Lori Darlene Bennett

Sanders Morris Harris LLC (SMH) is an SEC-registered broker-dealer and member FINRA, SIPC, located in Houston, Texas. The firm is also an SEC-registered investment advisor. SMH was formed in January 2000 as the result of a merger between Sanders Morris Mundy, Inc. and Harris Webb & Garrison, Inc. The firm is now wholly-owned by Summer Wealth Management LLC. The ultimate principal owners of Summer Wealth Management, LLC are Lee Equity Partners LLC and The Edelman Financial Center, Inc. through intermediaries. SMH provides provides brokerage, asset management and similar services to individuals, high net-worth individuals, pension and profit sharing plans, trusts, estates, and corporations and other business entities.

Scarsdale Equities LLC is a registered broker/dealer headquartered in New York City. The firm was founded in 2004 and its main services include institutional equity brokerage services, discretionary account management, investment banking and start-up consulting and advisory services for money managers.Scarsdale Equities provides a full array of trading and execution services for their clients. They do not provide any internal research.