Peter Yang

CLSA Ltd. is the Hong Kong-based institutional brokerage subsidiary of CITIC Securities Co., Ltd. (SSE: 600030, SEHK: 6030), a full-service investment bank headquartered in China. Founded in 1986, the firm provides sales and execution services to global investors and corporates.

Credit Suisse (Hong Kong) Ltd. (CSHK) is a securities brokerage firm headquartered Hong Kong. The firm is a subsidiary of Credit Suisse AG, which is owned by Credit Suisse Group AG (SWX: CSGN; ADR: CS) in Switzerland. CSHK provides corporate and institutional investors with sales, trading, financing, prime services, and market-making in global equities, as well as equities-related securities, options, futures, risk management, and hedging products. Their client-focused platform offers issuer and investor clients access to distribution, trading, and origination capabilities across various markets globally.

Goldman Sachs (Singapore) Pte. (Goldman Sachs-Singapore) is the brokerage subsidiary of New York-based Goldman Sachs Group, Inc. (NYSE: GS), a global investment bank that offers financial services to corporations, institutions, governments and high-net worth individuals. Headquartered in Singapore, the firm opened in 1989 and is the regional hub for the group's activities in Southeast Asia, particularly asset management and energy trading. Goldman Sachs-Singapore provides a full range of corporate finance and capital markets products and services across a wide range of operating areas. Business functions include capital structuring advisory, and security services.

Macquarie Capital Ltd. is the Hong Kong-based securities brokerage arm of Macquarie Group Ltd. (ASX: MQG), a global financial services group headquartered in Australia. Macquarie Capital offers brokerage services to various investors.

Goldman Sachs (India) Securities Pvt Ltd. (GS India) is the India-based broker-dealer subsidiary of Goldman Sachs Securities Co. Ltd., ultimately held by The Goldman Sachs Group, Inc. (NYSE: GS) in the US. Headquartered in Mumbai, GS India was founded in 2006 and provides execution services to corporate and institutional clients.

Goldman Sachs & Co. LLC (GS&Co.) is a securities brokerage firm headquartered in New York City. Founded in 1927, the firm is a subsidiary of The Goldman Sachs Group, Inc. (NYSE: GS). GS&Co. provides services to help hedge funds manage risk, monitor portfolios, maintain liquidity and build their businesses. They offer clients access to global equity and derivatives markets, as well as foreign exchange, commodities, European Lefts, rates and credit across the Americas, Europe and Asia. The firm proactively monitors capital markets, searching for pockets of liquidity and news that may require changes to those strategies. Integration with the Goldman Sachs network gives clients access to the firm's sectored block trades and their insights into price discovery. Their electronic trading program provides clients with tools to manage their trades from pre-trade analytics to post-trade analysis.

Morgan Stanley Asia Ltd. (MSA) is a broker/dealer headquartered in Hong Kong. The firm was founded in 1987 and is a subsidiary of Morgan Stanley (NYSE: MS) in the US. MSA provides institutional securities such as equities, fixed income, derivatives and research.

Part of HSBC Holdings Plc, HSBC Securities (Taiwan) Corp., Ltd. is a Taiwanese company founded in 2006 that offers hsbcnet, a platform with powerful and intuitive tools to maintain secure banking for businesses and individuals. The company is based in Taipei, Taiwan. The platform provides up-to-date knowledge and insights on the fastest growing markets in the world.

Citigroup Global Markets, Inc. (Broker) (CGMI-Broker) is the broker/dealer division of Citigroup Global Markets, Inc., an investment bank headquartered in New York City with additional offices across the US. The firm was founded in 2004 and is a subsidiary of Citigroup Financial Products, Inc., ultimately held by Citigroup, Inc. (NYSE: C). CGMI-Broker covers all market capitalizations of the major global indices and provides macro and quantitative analysis of global markets and sector trends. Their core focus of the group is to help investing clients make informed decisions by providing value-added, independent, insightful analysis.

Goldman Sachs (Asia) LLC (South Korea) (Goldman Sachs Korea) is the South Korea-based securities brokerage subsidiary of Goldman Sachs (Asia) LLC, ultimately owned by The Goldman Sachs Group, Inc. (NYSE: GS) in the US. Headquartered in Seoul, Goldman Sachs Korea was founded in 1998 and provides institutional clients with insight, risk management and execution services.

Beijing Gao Hua Securities Co., Ltd. is a financial services company based in Beijing, China. and has subsidiaries in China. The company's description is written in Chinese, but it appears to offer a range of financial services, including securities trading, investment banking, and asset management. The private company's website includes information about its history, services, and team, as well as news and research reports. The company was founded in 2004, and Xing Zhang has been the CEO of the company since 2004.

Founded in 1985, Barclays Capital Asia Ltd. is a Chinese brokerage services company. Part of Barclays PLC, the company is based in Hong Kong, Hong Kong.

Part of Morgan Stanley, Morgan Stanley Securities Ltd. is a financial institution that offers sustainable investment solutions to clients worldwide. The company is based in London, UK. Morgan Stanley Securities is committed to diversity and inclusion for clients, employees, and communities, which builds on their legacy and strengthens their business. Colin D. Bryce has been the CEO of the British company since 2007.

Part of Bank of America Corp., Bank of America, NA (Mumbai Branch) is a financial institution that offers a range of banking products and services. The company, founded in 1964, is based in Mumbai, India. Its offerings include fixed income, corporate banking, treasury services, and corporate social responsibility. Bank of America provides banking products such as working capital and term loans, structured finance, export finance, cash management, trade products, foreign exchange services, and currency solutions. The Indian company's website also provides regulatory, legal, and policy documents, as well as financial results and disclosures.

Daiwa Capital Markets (Hong Kong) Ltd. (Daiwa HK) is a securities brokerage firm headquartered Hong Kong. The firm is a subsidiary of Daiwa Capital Markets Asia Holding BV, ultimately owned by Daiwa Securities Group, Inc. (TYO: 8601) in Japan. Founded in 1970, Daiwa HK offers brokerage services to an established international client base.

HSBC Qianhai Securities Ltd. combines the global platform of HSBC Group with the local resources of Qianhai Financial Holdings to provide clients with a comprehensive range of securities products and services. HSBC Qianhai Securities is based in Shenzhen, CN. The Chinese company is committed to providing professional, diverse, and customized wealth management services to high-net-worth and ultra-high-net-worth clients and their families. With a global perspective, the company has insights into the Chinese A-share market. The joint venture company was founded in 2017, and the CEO is Irene Ho.

Aletheia Capital (Singapore) Pte. Ltd. is an investment research firm headquartered in Singapore. They are owned by Aletheia Capital (HK) Ltd., which is owned by Aletheia Capital Ltd. in Hong Kong. The firm provides research reports for institutional and retail investors.

Carnegie Mellon University is an American school that operates as a college or university. It is located in Pittsburgh, Pennsylvania.

BOCI Research Ltd. is an investment research firm headquartered in Hong Kong. The firm was founded in 1998 and is a subsidiary of BOCI Asia Ltd., ultimately held by Chinese government’s China Investment Corp. BOCI Research primarily provides research reports and analysis on China with a focus on telecommunications, property, media, retail, technology, energy, oil and gas, metals and mining, utilities, financials, and transport and logistics sectors.

Harvest Global Investments Ltd. (HGI) is the wholly-owned, Hong Kong-based investment management subsidiary of Harvest Fund Management Co., Ltd. (HFM), an asset management company headquartered in China. Founded in 2008, HGI provides discretionary portfolio management services to their clients, sometimes with the assistance of HFM, serving as the investment adviser to pooled investment vehicles sponsored by other financial firms. They also provide investment advisory services on behalf of sophisticated institutional investors to separately managed accounts.

Prudence Investment Management (Hong Kong) Ltd. (Prudence-Hong Kong) is an independent alternative investment management firm headquartered in Hong Kong. The firm was founded by Dr. Philip Po-him Wu, Chad Liu, and Yuan Wang in 2008. Prudence-Hong Kong manages the Prudence funds for sophisticated investors.

University of Southern California is a private research university that mainly offers undergraduate, graduate & other higher education. The university was founded in 1880 and is headquartered in Los Angeles, CA.

Deutsche Bank AG (Private Banking Hong Kong) (Deutsche Bank HK) is the Hong Kong-based private banking division of Deutsche Bank AG (ETR: DBK), a multinational investment bank and financial services company headquartered in Frankfurt, Germany. Founded in 1958, Deutsche Bank HK provides investment advisory and management services to individuals, entrepreneurs, family offices and foundations.

Part of Wells Fargo & Co., Wells Fargo Securities Asia Ltd. is a brokerage services provider. The company is based in Hong Kong, Hong Kong.

Crosby Securities Ltd. is a securities brokerage firm headquartered in Hong Kong. The firm is a subsidiary of Crosby Asia Ltd., which is owned by Quali-Smart Holdings Ltd. (HKG: 1348). Crosby Securities provides stock brokerage services to various types of clients.

JPMorgan Securities (Asia Pacific) Ltd. (JPM Asia) is the Hong Kong-based brokerage subsidiary of JP Morgan Chase & Co. (NYSE: JPM), a global financial services company headquartered in the US. JPM Asia provides brokerage services to local corporations and institutions, multinationals, governments and private clients.

DBS Bank (Hong Kong) Ltd. (Private Banking) (DBS Hong Kong-PB) is the wealth management division of DBS Bank (Hong Kong) Ltd., a licensed bank headquartered in Hong Kong. The firm is ultimately owned by DBS Group Holdings Ltd. (SGX: D05) in Singapore. DBS Hong Kong-PB provides banking services to their private wealthy clients.

Standard Chartered Bank (Hong Kong) Ltd. engages in the provision of banking and financial services. It operates through the following segments: Corporate, Commercial and Institutional Banking (CCIB), Consumer, Private and Business Banking (CPBB), Ventures, and Central and Other Items. The CCIB segment is involved in transaction banking, financial markets, corporate finance, and borrowing needs. It also offers solutions in some of the economies and most active trade corridors. The CPBB segment serves individuals and small businesses, with a focus on the affluent segment. It provides digital banking services with a human touch to clients, with services spanning deposits, payments, financing products, and Wealth Management. The Ventures segment includes Mox Bank Limited, a cloud-native, mobile-only digital bank. The Central and Other Items segment refers to corporate center costs, treasury activities, and certain strategic investments. The company was founded in 1859 and is headquartered in Hong Kong.

UBS Securities Asia Ltd. (UBS Asia) is a brokerage firm headquartered in Hong Kong. The firm is a subsidiary of UBS AG, which is owned by UBS Group AG (SWX: UBSG) in Switzerland. UBS Asia provides corporate and institutional clients which include intermediary and alternative asset managers with financial advisory services, access to the world's capital markets and securities products and research in the field of equity, fixed-income, rates, foreign exchange, energy and metals.

Part of SAS Rue la Boétie, Credit Agricole Securities (Asia) Ltd is a Chinese company that works on various corporates' projects such as initial public offerings, privatisations, capital increases, and issues of convertible bonds and other equity-linked securities. The company is based in Hong Kong, Hong Kong. The company is a part of Group Crédit Agricole's integrated finance and investment banking, asset servicing, and wealth management offering for large clients. Frederik Jean Lucien Coyault has been the CEO of the company since 2017. Credit Agricole Securities (Asia was acquired by Crédit Agricole Corporate & Investment Bank SA from NatWest Group Plc on November 25, 2016.

Merrill Lynch Far East Ltd. is the stockbroking subsidiary of Merrill Lynch HK Services Ltd., ultimately owned by Bank of America Corp. (NYSE: BAC) in the US. Headquartered in Hong Kong, the firm was founded in 2003 and offers a broad range of brokerage services to institutional investors.

Part of BNP Paribas SA, BNP Paribas Securities (Taiwan) Co. Ltd. is a Taiwanese company that provides brokerage services. The company is based in Taipei, Taiwan. The company was founded in 1993. The CEO is Mu Ling Chao.