Roger Stephen McCormick

SMBC Nikko Capital Markets Ltd. provides security exchange and investment and business advisory services. It offers professional advice, underwriting and distribution across a range of products including IPOs, follow-on transactions, convertible bonds, rights issues and block trade services. The company was founded in 1989 and is headquartered in London, the United Kingdom.

Part of Sumitomo Mitsui Financial Group, Inc., SMBC Nikko Capital Markets Europe GmbH provides investment services. The company is based in Frankfurt, Germany. The CEO of the German company is Hayato Kino.

SMBC Capital Markets, Inc. provides foreign trade services. The company is headquarters in New York, NY.

Moody's Investors Service, Inc. is a credit rating and investment research firm headquartered in New York City. They are a subsidiary of Moody's Corp. (NYSE: MCO). The firm performs international financial research and analysis on commercial and government entities and provides a variety of analytic tools for assessing credit risk. Their clients include creditors, investment banks and commercial banks.

Sumitomo Mitsui Banking Corp. engages in the provision of financial services centered on banking. It operates through the following business segments: Wholesale, Retail, International, Market Sales, and Headquarters Management. The Wholesale segment covers business for customers of large and medium-sized companies in Japan. The Retail segment handles business for domestic individuals and SME customers. The International segment comprises of business for overseas Japanese and non-Japanese companies. The Market Sales segment corresponds to financial market business. The Headquarters Management segment includes all other businesses not covered by other segments. The company was founded in April 2001 and is headquartered in Tokyo, Japan.

Part of NatWest Group Plc, The Royal Bank of Scotland Plc is a personal banking company based in Edinburgh, UK. The British company offers a range of personal banking products including bank accounts, mortgages, credit cards, loans, and more. The company also provides digital banking services such as payments, transfers, and card reader security. Additionally, the company offers resources for financial education, including tips and activities for teaching children about money management and articles to help individuals understand more about investing. The company was founded in 1983. The CEO is Alison Marie Rose-Slade.

Part of The Toronto-Dominion Bank, TD Bank Europe Ltd. is a leading investment bank that provides corporate and investment banking and capital markets products and services to corporate, institutional and government clients. The company is based in London, UK. TD Securities has offices around the world, delivering various capital markets services in different locations.

Aurora Insight, Inc. engages in designing and building airborne platforms, sensor systems, and satellites for communications. The company was founded by Brian Mengwasser, Jennifer Alvarez, and Augustus Moore and is headquartered in Denver, CO.