Rick Floress
Compliance Officer chez Edge Capital Partners LLC
Profil
Richard Joseph Floress is currently working as the Chief Compliance Officer at Edge Capital Partners LLC.
Previously, he worked as an Administrative Manager at Credit Suisse and Prudential Securities Credit Corp.
LLC.
He also worked as a Member at Financial Industry Regulatory Authority, Inc. Mr. Floress completed his undergraduate degree from MidAmerica Nazarene University.
Postes actifs de Rick Floress
| Sociétés | Poste | Début |
|---|---|---|
Edge Capital Partners LLC
 Edge Capital Partners LLC Investment ManagersFinance Edge Capital Partners LLC is a financial advisory firm that assists individuals, families, and institutions by creating investment management solutions. Its services include asset management, corporate finance, and risk management services. The company was founded by Lou Faust and Henry Morgan Jones and is headquartered in Atlanta, GA. | Compliance Officer | - |
Anciens postes connus de Rick Floress
| Sociétés | Poste | Fin |
|---|---|---|
| Credit Suisse /Private Banking Division North America/ | Directeur Administratif | - |
Prudential Securities Credit Corp. LLC
 Prudential Securities Credit Corp. LLC Finance/Rental/LeasingFinance Part of Prudential Financial, Inc., Prudential Securities Credit Corp. LLC provides financial services. | Directeur Administratif | - |
Financial Industry Regulatory Authority, Inc.
 Financial Industry Regulatory Authority, Inc. Miscellaneous Commercial ServicesCommercial Services Financial Industry Regulatory Authority, Inc. engages in the provision of securities regulation, complementary compliance, and technology-based services. Its services include writing and enforcing rules governing the activities of securities firms with brokers, examining firms for compliance with those rules, fostering market transparency, and educating investors. The company was founded in 2007 and is headquartered in Washington, DC. | Corporate Officer/Principal | - |
Formation de Rick Floress
| MidAmerica Nazarene University | Undergraduate Degree |
Expériences
Fonctions occupées
Relations
Relations au 1er degré
Entreprises liées au 1er degré
Homme
Femme
Administrateurs
Exécutifs
Sociétés liées
| Entreprise privées | 4 |
|---|---|
Edge Capital Partners LLC
Edge Capital Partners LLC Investment ManagersFinance Edge Capital Partners LLC is a financial advisory firm that assists individuals, families, and institutions by creating investment management solutions. Its services include asset management, corporate finance, and risk management services. The company was founded by Lou Faust and Henry Morgan Jones and is headquartered in Atlanta, GA. | Finance |
Financial Industry Regulatory Authority, Inc.
Financial Industry Regulatory Authority, Inc. Miscellaneous Commercial ServicesCommercial Services Financial Industry Regulatory Authority, Inc. engages in the provision of securities regulation, complementary compliance, and technology-based services. Its services include writing and enforcing rules governing the activities of securities firms with brokers, examining firms for compliance with those rules, fostering market transparency, and educating investors. The company was founded in 2007 and is headquartered in Washington, DC. | Commercial Services |
| Credit Suisse /Private Banking Division North America/ | Finance |
Prudential Securities Credit Corp. LLC
Prudential Securities Credit Corp. LLC Finance/Rental/LeasingFinance Part of Prudential Financial, Inc., Prudential Securities Credit Corp. LLC provides financial services. | Finance |
