Stephen M. Johnson
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Profil
Stephen M.
Johnson worked as the Chief Compliance Officer at Ice Execution Services LLC and as the Head-Compliance at National Association of Securities Dealers, Inc. He graduated from Temple University with a graduate degree and from Providence College with an undergraduate degree.
Anciens postes connus de Stephen M. Johnson
| Sociétés | Poste | Fin |
|---|---|---|
National Association of Securities Dealers, Inc.
 National Association of Securities Dealers, Inc. Investment Banks/BrokersFinance National Association of Securities Dealers, Inc. provides financial regulatory services. The non-profit company is based in Washington and has subsidiaries in the United States. The American company was founded by Richard B. Jennings, Vince Means. | Conseiller Juridique Général | - |
Ice Execution Services LLC
 Ice Execution Services LLC Investment Banks/BrokersFinance Ice Execution Services LLC provides an alternative trading system for institutional option traders to execute exchange-traded derivatives. The firm offers its electronic platform for block trading of options, delta-neutral strategies, and options transactions. It provides its alternative trading system through multiple execution pathways, including a front-end trading platform; a FIX-based interface supporting programmatic order flow; and various OMS, EMS, and DMA platforms. The company was founded by Robert D. Newhouse in December 2007 and is headquartered in New York, NY. | Conseiller Juridique Général | - |
Formation de Stephen M. Johnson
| Temple University (Pennsylvania) | Graduate Degree |
| Providence College | Undergraduate Degree |
Expériences
Fonctions occupées
Sociétés liées
| Entreprise privées | 2 |
|---|---|
Ice Execution Services LLC
Ice Execution Services LLC Investment Banks/BrokersFinance Ice Execution Services LLC provides an alternative trading system for institutional option traders to execute exchange-traded derivatives. The firm offers its electronic platform for block trading of options, delta-neutral strategies, and options transactions. It provides its alternative trading system through multiple execution pathways, including a front-end trading platform; a FIX-based interface supporting programmatic order flow; and various OMS, EMS, and DMA platforms. The company was founded by Robert D. Newhouse in December 2007 and is headquartered in New York, NY. | Finance |
National Association of Securities Dealers, Inc.
National Association of Securities Dealers, Inc. Investment Banks/BrokersFinance National Association of Securities Dealers, Inc. provides financial regulatory services. The non-profit company is based in Washington and has subsidiaries in the United States. The American company was founded by Richard B. Jennings, Vince Means. | Finance |
