Profil
Richard Eric Waks served as President & Chief Executive Officer at Heflin & Co. LLC from 2010 to 2011.
Prior to that, he was a Principal at Kidder Peabody and an Executive Vice President & Partner at Imperial Capital LLC.
Waks earned an undergraduate degree from State University of New York at Albany in 1980 and an MBA from the University of Michigan in 1982.
Anciens postes connus de Richard Eric Waks
Sociétés | Poste | Fin |
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Heflin & Co. LLC
Heflin & Co. LLC Investment Banks/BrokersFinance Founded in 1997, Heflin & Co. LLC is a privately-held broker/dealer located in El Segundo, California with an additional office in Stamford, Connecticut. The firm executes transactions on behalf of institutional investors. Heflin & Co.'s research focuses on domestic equities. The firm clears on a fully-disclosed basis through Pershing LLC. | Directeur de la Recherche - Actions | 28/02/2011 |
Kidder Peabody | Corporate Officer/Principal | - |
Imperial Capital LLC /Management/
Imperial Capital LLC /Management/ Financial ConglomeratesFinance Imperial Capital LLC is a private company based in Beverly Hills, CA. The company is led by management. | Corporate Officer/Principal | - |
Formation de Richard Eric Waks
State University of New York at Albany | Undergraduate Degree |
University of Michigan | Masters Business Admin |
Expériences
Fonctions occupées
Relations
Relations au 1er degré
Entreprises liées au 1er degré
Homme
Femme
Administrateurs
Exécutifs
Sociétés liées
Entreprise privées | 3 |
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Heflin & Co. LLC
Heflin & Co. LLC Investment Banks/BrokersFinance Founded in 1997, Heflin & Co. LLC is a privately-held broker/dealer located in El Segundo, California with an additional office in Stamford, Connecticut. The firm executes transactions on behalf of institutional investors. Heflin & Co.'s research focuses on domestic equities. The firm clears on a fully-disclosed basis through Pershing LLC. | Finance |
Imperial Capital LLC /Management/
Imperial Capital LLC /Management/ Financial ConglomeratesFinance Imperial Capital LLC is a private company based in Beverly Hills, CA. The company is led by management. | Finance |
Kidder Peabody | Finance |