Soo Lik Keoy

Part of SAS Rue la Boétie, Credit Agricole Securities (Asia) Ltd is a Chinese company that works on various corporates' projects such as initial public offerings, privatisations, capital increases, and issues of convertible bonds and other equity-linked securities. The company is based in Hong Kong, Hong Kong. The company is a part of Group Crédit Agricole's integrated finance and investment banking, asset servicing, and wealth management offering for large clients. Frederik Jean Lucien Coyault has been the CEO of the company since 2017. Credit Agricole Securities (Asia was acquired by Crédit Agricole Corporate & Investment Bank SA from NatWest Group Plc on November 25, 2016.

Standard Chartered Securities (Hong Kong) Ltd. (Standard Chartered HK) is the brokerage subsidiary of Hong Kong-based Standard Chartered Bank (Hong Kong) Ltd., which is owned by Standard Chartered Plc (LON: STAN), a multinational banking and financial services company headquartered in London, UK. Standard Chartered HK offers online securities trading services.

Credit Suisse (Hong Kong) Ltd. (CSHK) is a securities brokerage firm headquartered Hong Kong. The firm is a subsidiary of Credit Suisse AG, which is owned by Credit Suisse Group AG (SWX: CSGN; ADR: CS) in Switzerland. CSHK provides corporate and institutional investors with sales, trading, financing, prime services, and market-making in global equities, as well as equities-related securities, options, futures, risk management, and hedging products. Their client-focused platform offers issuer and investor clients access to distribution, trading, and origination capabilities across various markets globally.

Merrill Lynch Far East Ltd. is the stockbroking subsidiary of Merrill Lynch HK Services Ltd., ultimately owned by Bank of America Corp. (NYSE: BAC) in the US. Headquartered in Hong Kong, the firm was founded in 2003 and offers a broad range of brokerage services to institutional investors.

China Merchants Securities (HK) Co., Ltd. is a Chinese company that provides brokerage services. It is based in Hong Kong, Hong Kong and ultimately controlled by the Government of China. The company was founded in 1986.

CLSA Ltd. is the Hong Kong-based institutional brokerage subsidiary of CITIC Securities Co., Ltd. (SSE: 600030, SEHK: 6030), a full-service investment bank headquartered in China. Founded in 1986, the firm provides sales and execution services to global investors and corporates.

The Hongkong & Shanghai Banking Corp. Ltd. (Broker) (HSBC-Broker) is the brokerage division of The Hongkong & Shanghai Banking Corp. Ltd. in Hong Kong. Their ultimate parent is HSBC Holdings Plc (LON: HSBA), a multinational investment bank and financial services holding company headquartered in London, UK. HSBC-Broker provides securities brokerage services to their clients.

Part of Samsung Securities Co., Ltd., Samsung Securities (Asia) Ltd. is a brokerage company based in Hong Kong, Hong Kong. The Chinese company provides brokerage services. The company was founded in 2001. The CEO is Young Kyun Ko.

UOB Kay Hian (Hong Kong) Ltd. (UOB Hong Kong) is a broker-dealer headquartered in Hong Kong. The firm is a subsidiary of UOB Kay Hian Overseas Ltd., which is owned by UOB-Kay Hian Holdings Ltd. (SGX: U10) in Singapore. UOB Hong Kong offers brokerage and trading services to various investors. They provide a comprehensive suite of investment products from Equities, Futures, Options, Bonds to OTC products that caters to different investment objectives.

Goldman Sachs (Asia) LLC (GS-Asia) is the Hong Kong-based brokerage subsidiary of Goldman Sachs Holdings (Hong Kong) Ltd., ultimately owned by The Goldman Sachs Group, Inc. (NYSE: GS), a multinational investment bank and financial services company headquartered in New York City. Founded in 1984, GS-Asia provides market insight, risk management and execution services to institutional clients which includes asset managers, hedge funds, banks and brokerages, pensions, endowments and foundations, corporations, and governments.

Part of Cinda International Holdings Ltd., Cinda International Capital Ltd. is a Chinese company that provides financing services. The company is based in Hong Kong, Hong Kong. The CEO of the company is Ka Man Leung.

Apastron Capital Ltd. provides investment banking services. The private company is based in Hong Kong, Hong Kong. The CEO of the Chinese company is For Lei.

Part of Haitong Securities Co., Ltd., Haitong International Capital Ltd. is a Chinese company that provides investment advice. The company is based in Hong Kong, Hong Kong.

JPMorgan Securities LLC (JPMS) is a securities brokerage firm headquartered in New York City. The firm was founded in 1985 and is a subsidiary of JPMorgan Broker-Dealer Holdings, Inc., ultimately held by JPMorgan Chase & Co., Inc. (NYSE: JPM). JPMS provides research on fixed income, credit, derivatives, emerging markets, foreign exchange, structured finance, technical analysis and bond indices. Their equity analysts cover equities throughout North America, EMEA, Asia/Pacific and the emerging markets. The firm's fixed income team formulates trading and portfolio recommendations for investors in global bonds and other fixed-income markets based on valuations, analytics and market dynamics.

CGS-CIMB Research Pte Ltd. (CGS-CIMB-Research) is the Singapore-based research subsidiary of CIMB Bank Bhd., ultimately owned by CIMB Group Holdings Bhd. (KL: 1023) in Malaysia. The CIMB-GK group consists of several firms operating in close relationship to provide investment research, brokerage, corporate finance services, wealth management and online trading. In addition to Singapore, the CIMB-GK group has offices in London, Hong Kong, Indonesia, Thailand and the US. The firm was formerly known as G. K. Goh Research, established in Singapore in the 1980s. They became CIMB Research Pte Ltd. in 2005 when CIMB acquired G. K. Goh Stockbrokers Pte Ltd. CGS-CIMB-Research is primarily a research and analysis operation which focuses on equity, fixed-income and economic trends in South-East Asia. The firm specializes in regional market predictions, advising the parent group's subsidiaries as well as domestic and foreign fund managers.

CCB International Capital Ltd. provides financial advisory and brokerage services. The company is based in Hong Kong, Hong Kong. The Chinese company is ultimately controlled by the Government of China.

SBI China Capital Financial Services Ltd. (SBI) is the brokerage subsidiary of SBI China Capital Holdings Ltd., a financial services group headquartered in Hong Kong. SBI provides a full range of securities brokerage services to their diversified client base of institutional and retail customers in Hong Kong and overseas. They also offer a comprehensive range of equities and derivative products.

Nomura Asset Management (Hong Kong) Ltd. (NAMHK) is a wholly-owned, Hong Kong-based investment management subsidiary of Nomura Asset Management Co., Ltd. (NAM), which in turn is wholly-owned by Nomura Holdings, Inc. (TYO: 8604, NYSE: NMR), a financial holding company headquartered in Japan. Founded in 1988, NAMHK is NAM Group's hub for investment management of Hong Kong and China portfolios and marketing/client services for Greater China region. The firm manages various offshore funds which are primarily Greater China equities and investment trust funds that includes China A shares, established by NAM Group.

Sumitomo Mitsui Trust (Hong Kong) Ltd. (SMTHK) is an investment management firm headquartered in Hong Kong. The firm was founded in 1978 and is a wholly-owned subsidiary of Sumitomo Mitsui Trust Holdings, Inc. (TYO: 8309) in Japan. SMTHK provides securities, investment advisory and fund management services for both individual and corporate clients.

ABCI Securities Co., Ltd. (ABCIS) is a broker/dealer headquartered in Hong Kong. The firm was founded in 1995 and is a wholly-owned subsidiary of ABC International Holdings Ltd., which is wholly-owned by Agricultural Bank of China (HKG: 1288; OTCMKTS: ACGBF) in China. ABCIS offers both local and overseas institutional and corporate clients as well as individual investors with quality financial services, including: brokerage services, stock margin financing, IPO subscription and margin financing, research advisory and underwriting/placement.

Part of BNP Paribas SA, BNP Paribas Capital (Asia Pacific) Ltd. is a Chinese company that provides brokerage services. The company is based in Hong Kong, Hong Kong.

New World Strategic Investment Ltd. (NWSI) is a private equity subsidiary of New World Development Company Ltd founded in 2006. The firm is headquartered in Hong Kong.

Part of JPMorgan Chase & Co., J.P. Morgan Securities (Asia Pacific) Ltd. is a Chinese company that engages in the purchase, sale, and brokerage of securities. The company is located in Hong Kong.

Hong Kong Institute of Certified Public Accountants operates under the professional accountant’s ordinance and works in the public interest. It offers CPA qualification programme and promulgating financial reporting, auditing and ethical standards in Hong Kong. The company was founded on January 1, 1973 and is headquartered in Hong Kong.

The American Institute of Certified Public Accountants provides vocational education in accounting. The company provides services to the accounting community, regulatory bodies, and other organizations. It also operates in Jersey City, Washington, and Lewisville. It was founded in 1887 and is headquartered in New York City, NY.

The University of Liverpool operates as a university. It offers post graduate research, foundation courses, continuing and professional development, online study, and doctoral college. The company was founded in 1881 and is headquartered in Liverpool, the United Kingdom.

Mizuho Securities Asia Ltd. is the Hong Kong-based brokerage subsidiary of Mizuho Securities Co., Ltd., ultimately owned by Mizuho Financial Group, Inc. (TYO: 8411), a banking holding company headquartered in Japan. Founded in 1999, Mizuho Securities Asia provides sales, trading and execution in equity, equity-linked and convertible products across Asia, Japan and US markets for corporate, fund and institutional investors. The firm also provides a full range of fixed income products including sales and trading of investment grade and high-yield credit; government bonds; and securitization and structured products covering the full range of investors and issuers, such as asset managers, central banks, financial institutions, corporates and alternative managers.

Morgan Stanley Asia Ltd. (MSA) is a broker/dealer headquartered in Hong Kong. The firm was founded in 1987 and is a subsidiary of Morgan Stanley (NYSE: MS) in the US. MSA provides institutional securities such as equities, fixed income, derivatives and research.

Moody's Investors Service Hong Kong Ltd. (Moody's Hong Kong) is an investment research firm headquartered in Hong Kong. The firm was founded in 2007 and is a subsidiary of Moody's Corp. (NYSE: MCO) in the US. Moody's Hong Kong provides credit ratings, research, and risk analysis to institutional clients.

Nomura International (Hong Kong) Ltd. (Nomura International HK) is the brokerage subsidiary of Nomura Asia Pacific Holdings Co. Ltd., which is ultimately-owned by Nomura Holdings, Inc. (TYO: 8604) in Japan. Headquartered in Hong Kong, the firm’s global markets team offers research, sales and trading of global securities to a diverse range of clients globally, including institutional investors, financial institutions, corporates, financial sponsors and government entities. Nomura International HK operates a truly integrated, cross-asset platform which includes research, sales and trading in equities, currencies, rates and credit in cash and derivative products.