Profil
Mr. Doyal N.
Brown is a Principal at Purshe Kaplan Sterling Investments, Inc. and a Founding Partner & Financial Advisor at Diligent Investors LLC.
He has spent over 42 years in the wealth management business.
Mr. Brown spent his first 10 years with Dean Whitter.
He started in San Bernardino, CA as an account executive and was promoted to Vice President of Investments in the World Trade Center in New York.
He joined Morgan Stanley in New York in 1984 and worked with high-profile clients like Canadian Pension Plans and Public Storage company.
In 1990 he wanted to put his Wall Street experience to use for his own clients and he became an Independent Investment Advisor.
Postes actifs de Nick Brown
| Sociétés | Poste | Début |
|---|---|---|
Diligent Investors LLC
 Diligent Investors LLC Investment ManagersFinance Diligent Investors LLC is an independent, SEC-registered investment advisor headquartered in Redlands, California. The firm was founded Doyal “Nick” Brown in 2011. Diligent Investors works with individuals & families to develop, implement, and manage sophisticated financial plans designed to meet their personalized needs and support them in pursuit of their life’s most important endeavors. | Fondateur | 01/01/2011 |
Purshe Kaplan Sterling Investments, Inc.
 Purshe Kaplan Sterling Investments, Inc. Financial ConglomeratesFinance Purshe Kaplan Sterling Investments, Inc. operates as a full-service broker/dealer and financial services firm. It offers mutual funds, college savings plans, variable products, alternative investments and access to many of the top professional money managers in the country. The company is headquartered in Albany, NY. | Corporate Officer/Principal | 01/12/2011 |
Anciens postes connus de Nick Brown
| Sociétés | Poste | Fin |
|---|---|---|
First Allied Securities, Inc.
 First Allied Securities, Inc. Investment Banks/BrokersFinance Founded in 1993, First Allied Securities, Inc. is an independent, SEC-registered broker/dealer headquartered in San Diego, California. The firm is a member of FINRA, the NASD and the SIPC. First Allied Securities Inc. was previously a subsidiary of Advanced Equities Financial Corp. In April 2006, Advanced Equities Financial Corp. acquired First Financial Planners and merged it with First Allied Securities. In 2008, the firm acquired First Montauk Securities Corp. from First Montauk Financial Corp. In 2011, Lovell Minnick Partners LLC and the management team of First Allied Advisory Services acquired the firm from Advanced Equities Financial Corp. First Allied Securities is affiliated with First Allied Advisory Services, Inc., a registered investment advisor. The firm provides a full array of trading and execution services for their clients. They do not provide any internal research. | Corporate Officer/Principal | 01/08/2011 |
Expériences
Fonctions occupées
Relations
Relations au 1er degré
Entreprises liées au 1er degré
Homme
Femme
Administrateurs
Exécutifs
Sociétés liées
| Entreprise privées | 3 |
|---|---|
Diligent Investors LLC
Diligent Investors LLC Investment ManagersFinance Diligent Investors LLC is an independent, SEC-registered investment advisor headquartered in Redlands, California. The firm was founded Doyal “Nick” Brown in 2011. Diligent Investors works with individuals & families to develop, implement, and manage sophisticated financial plans designed to meet their personalized needs and support them in pursuit of their life’s most important endeavors. | Finance |
First Allied Securities, Inc.
First Allied Securities, Inc. Investment Banks/BrokersFinance Founded in 1993, First Allied Securities, Inc. is an independent, SEC-registered broker/dealer headquartered in San Diego, California. The firm is a member of FINRA, the NASD and the SIPC. First Allied Securities Inc. was previously a subsidiary of Advanced Equities Financial Corp. In April 2006, Advanced Equities Financial Corp. acquired First Financial Planners and merged it with First Allied Securities. In 2008, the firm acquired First Montauk Securities Corp. from First Montauk Financial Corp. In 2011, Lovell Minnick Partners LLC and the management team of First Allied Advisory Services acquired the firm from Advanced Equities Financial Corp. First Allied Securities is affiliated with First Allied Advisory Services, Inc., a registered investment advisor. The firm provides a full array of trading and execution services for their clients. They do not provide any internal research. | Finance |
Purshe Kaplan Sterling Investments, Inc.
Purshe Kaplan Sterling Investments, Inc. Financial ConglomeratesFinance Purshe Kaplan Sterling Investments, Inc. operates as a full-service broker/dealer and financial services firm. It offers mutual funds, college savings plans, variable products, alternative investments and access to many of the top professional money managers in the country. The company is headquartered in Albany, NY. | Finance |
