Richard Lawrence Faiella
Directeur/Membre du Conseil chez Discovery 2009 Flow-Through LP
Profil
Mr. Richard L.
Faiella, CFA MBA, is Senior Vice President & Portfolio Manager at Caldwell Investment Management Ltd.
and a Managing Director at Middlefield International Ltd.
He is on the Board of Directors at Discovery 2009 Flow-Through LP.
His responsibilities include the origination, development, marketing and management of investment funds.
Prior to joining the firm in January 2015, Mr. Faiella was a Managing Director of Middlefield Capital Corporation.
From 1998 to 2014, he held various senior positions with affiliates of Middlefield Group, including Managing Director, International and Managing Director, Corporation Development, with responsibilities ranging from product origination and sales to investment management.
Mr. Faiella is an MBA graduate of the Rotman School of Management at the University of Toronto.
Postes actifs de Richard Lawrence Faiella
| Sociétés | Poste | Début |
|---|---|---|
| Discovery 2009 Flow-Through LP | Directeur/Membre du Conseil | 27/07/2009 |
| Middlefield International Ltd. | Corporate Officer/Principal | - |
Caldwell Investment Management Ltd.
 Caldwell Investment Management Ltd. Investment ManagersFinance Caldwell Investment Management Ltd. (CIM) is an investment advisor and mutual fund manager headquartered in Toronto, Ontario and was founded in 1990. The firm is a subsidiary of Caldwell Financial Ltd. CIM provides investment management and advisory services to Canadian and international retail and institutional investors, including financial institutions, public and private pension funds, endowment funds, foundations and family accounts. | Gestionnaire de Portefeuille-Actions | 01/01/2015 |
Anciens postes connus de Richard Lawrence Faiella
| Sociétés | Poste | Fin |
|---|---|---|
Middlefield Capital Corp.
 Middlefield Capital Corp. Investment ManagersFinance Middlefield Capital Corp. (Middlefield Capital) is a Canadian mutual fund management firm headquartered in Toronto, Ontario. The firm was founded by Murray J. Brasseur in 1979 and is a subsidiary of Middlefield Group. Middlefield Capital offers institutional, professional and individual investors a variety of investment solutions which includes Exchange Traded Funds (ETFs), Mutual Funds, Closed-End Funds, Split-Share Funds and Flow-through LPs. | Gestionnaire de Portefeuille-Actions | 31/10/2014 |
| MIDDLEFIELD INCOME PLUS II CORP | Directeur/Membre du Conseil | 07/03/2014 |
Middlefield Tactical Energy Corp.
 Middlefield Tactical Energy Corp. Investment Trusts/Mutual FundsMiscellaneous Middlefield Tactical Energy Co. is a closed-end investment fund that provides long-term capital appreciation by investing in an actively managed, diversified portfolio comprised primarily of energy related equity securities of issuers that operate in or have exposure to the Canadian oil sands sector. The Fund's investment objectives are to achieve capital appreciation of the investment portfolio over the life of the Fund. The Fund invests predominantly in securities of issuers that operate in or have exposure to the Canadian oilsands sector. Its was founded on June 1, 2007 and is headquartered in Calgary, Canada. It changed its name from Oilsands Canada Corp. in November 2010. | Directeur/Membre du Conseil | 01/03/2012 |
Middlefield Bancorp Ltd.
 Middlefield Bancorp Ltd. Investment Banks/BrokersFinance Middlefield Bancorp Ltd. is a Canadian merchant bank that provides asset and investment management services. The company engages in the corporate finance, merchant banking, financial advisory, security placement and real estate activities. The company provides services in three key areas, including oil and gas, mining and uranium. It was founded on December 23, 1980 and is headquartered in Toronto, ON. | Directeur/Membre du Conseil | 24/02/2012 |
| COMPASS INCOME FUND | Directeur/Membre du Conseil | - |
Formation de Richard Lawrence Faiella
| Rotman School of Management | Masters Business Admin |
Expériences
Fonctions occupées
Actives
Inactives
Sociétés cotées
Entreprise privées
Relations
Relations au 1er degré
Entreprises liées au 1er degré
Homme
Femme
Administrateurs
Exécutifs
Sociétés liées
| Entreprise privées | 9 |
|---|---|
Middlefield Bancorp Ltd.
Middlefield Bancorp Ltd. Investment Banks/BrokersFinance Middlefield Bancorp Ltd. is a Canadian merchant bank that provides asset and investment management services. The company engages in the corporate finance, merchant banking, financial advisory, security placement and real estate activities. The company provides services in three key areas, including oil and gas, mining and uranium. It was founded on December 23, 1980 and is headquartered in Toronto, ON. | Finance |
| Discovery 2009 Flow-Through LP | Miscellaneous |
Middlefield Tactical Energy Corp.
Middlefield Tactical Energy Corp. Investment Trusts/Mutual FundsMiscellaneous Middlefield Tactical Energy Co. is a closed-end investment fund that provides long-term capital appreciation by investing in an actively managed, diversified portfolio comprised primarily of energy related equity securities of issuers that operate in or have exposure to the Canadian oil sands sector. The Fund's investment objectives are to achieve capital appreciation of the investment portfolio over the life of the Fund. The Fund invests predominantly in securities of issuers that operate in or have exposure to the Canadian oilsands sector. Its was founded on June 1, 2007 and is headquartered in Calgary, Canada. It changed its name from Oilsands Canada Corp. in November 2010. | Miscellaneous |
Uranium Focused Energy Fund
 Uranium Focused Energy Fund Investment Trusts/Mutual FundsMiscellaneous Uranium Focused Energy Fund is a closed-end investment fund. The fund invests predominantly in securities of issuers that operate in or have exposure to the uranium sector, supplemented with securities of other energy related issuers that operate in or have exposure to the energy sector. The fund has been designed to capitalize on the view that the uranium sector will continue to provide attractive opportunities for investment over the next several years. It was founded on February 27, 2007 and is headquartered in Toronto, Canada. | Miscellaneous |
Middlefield Income Plus II Corp.
 Middlefield Income Plus II Corp. Investment Trusts/Mutual FundsMiscellaneous Middlefield Income Plus II Corp. is a non-redeemable investment fund. Its objectives are to provide holders of equity shares with stable monthly cash distributions, and the opportunity for capital appreciation while emphasizing capital preservation, through an investment portfolio comprised primarily of high dividend paying common shares and fixed income securities of Canadian issuers. Middlefield Income Plus II was founded in January 25, 2012 and is headquartered in Toronto, Canada | Miscellaneous |
| Middlefield International Ltd. | |
COMPASS Income Fund
 COMPASS Income Fund Investment Trusts/Mutual FundsMiscellaneous COMPASS Income Fund operates as a closed-end investment trust in Canada. Its investment objective is to provide unitholders with a stable stream of monthly distributions. The Fund invests in a diversified portfolio comprised primarily of high yielding equity securities of issuers operating in various industries and geographic regions. The company was founded on February 15, 2002 and is headquartered in Calgary, Canada. | Miscellaneous |
Middlefield Capital Corp.
Middlefield Capital Corp. Investment ManagersFinance Middlefield Capital Corp. (Middlefield Capital) is a Canadian mutual fund management firm headquartered in Toronto, Ontario. The firm was founded by Murray J. Brasseur in 1979 and is a subsidiary of Middlefield Group. Middlefield Capital offers institutional, professional and individual investors a variety of investment solutions which includes Exchange Traded Funds (ETFs), Mutual Funds, Closed-End Funds, Split-Share Funds and Flow-through LPs. | Finance |
Caldwell Investment Management Ltd.
Caldwell Investment Management Ltd. Investment ManagersFinance Caldwell Investment Management Ltd. (CIM) is an investment advisor and mutual fund manager headquartered in Toronto, Ontario and was founded in 1990. The firm is a subsidiary of Caldwell Financial Ltd. CIM provides investment management and advisory services to Canadian and international retail and institutional investors, including financial institutions, public and private pension funds, endowment funds, foundations and family accounts. | Finance |