Steven K. McGinnis
Compliance Officer chez SA Funds – Investment Trust
Postes actifs de Steven K. McGinnis
| Sociétés | Poste | Début | Fin |
|---|---|---|---|
Loring Ward Securities, Inc.
 Loring Ward Securities, Inc. Investment Banks/BrokersFinance Part of Focus Financial Partners, Inc., Loring Ward Securities, Inc. is a company based in San Jose, CA. Loring Ward Securities, Inc. was founded by Alexander Bennett Potts. | Conseiller Juridique Général | 12/08/2009 | - |
| SA Funds – Investment Trust | Compliance Officer | - | - |
| Conseiller Juridique Général | 12/08/2009 | - |
Historique de carrière de Steven K. McGinnis
Anciens postes connus de Steven K. McGinnis
| Sociétés | Poste | Début | Fin |
|---|---|---|---|
| PRUDENTIAL PLC | Conseiller Juridique Général | - | - |
LWI Financial, Inc.
 LWI Financial, Inc. Investment ManagersFinance Founded in 1990, LWI Financial, Inc. is a registered investment advisor located in San Jose, California. The firm is a subsidiary of Loring Ward Holdings, Inc., itself a subsidiary of Arcadia Loring Ward LLC. LWI Financial provides services to individuals, trusts, charitable institutions, investment companies, registered investment advisors, broker-dealers, corporate and association pension plans, and other tax qualified plans and their Independent Advisors. | Conseiller Juridique Général | 12/08/2009 | - |
National Planning Holdings LLC
 National Planning Holdings LLC Insurance Brokers/ServicesFinance National Planning Holdings LLC operates as a broker-dealer holding firm. Its solutions include practice management, WealthONE, and advisor dashboard. The company is headquartered in El Segundo, CA. | Conseiller Juridique Général | - | - |
Loring Ward International Ltd.
 Loring Ward International Ltd. Investment ManagersFinance Loring Ward International Ltd. provides investment advisory and asset management services. The company was founded in 1975 and is headquartered in New York, NY. | Conseiller Juridique Général | 12/08/2009 | - |
| Secrétaire Général | 12/08/2009 | - |
Statistiques
Internationale
| Etats-Unis | 6 |
| Royaume-Uni | 2 |
Opérationnelle
| General Counsel | 6 |
| Corporate Secretary | 1 |
| Compliance Officer | 1 |
Sectorielle
| Finance | 6 |
| Miscellaneous | 2 |
Fonctions occupées
Actives
Inactives
Sociétés cotées
Entreprise privées
Sociétés liées
| Sociétés cotées | 1 |
|---|---|
| PRUDENTIAL PLC | Finance |
| Entreprise privées | 5 |
|---|---|
Loring Ward International Ltd.
Loring Ward International Ltd. Investment ManagersFinance Loring Ward International Ltd. provides investment advisory and asset management services. The company was founded in 1975 and is headquartered in New York, NY. | Finance |
Loring Ward Securities, Inc.
Loring Ward Securities, Inc. Investment Banks/BrokersFinance Part of Focus Financial Partners, Inc., Loring Ward Securities, Inc. is a company based in San Jose, CA. Loring Ward Securities, Inc. was founded by Alexander Bennett Potts. | Finance |
| SA Funds – Investment Trust | Miscellaneous |
LWI Financial, Inc.
LWI Financial, Inc. Investment ManagersFinance Founded in 1990, LWI Financial, Inc. is a registered investment advisor located in San Jose, California. The firm is a subsidiary of Loring Ward Holdings, Inc., itself a subsidiary of Arcadia Loring Ward LLC. LWI Financial provides services to individuals, trusts, charitable institutions, investment companies, registered investment advisors, broker-dealers, corporate and association pension plans, and other tax qualified plans and their Independent Advisors. | Finance |
National Planning Holdings LLC
National Planning Holdings LLC Insurance Brokers/ServicesFinance National Planning Holdings LLC operates as a broker-dealer holding firm. Its solutions include practice management, WealthONE, and advisor dashboard. The company is headquartered in El Segundo, CA. | Finance |
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