Shaun Elizabeth Corry
Compliance Officer chez Lesa Sroufe & Co., Inc.
Profil
Ms. Shaun E.
Corry is a Chief Compliance Officer & Portfolio Analyst at Lesa Sroufe & Co., Inc. She joined Lesa Sroufe & Company in May of 2006.
She reviews and ensures that LSC's compliance and operational aspects achieve the highly compliant risk assessment as defined by the SEC.
As both bond and stock portfolio analyst, she researches, selects, and monitors client fixed income holdings using tools such as FactSet and dealer publications.
Prior to joining LSC, she worked for the NASD, the self-regulatory group overseeing the broker/dealers in the securities markets, for 17 years.
She served, first as Senior Examiner and then as Compliance Specialist in Seattle.
Her work spanned all areas of NASD operations, including investor education, admitting new member firms, and conducting audits and investigations of member firms and their registered representatives.
She received her undergraduate degree from the University of Notre Dame and an MBA from Seattle University.
Postes actifs de Shaun Elizabeth Corry
| Sociétés | Poste | Début |
|---|---|---|
Lesa Sroufe & Co., Inc.
 Lesa Sroufe & Co., Inc. Investment ManagersFinance Founded by Lesa Sroufe in 2004, Lesa Sroufe & Co. is a registered investment advisor located in Seattle, Washington. The firm provides portfolio management services to individuals, high net-worth individuals, corporate pension and profit-sharing plans, charitable institutions, foundations, trusts and other U.S. institutions. | Compliance Officer | 01/05/2006 |
Anciens postes connus de Shaun Elizabeth Corry
| Sociétés | Poste | Fin |
|---|---|---|
NASD Regulation, Inc.
 NASD Regulation, Inc. Miscellaneous Commercial ServicesCommercial Services NASD Regulation, Inc. provides financial regulatory services and performs the regulatory functions of NASD. The company was founded in 1996 and is headquartered in Washington, DC. | Corporate Officer/Principal | 30/04/2006 |
SAFECO Insurance Company of America, Inc.
 SAFECO Insurance Company of America, Inc. Multi-Line InsuranceFinance SAFECO Insurance Company of America, Inc. operates as an insurance and financial services company, sells insurance and investment products. The company is headquartered in Seattle, WA. | Comptroller/Controller/Auditor | 31/12/1988 |
Scott Paper Co.
 Scott Paper Co. Pulp & PaperProcess Industries Scott Paper Co. used to produce paper and personal care products. It used to manufacture bathroom tissue products for household, industrial and commercial use. The company was founded in 1879 by E. Irvin & Clarence Scott and was headquartered in Philadelphia, PA | Corporate Officer/Principal | 31/12/1986 |
Formation de Shaun Elizabeth Corry
| University of Notre Dame | Undergraduate Degree |
| Seattle University | Masters Business Admin |
Expériences
Fonctions occupées
Actives
Inactives
Sociétés cotées
Entreprise privées
Relations
Relations au 1er degré
Entreprises liées au 1er degré
Homme
Femme
Administrateurs
Exécutifs
Sociétés liées
| Entreprise privées | 4 |
|---|---|
Scott Paper Co.
Scott Paper Co. Pulp & PaperProcess Industries Scott Paper Co. used to produce paper and personal care products. It used to manufacture bathroom tissue products for household, industrial and commercial use. The company was founded in 1879 by E. Irvin & Clarence Scott and was headquartered in Philadelphia, PA | Process Industries |
SAFECO Insurance Company of America, Inc.
SAFECO Insurance Company of America, Inc. Multi-Line InsuranceFinance SAFECO Insurance Company of America, Inc. operates as an insurance and financial services company, sells insurance and investment products. The company is headquartered in Seattle, WA. | Finance |
Lesa Sroufe & Co., Inc.
Lesa Sroufe & Co., Inc. Investment ManagersFinance Founded by Lesa Sroufe in 2004, Lesa Sroufe & Co. is a registered investment advisor located in Seattle, Washington. The firm provides portfolio management services to individuals, high net-worth individuals, corporate pension and profit-sharing plans, charitable institutions, foundations, trusts and other U.S. institutions. | Finance |
NASD Regulation, Inc.
NASD Regulation, Inc. Miscellaneous Commercial ServicesCommercial Services NASD Regulation, Inc. provides financial regulatory services and performs the regulatory functions of NASD. The company was founded in 1996 and is headquartered in Washington, DC. | Commercial Services |
