Nicholas Dalmaso
Directeur Général chez Sound Capital Distributors LLC
Profil
Nicholas Dalmaso is currently the Chairman & Chief Executive Officer at Sound Capital Distributors LLC, Sound Capital Solutions LLC, and Sound Capital Holdings LLC.
He is also the Chairman-Trustees Board at Destra Multi-Alternative Fund and the Chairman at BlueBay Destra International Event-Driven Credit Fund.
In addition, he serves as the General Counsel at M1 Holdings LLC, M1 Advisory Services LLC, and M1 Finance LLC.
Previously, Mr. Dalmaso held the positions of Chief Executive Officer & Director at Destra Investment Trust and Co-Chairman, COO & General Counsel at Destra Capital Management LLC.
He also served as an Independent Director at Keno Kozie Associates Ltd.
and Assistant General Counsel at Nuveen Investments, Inc. Furthermore, he was the Chief Administrative Officer & General Counsel at Claymore Securities, Inc. and Vice President & Associate General Counsel at Van Kampen Investments, Inc. Mr. Dalmaso was also the President, COO & General Counsel at Destra Capital Advisors LLC and Destra Capital Investments LLC.
He has also served as a Trustee at Advent Convertible & Income Fund and as the Chief Executive, Financial & Legal Officer at Destra US Liquidity Alpha & Income Fund.
Postes actifs de Nicholas Dalmaso
| Sociétés | Poste | Début |
|---|---|---|
Destra Multi-Alternative Fund
 Destra Multi-Alternative Fund Investment Trusts/Mutual FundsMiscellaneous Destra Multi-Alternative Fund is a non-diversified and closed-end management fund, which invests in real estate investment trusts, debt and equity income securities, and alternative investment funds. It seeks capital appreciation with an emphasis on income generation. The company was founded on June 03, 2011 and is headquartered in Bozeman, MT. | Président | 01/11/2018 |
M1 Finance LLC
 M1 Finance LLC Financial ConglomeratesFinance Part of M1 Holdings, Inc., M1 Finance LLC offers digital banking tools for long-term investors. The company is based in Chicago, IL. The company provides M1 Spend, a high-yield checking account, debit card, and credit card for the modern investor. M1 Plus is a membership that gives the best rates and tools that M1 has to offer. The company allows users to transfer their accounts to M1, which is fast, easy, and secure. M1 Plus membership offers a staggering APY1 on savings. M1's all-in-one platform for investing, banking, and more helps users manage their finances and meet their goals. | Conseiller Juridique Général | 01/01/2014 |
| M1 Advisory Services LLC | Conseiller Juridique Général | 01/01/2014 |
| Sound Capital Distributors LLC | Directeur Général | 01/01/2020 |
| Sound Capital Solutions LLC | Directeur Général | 01/01/2020 |
BlueBay Destra International Event-Driven Credit Fund
 BlueBay Destra International Event-Driven Credit Fund Investment Trusts/Mutual FundsMiscellaneous BlueBay Destra International Event-Driven Credit Fund is a Closed-End Investment Company. The Company is headquartered in Bozeman, MT. | Président | 01/11/2017 |
| Sound Capital Holdings LLC | Directeur Général | 01/01/2020 |
Anciens postes connus de Nicholas Dalmaso
| Sociétés | Poste | Fin |
|---|---|---|
Keno Kozie Associates Ltd.
 Keno Kozie Associates Ltd. Miscellaneous Commercial ServicesCommercial Services Part of HBR Consulting LLC, Keno Kozie Associates Ltd. is a company that has been providing information technology design, service, and support to leading law firms and legal departments since 1988. The company is based in Chicago, IL. The company offers IT consulting, systems integration, advanced application integration, 24/7 help desk support, training, managed services, and security and risk management services. Keno Kozie Associates has received the National Law Journal's Hall of Fame award for multiple wins within the Best of Midwest surveys and the Best of Legal Times survey. The company maintains partnerships with leading software and hardware vendors to provide clients with optimal value and support. The company was founded in 1988 by Barry Keno, who has been the CEO since then. Keno Kozie Associates was acquired by HBR Consulting LLC on March 01, 2021. | Directeur/Membre du Conseil | 01/01/2018 |
Destra Capital Advisors LLC
 Destra Capital Advisors LLC Investment ManagersFinance Destra Capital Advisors LLC (Destra) is a registered investment advisor headquartered in Bozeman, Montana. The firm was founded in 2008 as Destra Advisors LLC. They are a subsidiary Destra Capital Management LLC and their ultimate parent is ArrowMark Colorado Holdings LLC. Destra manages the Destra Mutual Funds and Un-Listed Closed-End Interval Funds and also acts as the secondary market servicing agent for various Closed-End Funds. | President | 01/01/2014 |
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Expériences
Fonctions occupées
Relations
Relations au 1er degré
Entreprises liées au 1er degré
Homme
Femme
Administrateurs
Exécutifs
Sociétés liées
| Entreprise privées | 18 |
|---|---|
Nuveen Investments, Inc.
 Nuveen Investments, Inc. Financial ConglomeratesFinance Nuveen Investments, Inc. provides investment management and related services to retail and institutional investors. It offers investment management capabilities across a diversified set of asset classes and investment strategies through its investment management affiliates, including municipal bond, investment grade, global and high-yield bond, floating-rate bank loan, preferred securities, growth equity, value equity, global and international equity, equity income, core equity, equity index, quantitative and enhanced equity, asset allocation, balanced strategies, real asset and commodity. The company was founded by John Nuveen in 1898 and is headquartered in Chicago, IL. | Finance |
Advent Convertible & Income Fund
 Advent Convertible & Income Fund Investment Trusts/Mutual FundsMiscellaneous Advent Convertible & Income Fund operates as a closed-end investment fund, which focuses on convertible securities and non-convertible income securities. The company was founded on February 19, 2003 and is headquartered in New York, NY. | Miscellaneous |
Claymore Securities, Inc.
 Claymore Securities, Inc. Investment ManagersFinance Founded in 2001 by David Hooten, Claymore Securities, Inc. is a registered investment advisor based in Lilse, Illinois with offices in Conshohocken, Pennsylvania and Princeton, New Jersey. The firm also does business as Claymore Advisors LLC. They are a subsidiary of the Claymore Group, Inc. The firm is a wholly-owned subsidiary of Guggenheim Capital LLC, a global, independent, privately-held, diversified financial services firm that, through their affiliates, provides investment management, investment advisory, insurance, investment banking and capital markets services. Guggenheim Capital is headquartered in Chicago and New York City with offices throughout the US, Europe and Asia. Claymore Securities provides investment management services to financial advisors and their clients. | Finance |
| Destra Investment Trust | Miscellaneous |
Destra US Liquidity Alpha & Income Fund
 Destra US Liquidity Alpha & Income Fund Investment Trusts/Mutual FundsMiscellaneous Destra US Liquidity Alpha & Income Fund operates as a Closed-End Investment Fund/Investment Trust. The Fund seeks to provide total return through long-term capital appreciation and income and gains. It is headquartered in Wheaton, IL. | Miscellaneous |
Destra Multi-Alternative Fund
Destra Multi-Alternative Fund Investment Trusts/Mutual FundsMiscellaneous Destra Multi-Alternative Fund is a non-diversified and closed-end management fund, which invests in real estate investment trusts, debt and equity income securities, and alternative investment funds. It seeks capital appreciation with an emphasis on income generation. The company was founded on June 03, 2011 and is headquartered in Bozeman, MT. | Miscellaneous |
Van Kampen Investments, Inc.
 Van Kampen Investments, Inc. Investment ManagersFinance Van Kampen Investments, Inc. operated an investment management company that offered management and supervision of assets, open-end and closed-end mutual funds, unit investment trusts, retirement products and investment platforms. It was founded in 1968 and was headquartered in Oakbrook Terrace, IL. | Finance |
Destra Capital Management LLC
 Destra Capital Management LLC Investment ManagersFinance Founded by Dominic Martellaro and Nicholas Dalmaso, Destra Capital Management LLC is a fund distributor located in Lisle, Illinois. | Finance |
Keno Kozie Associates Ltd.
Keno Kozie Associates Ltd. Miscellaneous Commercial ServicesCommercial Services Part of HBR Consulting LLC, Keno Kozie Associates Ltd. is a company that has been providing information technology design, service, and support to leading law firms and legal departments since 1988. The company is based in Chicago, IL. The company offers IT consulting, systems integration, advanced application integration, 24/7 help desk support, training, managed services, and security and risk management services. Keno Kozie Associates has received the National Law Journal's Hall of Fame award for multiple wins within the Best of Midwest surveys and the Best of Legal Times survey. The company maintains partnerships with leading software and hardware vendors to provide clients with optimal value and support. The company was founded in 1988 by Barry Keno, who has been the CEO since then. Keno Kozie Associates was acquired by HBR Consulting LLC on March 01, 2021. | Commercial Services |
| M1 Holdings LLC | |
| M1 Advisory Services LLC | |
M1 Finance LLC
M1 Finance LLC Financial ConglomeratesFinance Part of M1 Holdings, Inc., M1 Finance LLC offers digital banking tools for long-term investors. The company is based in Chicago, IL. The company provides M1 Spend, a high-yield checking account, debit card, and credit card for the modern investor. M1 Plus is a membership that gives the best rates and tools that M1 has to offer. The company allows users to transfer their accounts to M1, which is fast, easy, and secure. M1 Plus membership offers a staggering APY1 on savings. M1's all-in-one platform for investing, banking, and more helps users manage their finances and meet their goals. | Finance |
BlueBay Destra International Event-Driven Credit Fund
BlueBay Destra International Event-Driven Credit Fund Investment Trusts/Mutual FundsMiscellaneous BlueBay Destra International Event-Driven Credit Fund is a Closed-End Investment Company. The Company is headquartered in Bozeman, MT. | Miscellaneous |
| Destra Capital Investments LLC | |
| Sound Capital Distributors LLC | |
| Sound Capital Solutions LLC | |
| Sound Capital Holdings LLC | |
Destra Capital Advisors LLC
Destra Capital Advisors LLC Investment ManagersFinance Destra Capital Advisors LLC (Destra) is a registered investment advisor headquartered in Bozeman, Montana. The firm was founded in 2008 as Destra Advisors LLC. They are a subsidiary Destra Capital Management LLC and their ultimate parent is ArrowMark Colorado Holdings LLC. Destra manages the Destra Mutual Funds and Un-Listed Closed-End Interval Funds and also acts as the secondary market servicing agent for various Closed-End Funds. | Finance |
