Profil
Prior to joining Heflin & Co. in 2010, Mr. Geisman served as Chief Operating Officer at Ledgemont Capital Markets from 2008 until 2009.
Prior to Ledgemont, he was a Managing Director at Quadriserv.
Quadriserv is a venture company that has built an equity securities lending ATS (Alternative Trading System) with strategic partners Merrill Lynch and Renaissance Technologies.
At Quadriserv, Mr. Geisman served various roles including Head of Sales and took an active part in product development, strategy, corporate development, marketing and fundraising.
From 2002 to 2006, he served in several production and management roles at CIBC World Markets, specifically Managing Director, Co-Head of Equity Trading and Head of Sales Trading.
At CIBC World Markets, Mr. Geisman was recruited to US Equities to realign the core business and increase productivity and profitability.
From 2002 to 2006 CIBC World Markets profitably doubled their institutional market share from 0.08% to 1.9% and realigned their institutional sales, trading, research and banking platform to focus on middle market companies.
From 2001 to 2002, he was an integral managing member of the Sandler O'Neill rebuilding team after 9/11.
At Sandler, Mr. Geisman was responsible for all aspects of NASDAQ trading and led a team rebuilding Sandler's institutional trading platform including corporate development, product development and technology.
From 1993 to 2001, he held several positions within Citigroup Equity Sales and Trading.
Specifically his focus was on trading financial institutions where he led his trading sector group from 1999 to 2001.
At Citigroup, he took an active part in the expansion of the Smith Barney platform to the Citigroup global institutional platform and was an integral part of a team that created the number one institutional equity volume trading platform.
Mr. Geisman graduated with a degree in finance from Boston University in 1993.
Anciens postes connus de Richard Geisman
| Sociétés | Poste | Fin |
|---|---|---|
CIBC World Markets Corp. (Old)
 CIBC World Markets Corp. (Old) Financial ConglomeratesFinance CIBC World Markets is a full-service investment bank headquartered in New York City. CIBC provides an internationally integrated research product through three primary strategies. In the US, the firm provides research coverage available in areas of focus, including technology, telecommunications, healthcare, energy, power generation and technology, financial institutions, consumer growth, real estate and media. In Canada, the firm offers the full spectrum of coverage for all of the sectors that form the TSE 300 Index. Their broad investment grade analysis of return bond Indices provides daily performance of the Canadian bond market. The sectors covered are: government of Canada bonds, provincial and municipal bonds and corporate bonds rated AAA/AA, A and BBB. Also available is a monthly ABS/MBS market report that provides information on ABS market conditions, market summary data and monthly performance reports on outstanding transactions. This report includes information about the MBS market, including key statistics on MBS spreads and prepayments. Another report contains MBS trading data, cash flows and other key data. A separate monthly Portfolio Valuation Report provides month end pricing for ABS and MBS transactions. Corporate debt research produces highly targeted credit analysis and research for investment grade and high yield debt securities. The corporate bond review covers bond market action, new issues, price/yield movements, rating changes, and buy/sell recommendations. The fixed-income research group produces actionable fundamental and technical analysis, strategies, products, and runs bond indexes and quantitative models relating specifically to fixed income markets, bond portfolios, and individual securities. CIBC provides risk management solutions to corporations, investors, financial institutions, and governments across all asset classes: interest rates, equities, credit, currency, and commodities. CIBC World Markets is a subsidiary of Canadian Imperial Bank of Commerce. | Corporate Officer/Principal | 31/12/2006 |
Maltese Capital Management LLC
 Maltese Capital Management LLC Investment ManagersFinance Maltese Capital Management LLC (Maltese Capital) is an independent, SEC-registered investment advisor and hedge fund manager headquartered in New York City. The firm was founded by Terry Maltese in 1996. They were formerly known as Sandler O'Neill Asset Management LLC and changed their name to Maltese Capital Management LLC in 2015. Maltese Capital provides investment advisory services on a discretionary basis to client accounts that are private pooled investment vehicles. | Corporate Officer/Principal | 31/12/2002 |
Heflin & Co. LLC
 Heflin & Co. LLC Investment Banks/BrokersFinance Founded in 1997, Heflin & Co. LLC is a privately-held broker/dealer located in El Segundo, California with an additional office in Stamford, Connecticut. The firm executes transactions on behalf of institutional investors. Heflin & Co.'s research focuses on domestic equities. The firm clears on a fully-disclosed basis through Pershing LLC. | Directeur des opérations | - |
Ledgemont Private Equity
 Ledgemont Private Equity Investment ManagersFinance Founded by Eric Brachfeld, Ledgemont Private Equity is a private equity firm located in New York City. They are a subsidiary of Ledgemont Capital Group LLC | Sales & Marketing | - |
| CITIGROUP INC. | Corporate Officer/Principal | - |
Formation de Richard Geisman
| Boston University | Undergraduate Degree |
Expériences
Fonctions occupées
Relations
Relations au 1er degré
Entreprises liées au 1er degré
Homme
Femme
Administrateurs
Exécutifs
Sociétés liées
| Sociétés cotées | 1 |
|---|---|
| CITIGROUP INC. | Finance |
| Entreprise privées | 5 |
|---|---|
Quadriserv, Inc.
 Quadriserv, Inc. Investment Banks/BrokersFinance Quadriserv, Inc. engages in the provision of securities finance activities. The company was founded by Martin Hakker, Gregory W. DePetris, Sean McNamara, and Joseph Charles Weinhoffer and is headquartered in New York, NY. | Finance |
Ledgemont Private Equity
Ledgemont Private Equity Investment ManagersFinance Founded by Eric Brachfeld, Ledgemont Private Equity is a private equity firm located in New York City. They are a subsidiary of Ledgemont Capital Group LLC | Finance |
CIBC World Markets Corp. (Old)
CIBC World Markets Corp. (Old) Financial ConglomeratesFinance CIBC World Markets is a full-service investment bank headquartered in New York City. CIBC provides an internationally integrated research product through three primary strategies. In the US, the firm provides research coverage available in areas of focus, including technology, telecommunications, healthcare, energy, power generation and technology, financial institutions, consumer growth, real estate and media. In Canada, the firm offers the full spectrum of coverage for all of the sectors that form the TSE 300 Index. Their broad investment grade analysis of return bond Indices provides daily performance of the Canadian bond market. The sectors covered are: government of Canada bonds, provincial and municipal bonds and corporate bonds rated AAA/AA, A and BBB. Also available is a monthly ABS/MBS market report that provides information on ABS market conditions, market summary data and monthly performance reports on outstanding transactions. This report includes information about the MBS market, including key statistics on MBS spreads and prepayments. Another report contains MBS trading data, cash flows and other key data. A separate monthly Portfolio Valuation Report provides month end pricing for ABS and MBS transactions. Corporate debt research produces highly targeted credit analysis and research for investment grade and high yield debt securities. The corporate bond review covers bond market action, new issues, price/yield movements, rating changes, and buy/sell recommendations. The fixed-income research group produces actionable fundamental and technical analysis, strategies, products, and runs bond indexes and quantitative models relating specifically to fixed income markets, bond portfolios, and individual securities. CIBC provides risk management solutions to corporations, investors, financial institutions, and governments across all asset classes: interest rates, equities, credit, currency, and commodities. CIBC World Markets is a subsidiary of Canadian Imperial Bank of Commerce. | Finance |
Heflin & Co. LLC
Heflin & Co. LLC Investment Banks/BrokersFinance Founded in 1997, Heflin & Co. LLC is a privately-held broker/dealer located in El Segundo, California with an additional office in Stamford, Connecticut. The firm executes transactions on behalf of institutional investors. Heflin & Co.'s research focuses on domestic equities. The firm clears on a fully-disclosed basis through Pershing LLC. | Finance |
Maltese Capital Management LLC
Maltese Capital Management LLC Investment ManagersFinance Maltese Capital Management LLC (Maltese Capital) is an independent, SEC-registered investment advisor and hedge fund manager headquartered in New York City. The firm was founded by Terry Maltese in 1996. They were formerly known as Sandler O'Neill Asset Management LLC and changed their name to Maltese Capital Management LLC in 2015. Maltese Capital provides investment advisory services on a discretionary basis to client accounts that are private pooled investment vehicles. | Finance |
