI) is a broker/dealer headquartered in Montreal, Quebec. The firm is a subsidiary of Penson Worldwide, Inc. (NasdaqGS: PNSN). They provide flexible, technology-based processing solutions for the execution, clearing, custody and settlement of securities transactions. PFSI also offers a platform for registered investment advisors and provides prime brokerage services to hedge funds and other institutional investors. The firm does not provide any internal research. PFSI is a member of FINRA and SIPC | Corporate Officer/Principal | - |
Expériences
Fonctions occupées
Relations
Relations au 1er degré
Entreprises liées au 1er degré
Homme
Femme
Administrateurs
Exécutifs
Sociétés liées
| Entreprise privées | 3 |
|---|---|
RBC Dominion Securities, Inc.
RBC Dominion Securities, Inc. Investment ManagersFinance RBC Dominion Securities, Inc. (RBCDS) is a Canadian broker/dealer headquartered in Toronto, Ontario. The firm was founded in 1901 and is a subsidiary of Royal Bank of Canada (TSE, NYSE: RY). RBCDS provides a full spectrum of brokerage services to retail and corporate clients. | Finance |
Penson Financial Services Canada, Inc.
Penson Financial Services Canada, Inc. Investment Banks/BrokersFinance Founded in 1995 by Daniel P. Son and Phil Pendergraft, Penson Financial Services, Inc. (PFSI) is a broker/dealer headquartered in Montreal, Quebec. The firm is a subsidiary of Penson Worldwide, Inc. (NasdaqGS: PNSN). They provide flexible, technology-based processing solutions for the execution, clearing, custody and settlement of securities transactions. PFSI also offers a platform for registered investment advisors and provides prime brokerage services to hedge funds and other institutional investors. The firm does not provide any internal research. PFSI is a member of FINRA and SIPC | Finance |
Marleau, Lemire Securities, Inc.
Marleau, Lemire Securities, Inc. Investment Banks/BrokersFinance Marleau, Lemire Securities, Inc. is a private company based in Toronto, Canada. The Canadian company was founded by Richard T. Groome. | Finance |
