Nathan Harris
Compliance Officer chez Aura Funds Management
Profil
Nathan joined Aura Group in late 2020 with over 20 years’ experience in risk and compliance.
His background includes executive roles at Nikko Asset Management and Xplore Wealth as well as consulting in various sectors including global asset management, wealth management, superannuation, wrap platforms and managed discretionary accounts.
Nathan has strong experience in regulatory compliance, governance and investment compliance.
He holds a Diploma of Financial Advising and is an Internationally Certified Compliance Professional (ICCP).
Postes actifs de Nathan Harris
| Sociétés | Poste | Début |
|---|---|---|
Aura Funds Management
 Aura Funds Management Investment ManagersFinance Aura Funds Management is a venture capital firm, founded in 2013 by John Kolenda, Calvin NG and Eric Chan, headquartered at Sydney, New south wales with additional office in Melbourne & Singapore. | Compliance Officer | 01/12/2020 |
Anciens postes connus de Nathan Harris
| Sociétés | Poste | Fin |
|---|---|---|
| XPLORE WEALTH LIMITED | Compliance Officer | 01/12/2020 |
| NIKKO ASSET MANAGEMENT CO., LTD. - LISTED TRACERS US GOVERNMENT BOND 0-2YEARS LADDER FUND | Compliance Officer | 01/12/2018 |
White Knight Consulting, Inc.
 White Knight Consulting, Inc. Miscellaneous Commercial ServicesCommercial Services Part of Mind Solutions, Inc., White Knight Consulting, Inc. provides consulting services. The company is based in Lafayette, CA. White Knight Consulting was acquired by Mind Technologies, Inc. on May 15, 2008. | Private Equity Investor | 01/04/2011 |
Expériences
Fonctions occupées
Relations
Relations au 1er degré
Entreprises liées au 1er degré
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Femme
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Exécutifs
Sociétés liées
| Entreprise privées | 4 |
|---|---|
Aura Funds Management
Aura Funds Management Investment ManagersFinance Aura Funds Management is a venture capital firm, founded in 2013 by John Kolenda, Calvin NG and Eric Chan, headquartered at Sydney, New south wales with additional office in Melbourne & Singapore. | Finance |
Xplore Wealth Ltd.
 Xplore Wealth Ltd. Investment ManagersFinance Xplore Wealth Ltd. engages in the provision of managed discretionary account to the financial planning market. It also offers investment and superannuation wrap, and broker solutions. The company was founded by Paul Collins in 2004 and is headquartered in Sydney, Australia. | Finance |
White Knight Consulting, Inc.
White Knight Consulting, Inc. Miscellaneous Commercial ServicesCommercial Services Part of Mind Solutions, Inc., White Knight Consulting, Inc. provides consulting services. The company is based in Lafayette, CA. White Knight Consulting was acquired by Mind Technologies, Inc. on May 15, 2008. | Commercial Services |
Nikko Asset Management Co., Ltd.
 Nikko Asset Management Co., Ltd. Investment ManagersFinance Nikko Asset Management Co., Ltd. (Nikko AM) is the investment management subsidiary of Sumitomo Mitsui Trust Holdings, Inc. (TYO: 8309, ADR: SUTNY) in Japan. The firm is headquartered in Tokyo and has additional offices in London, New York, Hong Kong and Singapore. Founded in 1959, Nikko AM provides investment advisory and asset management services to institutional investors, such as corporations, pension funds, trust banks, charitable organizations, government agencies and funds, supranational organizations; as well as pooled investment vehicles, including Japanese investment trusts, and Nikko AM Group affiliates. The firm is a socially responsible investor and signatory to the UN Principles for Responsible Investment (UN PRI). | Finance |