Scott Edward Register

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Profil

Mr. Scott E.
Register is a Principal at Register Financial Advisors, LLC.
He joined Register Financial in September 1996.
He serves as the FINOP, Registered Option Security & Futures Principal and Muni Principal for the firm.
He currently holds the FINRA Series 4, 7, 24, 27, 53, 66 and 87 licenses.
He works directly with George Register on compliance for Register Financial Associates, Inc. and Register Financial Advisors, LLC.
He manages the compliance infrastructure and participates in all aspects of the brokerage business.
He works with strategic planning for the firm and directly with our clearing firm.
Prior to Register Financial Advisors, Mr. Register was employed with Securities Compliance Management, providing securities compliance consulting for Broker Dealers and Registered Investment Advisors.
He was also the FINOP for Sage Southeastern Securities.
Mr. Register received his undergraduate degree from Lynn University and an undergraduate degree from Francis Marion University.

Anciens postes connus de Scott Edward Register

Sociétés	Poste	Fin
Register Financial Advisors LLC	Compliance Officer	-

Formation de Scott Edward Register

Lynn University, Inc.	Undergraduate Degree
Francis Marion University	Undergraduate Degree