Marcus B. Wai

Part of Lehman Brothers Holdings, Inc., Shearson Lehman Brothers Holdings, Inc. provides security broker services. The company is based in New York, NY.

Ladenburg Thalmann & Co., Inc. (Broker) is the broker/dealer division of Ladenburg Thalmann & Co., Inc., ultimately held by Advisor Group Holdings, Inc. Headquartered in New York City, the firm was founded in 1876 and offers a full suite of capital markets products and services, including proprietary equity research and a fixed-income trading desk. For institutional asset management clients, the firm provides liquidity, execution, high-quality idea-generating research, and access to corporate management teams. Their institutional coverage includes relationships with over asset management companies all over the world. To corporate clients, they bring access to investor capital, broad distribution capabilities and financial markets advisory. Ladenburg Thalmann is a leader in financing growing middle-market public companies across various industry verticals, including Healthcare & Life Sciences, Yield-Oriented Securities (BDCs, REITs, MLPs), Energy, Power & Infrastructure, and Telecom, Media & Technology.

Capital City Partners, Inc. provides investment banking, business consulting and other financial services. The firm also provides advisory services on capital structure, ownership and equity structure, budgeting, management, stock liquidity issues, private placement offerings, procurement of debt financing, process controls, mergers and acquisitions, business planning and marketing services. The company was founded in 2002 and is headquartered in Columbus, OH.

CCSSM Partners LLC operates as a holding company. The company is headquartered in Columbus, OH

Part of UBS Group AG, The Klein Group LLC is a company that provides investment banking services. The company is based in New York, NY. The company was founded by James S. Cassel, Scott E. Salpeter, Barry E. Steiner. The Klein Group LLC (New York) was acquired by Credit Suisse Group AG from M. Klein & Co. LLC.

American Arbitration Association provides conflict management and dispute resolution services. It provides a forum for the hearing of disputes, rules, and procedures, and a roster of impartial experts to resolve cases. In addition to dispute resolution services, the American Arbitration Association offers training and helps develop arbitration and mediation systems. It maintains offices in the U.S. and one in Ireland; in addition, it works with arbitration groups located in other countries. It was founded in 1926 and is located in New York, NY.

Founded in 1998, vFinance Investments, Inc. is a broker/dealer headquartered in Boca Raton, Florida. The firm is a subsidiary of National Holdings Corp. (OTC BB: NHLD.OB). vFinance Investments provides a full array of trading and execution services for their clients. They do not provide any internal research.

University of Miami (Florida) is a private research university with students from around the world that is focused on teaching and learning, the discovery of new knowledge, and service to the South Florida region and beyond. The university was founded in 1925 and it is headquartered in Coral Gables, FL.

Ladenburg Thalmann & Co., Inc. provides investment baking and brokerage services. The firm also provides asset and wealth management, underwriting, alternative investments and advisory services. It serves emerging growth companies and high net worth individuals. The company was founded in 1876 and is headquartered in New York, NY.

New York State Bar Association is a non-profit organization, which provides legal services and offers a membership program for lawyers. It also publishes an array of books, bar journals, law digest, and State Bar news. The company was founded in 1876 and is headquartered in Alban, NY.

The Florida Bar operates as professional organization of lawyers. The company is headquartered in Tallahassee, FL.

The District of Columbia Bar provides legal services. The private company is based in Washington.

Association for Corporate Growth, Inc. is a global organization founded in 1954 by Kenneth S. Berryman and David H. Brenner. The non-profit company is based in Chicago, IL and has subsidiaries in the United Kingdom, Netherlands, Canada, and the United States. The company's mission is to drive middle-market growth and it serves 90,000 investors, executives, lenders, and advisers to growing middle-market companies. The company's core focus is on middle-market M&A, with more than 25 years of sell-side and buy-side advisory experience, closing more than 200 transactions with a combined value of more than $1 billion. The company also publishes Middle Market Growth, the official publication of the Association for Corporate Growth, which includes a print magazine, website, weekly e-newsletter, and daily newsfeed. The CEO of the company since 2019 is Brent A. Baxter.

CollPlant Ltd. specializes in the development and commercialization of medical products. It develops and commercialize tissue repair products for orthobiologics and advanced wound care markets. The company was founded by Tsafrir Feigin Yehuda and Oded Shoseyov in 2004 and is headquartered in Ness Ziona, Israel.

National Association of Securities Dealers, Inc. provides financial regulatory services. The non-profit company is based in Washington and has subsidiaries in the United States. The American company was founded by Richard B. Jennings, Vince Means.