Robbie Joseph Hayes
Compliance Officer chez N.E.W. Advisory Services LLC
Profil
Robbie Joseph Hayes is currently working as the Chief Compliance Officer & Member at N.E.W.
Advisory Services LLC.
Prior to this, he worked as a Principal at Financial Industry Regulatory Authority, Inc. from 2010 to 2013.
He completed his undergraduate degree from St. Norbert College, Inc. in 2009.
Postes actifs de Robbie Joseph Hayes
| Sociétés | Poste | Début |
|---|---|---|
N.E.W. Advisory Services LLC
 N.E.W. Advisory Services LLC Investment ManagersFinance N.E.W. Advisory Services LLC is an independent, SEC-registered investment advisor headquartered in De Pere, Wisconsin. Founded in 2017, the firm offers a variety of advisory services to individual clients. | Compliance Officer | - |
Anciens postes connus de Robbie Joseph Hayes
| Sociétés | Poste | Fin |
|---|---|---|
Financial Industry Regulatory Authority, Inc.
 Financial Industry Regulatory Authority, Inc. Miscellaneous Commercial ServicesCommercial Services Financial Industry Regulatory Authority, Inc. engages in the provision of securities regulation, complementary compliance, and technology-based services. Its services include writing and enforcing rules governing the activities of securities firms with brokers, examining firms for compliance with those rules, fostering market transparency, and educating investors. The company was founded in 2007 and is headquartered in Washington, DC. | Corporate Officer/Principal | 01/07/2013 |
Formation de Robbie Joseph Hayes
| St. Norbert College, Inc. | Undergraduate Degree |
Expériences
Fonctions occupées
Actives
Inactives
Sociétés cotées
Entreprise privées
Relations
Relations au 1er degré
Entreprises liées au 1er degré
Homme
Femme
Administrateurs
Exécutifs
Sociétés liées
| Entreprise privées | 2 |
|---|---|
Financial Industry Regulatory Authority, Inc.
Financial Industry Regulatory Authority, Inc. Miscellaneous Commercial ServicesCommercial Services Financial Industry Regulatory Authority, Inc. engages in the provision of securities regulation, complementary compliance, and technology-based services. Its services include writing and enforcing rules governing the activities of securities firms with brokers, examining firms for compliance with those rules, fostering market transparency, and educating investors. The company was founded in 2007 and is headquartered in Washington, DC. | Commercial Services |
N.E.W. Advisory Services LLC
N.E.W. Advisory Services LLC Investment ManagersFinance N.E.W. Advisory Services LLC is an independent, SEC-registered investment advisor headquartered in De Pere, Wisconsin. Founded in 2017, the firm offers a variety of advisory services to individual clients. | Finance |
