Richard Walz
Compliance Officer chez THE GABELLI GO ANYWHERE TRUST
Profil
Richard John Walz is currently the Chief Compliance Officer at multiple firms including The Gabelli Convertible & Income Securities Fund, Inc., Gabelli Equity Trust, Inc., The Gabelli Multimedia Trust, Inc., Ellsworth Growth & Income Fund Ltd., Bancroft Fund Ltd., Gabelli Utility Trust, The Gabelli Dividend & Income Trust, Gabelli Global Utility & Income Trust, The GDL Fund, The Gabelli Global Small & Mid Cap Value Trust, Gabelli Go Anywhere Trust, The Gabelli Healthcare & WellnessRx Trust, GAMCO Global Gold, Natural Resources & Income Trust, Gamco Natural Resources, Gold & Income Trust, and Gabelli Innovations Trust.
He previously served as the Chief Compliance Officer at Rivus Bond Fund, Cutwater Investor Services Corp., and AEGON U.S.A.
Investment Management, Inc.
Postes actifs de Richard Walz
| Sociétés | Poste | Début |
|---|---|---|
| THE GABELLI GLOBAL UTILITY & INCOME TRUST | Compliance Officer | 01/01/2013 |
| THE GABELLI GLOBAL SMALL AND MID CAP VALUE TRUST | Compliance Officer | 19/08/2013 |
| GAMCO NATURAL RESOURCES, GOLD & INCOME TRUST | Compliance Officer | 01/11/2013 |
| THE GABELLI EQUITY TRUST INC. | Compliance Officer | 01/11/2013 |
| THE GABELLI MULTIMEDIA TRUST INC. | Compliance Officer | 01/11/2013 |
| THE GABELLI UTILITY TRUST | Compliance Officer | 01/01/2013 |
| THE GABELLI GO ANYWHERE TRUST | Compliance Officer | 01/01/2015 |
| THE GABELLI DIVIDEND & INCOME TRUST | Compliance Officer | 01/11/2013 |
| BANCROFT FUND LTD. | Compliance Officer | 01/01/2015 |
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Anciens postes connus de Richard Walz
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Expériences
Fonctions occupées
Relations
Relations au 1er degré
Entreprises liées au 1er degré
Homme
Femme
Administrateurs
Exécutifs
Sociétés liées
| Entreprise privées | 18 |
|---|---|
Rivus Bond Fund
 Rivus Bond Fund Investment Trusts/Mutual FundsMiscellaneous Rivus Bond Fund is a diversified, closed-end management investment company. It invests in various sectors, including automotive, chemicals, diversified financial services, energy, healthcare, home builders, industrial, insurance, real estate investment trusts, mining, media and telecommunications. The fund was founded in 1971 and is headquartered in Armonk, NY. | Miscellaneous |
The Gabelli Convertible & Income Securities Fund, Inc.
 The Gabelli Convertible & Income Securities Fund, Inc. Investment Trusts/Mutual FundsMiscellaneous The Gabelli Convertible & Income Securities Fund, Inc. operates as a closed-end, diversified management investment company whose investment objective is to seek a high level of total return on its assets. The company was founded on December 19, 1988 and is headquartered in Rye, NY. | Miscellaneous |
Gabelli Equity Trust, Inc.
 Gabelli Equity Trust, Inc. Investment Trusts/Mutual FundsMiscellaneous Gabelli Equity Trust, Inc. is a non-diversified closed-end management investment company. Its primary objective is long term growth of capital with income as a secondary objective. The fund will invest at least 80% of its assets in equity securities under normal market conditions. The company was founded on May 20, 1986 and is headquartered in Rye, NY. | Miscellaneous |
The Gabelli Multimedia Trust, Inc.
 The Gabelli Multimedia Trust, Inc. Investment Trusts/Mutual FundsMiscellaneous The Gabelli Multimedia Trust, Inc. operates as a closed-end management investment company. Its investment objective is for long term growth of capital, with income as a secondary. The Fund seeks opportunities for long-term growth presented in the global telecommunications, media, publishing and entertainment industries. It also invests in companies participating in emerging technological advances in interactive services and products. Gabelli Multimedia Trust was founded on March 31, 1994 and is headquartered in Rye, NY. | Miscellaneous |
Ellsworth Growth & Income Fund Ltd.
 Ellsworth Growth & Income Fund Ltd. Investment Trusts/Mutual FundsMiscellaneous Ellsworth Growth & Income Fund Ltd. operates as a closed-end investment fund, which engages in investing in convertible securities and common stock, with the objectives of providing income and the potential for capital appreciation. The company was founded on December 6, 1986 and is headquartered in Rye, NY. | Miscellaneous |
Bancroft Fund Ltd.
 Bancroft Fund Ltd. Investment Trusts/Mutual FundsMiscellaneous Bancroft Fund Ltd. is a closed-end and diversified management investment company. It invests primarily in convertible securities with the objectives of providing income and the potential for capital appreciation. The company objective is to be relatively equal, over the long-term, due to the nature of the securities in which it invests. Bancroft Fund was founded on October 4, 1971 and is headquartered in Rye, NY. | Miscellaneous |
Gabelli Utility Trust
 Gabelli Utility Trust Investment Trusts/Mutual FundsMiscellaneous Gabelli Utility Trust is a closed-end diversified investment management company, which seeks long term growth of capital and income. It invests in companies that provide products, services, or equipment for the generation of electricity, gas, and water. The company was founded on July 9, 1999 and is headquartered in Rye, NY. | Miscellaneous |
Cutwater Investor Services Corp.
 Cutwater Investor Services Corp. Investment ManagersFinance Founded in 1990, Cutwater Investor Services Corp. is a registered investment advisor located in New York City. The firm is a subsidiary of Cutwater Holdings LLC and their ultimate parent is MBIA, Inc. (NYSE: MBI). They manage fixed-income institutional funds, including MBIA's insurance-related investment portfolio, as well as those held by state and local government entities, school districts, municipalities, insurance companies, unions and corporations. | Finance |
The Gabelli Dividend & Income Trust
 The Gabelli Dividend & Income Trust Investment Trusts/Mutual FundsMiscellaneous The Gabelli Dividend & Income Trust is a non-diversified, closed-end management investment company. It invests in sectors, such as financial services, energy and utilities, food and beverage, telecommunications, consumer products and healthcare. The company was founded on November 18, 2003 and is headquartered in Rye, NY. | Miscellaneous |
Gabelli Global Utility & Income Trust
 Gabelli Global Utility & Income Trust Investment Trusts/Mutual FundsMiscellaneous Gabelli Global Utility & Income Trust is a non-diversified closed-end management investment company. Its investment objective is to seek consistent level of after-tax total return for its investors with an emphasis on qualified dividends by investing its assets in equity securities and income producing securities of domestic and foreign companies involved in the utilities industry and other industries that are expected to pay dividends periodically. The company was founded on March 8, 2004 and is headquartered in Rye, NY. | Miscellaneous |
The GDL Fund
 The GDL Fund Investment Trusts/Mutual FundsMiscellaneous The GDL Fund is a diversified, closed-end management investment company. The company's primary investment objective is to achieve absolute returns in various market conditions without excessive risk of capital. It invests in securities of companies involved in publicly announced mergers, takeovers, tender offers and leveraged buyouts and to a lesser extent in corporate reorganizations involving stubs, spin-offs, and liquidations to achieve its objective. The company was founded on October 17, 2006 and is headquartered in Rye, NY. | Miscellaneous |
The Gabelli Global Small & Mid Cap Value Trust
 The Gabelli Global Small & Mid Cap Value Trust Investment Trusts/Mutual FundsMiscellaneous The Gabelli Global Small & Mid Cap Value Trust is a closed-end management investment trust. Its investment objective is long term capital growth. The company was founded on August 19, 2013 and is headquartered in Rye, NY. | Miscellaneous |
Gabelli Go Anywhere Trust
 Gabelli Go Anywhere Trust Investment Trusts/Mutual FundsMiscellaneous Gabelli Go Anywhere Trust is a closed-end management investment company. The primary objective of the fund is to invests in total return, consisting of capital appreciation and current income. The company was founded in 1976 and is headquartered in Rye, NY. | Miscellaneous |
AEGON U.S.A. Investment Management, Inc.
 AEGON U.S.A. Investment Management, Inc. Investment ManagersFinance AEGON USA Investment Management, Inc. is the insurance management division for their parent company, AEGON USA, a subsidiary of AEGON NV (NYSE: AEG). They are headquartered in Cedar Rapids, Iowa with an additional office in Louisville, Kentucky | Finance |
The Gabelli Healthcare & WellnessRx Trust
 The Gabelli Healthcare & WellnessRx Trust Investment Trusts/Mutual FundsMiscellaneous The Gabelli Healthcare & WellnessRx Trust is a closed-end investment company. Its investment objective is long-term growth of capital. The fund invests its assets in equity securities and income producing securities of domestic and foreign companies in the healthcare and wellness industries. The company was founded on February 20, 2007 and is headquartered in Rye, NY. | Miscellaneous |
GAMCO Global Gold, Natural Resources & Income Trust
 GAMCO Global Gold, Natural Resources & Income Trust Investment Trusts/Mutual FundsMiscellaneous GAMCO Global Gold, Natural Resources & Income Trust is a closed-end management company, which invests on companies engaged in the gold and natural resources industries. It aims to provide a high level of current income and to seek capital appreciation. The company was founded on January 4, 2005 and is headquartered in Rye, NY. | Miscellaneous |
Gamco Natural Resources, Gold & Income Trust
 Gamco Natural Resources, Gold & Income Trust Investment Trusts/Mutual FundsMiscellaneous Gamco Natural Resources, Gold & Income Trust operates as a closed-end management investment company. The firm intends to provide current income from interest, dividends and option premiums. It also intends to provide capital appreciation consistent with the Fund's strategy and its primary objective. The company was founded on June 26, 2008 and is headquartered in Rye, NY. | Miscellaneous |
Gabelli Innovations Trust
 Gabelli Innovations Trust Finance/Rental/LeasingFinance Gabelli Innovations Trust is an umbrella fund. Its objective is to achieve capital appreciation. The company is headquartered in Rye, NY. | Finance |
