Profil
Mr. Richard T.
Chase is General Counsel at RBC Capital Markets LLC.
Mr. Chase was previously employed as Senior Vice President by Lehman Brothers, Inc., Executive Vice President by Philadelphia Stock Exchange, Inc., a Principal by Securities & Exchange Commission Historical Society, General Counsel by Principal Global Investors LLC, General Counsel by U.S.
Bancorp, and General Counsel by Wessels Arnold & Henderson LLP.
Mr. Chase received his undergraduate degree from Macalester College and a graduate degree from Harvard Law School.
Anciens postes connus de Richard T. Chase
| Sociétés | Poste | Fin |
|---|---|---|
Lehman Brothers, Inc.
 Lehman Brothers, Inc. Investment Banks/BrokersFinance A subsidiary of Lehman Brothers Holdings, Inc., Lehman Brothers, Inc. is a broker/dealer headquartered in New York City. They provide global equity and fixed research. The equity research department covers more than 100 sectors. They use a fundamental, quantitative, strategic and tactical research approach. In addition to these Lehman has also developed special products, such as 10 uncommon values and 10 uncommon eurovalues. | Corporate Officer/Principal | 31/12/1997 |
Philadelphia Stock Exchange, Inc.
 Philadelphia Stock Exchange, Inc. Investment Banks/BrokersFinance Philadelphia Stock Exchange, Inc. operates stock exchange in the United States. It trades more than 7,000 stocks, 16 sector index options, more than 2,300 equity options and multiple currency pairs. The company was founded in 1790 and is located in Philadelphia, PA. | Corporate Officer/Principal | 31/12/1989 |
| Securities & Exchange Commission Historical Society | Corporate Officer/Principal | 30/12/1985 |
RBC Capital Markets LLC
 RBC Capital Markets LLC Investment Banks/BrokersFinance RBC Capital Markets LLC is a full-service brokerage and financial services firm headquartered in New York City. They are a direct subsidiary of RBC USA Holdco Corp. and a wholly-owned indirect subsidiary of Royal Bank of Canada (TSE, NYSE: RY). Founded in 2010, the firm is comprised of 3 major business lines: the Private Client Group, the Fixed-Income Group and the Clearing and Execution Services Group. The Private Client Group serves individual investors, while the Fixed-Income Group provides services to institutions, municipalities and non-profit organizations. The Clearing and Execution Services Group is a provider of clearing and execution services to independent brokers/dealers throughout the US. RBC Capital Markets focuses on the following sectors: communications, media, consumer/retail, diversified industries, energy, financial institutions, forest products, healthcare, infrastructure finance, mining & metals, real estate, social infrastructure, technology and the US municipal markets. | Conseiller Juridique Général | - |
| US BANCORP | Corporate Officer/Principal | - |
Formation de Richard T. Chase
| Harvard University | Graduate Degree |
| Macalester College | Undergraduate Degree |
Expériences
Fonctions occupées
Relations
Relations au 1er degré
Entreprises liées au 1er degré
Homme
Femme
Administrateurs
Exécutifs
Sociétés liées
| Sociétés cotées | 1 |
|---|---|
| US BANCORP | Finance |
| Entreprise privées | 6 |
|---|---|
| Wessels, Arnold & Henderson LLP | Finance |
Lehman Brothers, Inc.
Lehman Brothers, Inc. Investment Banks/BrokersFinance A subsidiary of Lehman Brothers Holdings, Inc., Lehman Brothers, Inc. is a broker/dealer headquartered in New York City. They provide global equity and fixed research. The equity research department covers more than 100 sectors. They use a fundamental, quantitative, strategic and tactical research approach. In addition to these Lehman has also developed special products, such as 10 uncommon values and 10 uncommon eurovalues. | Finance |
Philadelphia Stock Exchange, Inc.
Philadelphia Stock Exchange, Inc. Investment Banks/BrokersFinance Philadelphia Stock Exchange, Inc. operates stock exchange in the United States. It trades more than 7,000 stocks, 16 sector index options, more than 2,300 equity options and multiple currency pairs. The company was founded in 1790 and is located in Philadelphia, PA. | Finance |
| Securities & Exchange Commission Historical Society | |
Principal Global Investors LLC
 Principal Global Investors LLC Investment ManagersFinance Principal Global Investors LLC, dba Principal Asset Management (Principal AM), is a SEC-registered investment advisor headquartered in Des Moines, Iowa. The firm was founded in 1998 and is a wholly owned subsidiary of the Principal Global Investors Holding Co. (US) LLC and their ultimate parent is Principal Financial Group, Inc. (NASDAQ: PFG). Principal AM provides investment advisory services to institutional investors and individuals on a discretionary or non-discretionary basis. | Finance |
RBC Capital Markets LLC
RBC Capital Markets LLC Investment Banks/BrokersFinance RBC Capital Markets LLC is a full-service brokerage and financial services firm headquartered in New York City. They are a direct subsidiary of RBC USA Holdco Corp. and a wholly-owned indirect subsidiary of Royal Bank of Canada (TSE, NYSE: RY). Founded in 2010, the firm is comprised of 3 major business lines: the Private Client Group, the Fixed-Income Group and the Clearing and Execution Services Group. The Private Client Group serves individual investors, while the Fixed-Income Group provides services to institutions, municipalities and non-profit organizations. The Clearing and Execution Services Group is a provider of clearing and execution services to independent brokers/dealers throughout the US. RBC Capital Markets focuses on the following sectors: communications, media, consumer/retail, diversified industries, energy, financial institutions, forest products, healthcare, infrastructure finance, mining & metals, real estate, social infrastructure, technology and the US municipal markets. | Finance |
