Liz Anne Watkins
Corporate Officer/Principal chez National Society of Compliance Professionals
Profil
Ms. Liz A.
Watkins is Chief Risk & Compliance Officer at Ziegler Cos., Inc. In addition to Ziegler Cos., Inc., she serves as Chief Compliance Officer at Ziegler Capital Management LLC and Chief Risk & Compliance Officer at Ziegler Capital Markets Group.
She joined Ziegler in November 2003.
She has extensive experience in the investment services industry in marketing, brokerage and trading operations, and compliance, having held various management positions at independent and boutique financial services firms.
She is focused on providing business units with regulatory guidance and in maintaining a client-centric, proactive, risk management program.
She is a member of the National Society of Compliance Professionals and the Security Industry Association's Compliance and Legal Division.
Ms. Watkins is a graduate of Northern Illinois University and is currently undertaking a course of study to obtain the Compliance and Regulatory Certified Professional designation from the FINRA and the Wharton School of the University of Pennsylvania.
Postes actifs de Liz Anne Watkins
| Sociétés | Poste | Début |
|---|---|---|
| National Society of Compliance Professionals | Corporate Officer/Principal | - |
The Security Industry Association
 The Security Industry Association Miscellaneous Commercial ServicesCommercial Services Security Industry Association provides liaison between the security industry and the government. It also provides educational resources, training programs, government relations and member services. The company is headquartered in Silver Spring, MD. | Conseiller Juridique Général | - |
Anciens postes connus de Liz Anne Watkins
| Sociétés | Poste | Fin |
|---|---|---|
Ziegler Capital Markets Group
 Ziegler Capital Markets Group Investment Banks/BrokersFinance Ziegler Capital Markets Group is a broker/dealer headquartered in Milwaukee, Wisconsin with an additional office in Chicago. The firm is a subsidiary of Ziegler Capital Management LLC, a registered investment advisor headquartered in Chicago. Ziegler Capital Markets Group investment banking, investment advisory, retail brokerage, fixed-income institutional sales and trading and related financial services. These services are provided to institutions, businesses and individuals with a particular focus on the not-for-profit sectors of healthcare, senior living, churches and schools. They do not provide internal research. Ziegler is a member of FINRA and the SIPC. | Corporate Officer/Principal | 01/09/2011 |
B.C. Ziegler & Co.
 B.C. Ziegler & Co. Investment ManagersFinance B.C. Ziegler & Co. is a broker/dealer headquartered in Mequon, Wisconsin. The firm is a subsidiary of Ziegler Cos., Inc. The firm offers investment banking, investment advisory, retail brokerage, fixed-income institutional sales and trading and related financial services. These services are provided to institutions, businesses and individuals with a particular focus on the not-for-profit sectors of healthcare, senior living, churches and schools. They do not provide internal research. B.C. Ziegler & Co. is a member of FINRA and the SIPC. | Conseiller Juridique Général | 01/09/2011 |
Ziegler Capital Management LLC (Old)
 Ziegler Capital Management LLC (Old) Investment ManagersFinance Founded in 1902, Ziegler Capital Management LLC is a registered investment advisor located in Chicago with additional offices in West Bend, Wisconsin, Milwaukee, Wisconsin and Grand Rapids, Michigan. The firm provides investment advisory services to company-sponsored mutual funds and managed account services for individual and institutional clients including foundations, endowment funds, corporations, institutions and businesses. Ziegler also offers their proprietary North Track funds | Directeur en chef des Investissements | 15/10/2009 |
| THE ZIEGLER COMPANIES, INC. | Conseiller Juridique Général | 10/04/2012 |
Formation de Liz Anne Watkins
| Northern Illinois University | Undergraduate Degree |
Expériences
Fonctions occupées
Relations
Relations au 1er degré
Entreprises liées au 1er degré
Homme
Femme
Administrateurs
Exécutifs
Sociétés liées
| Entreprise privées | 6 |
|---|---|
Ziegler Cos., Inc.
 Ziegler Cos., Inc. Investment Banks/BrokersFinance Ziegler Cos., Inc. engages in the provision of investment banking services for the healthcare, senior living, religion, and education sectors. It operates through the following segments: Institutional, Wealth Management, and Corporate. The Institutional segment consists of investment banking, corporate finance, financial advisory, fixed income institutional sales and trading, private placement, and financial services. The Wealth Management segment offers financial products and financial planning services through its retail branch distribution network. The Corporate segment includes company's proprietary investing and financing activities. The company was founded by Ben Ziegler in 1902 and is headquartered in Chicago, IL. | Finance |
| National Society of Compliance Professionals | |
The Security Industry Association
The Security Industry Association Miscellaneous Commercial ServicesCommercial Services Security Industry Association provides liaison between the security industry and the government. It also provides educational resources, training programs, government relations and member services. The company is headquartered in Silver Spring, MD. | Commercial Services |
Ziegler Capital Management LLC (Old)
Ziegler Capital Management LLC (Old) Investment ManagersFinance Founded in 1902, Ziegler Capital Management LLC is a registered investment advisor located in Chicago with additional offices in West Bend, Wisconsin, Milwaukee, Wisconsin and Grand Rapids, Michigan. The firm provides investment advisory services to company-sponsored mutual funds and managed account services for individual and institutional clients including foundations, endowment funds, corporations, institutions and businesses. Ziegler also offers their proprietary North Track funds | Finance |
Ziegler Capital Markets Group
Ziegler Capital Markets Group Investment Banks/BrokersFinance Ziegler Capital Markets Group is a broker/dealer headquartered in Milwaukee, Wisconsin with an additional office in Chicago. The firm is a subsidiary of Ziegler Capital Management LLC, a registered investment advisor headquartered in Chicago. Ziegler Capital Markets Group investment banking, investment advisory, retail brokerage, fixed-income institutional sales and trading and related financial services. These services are provided to institutions, businesses and individuals with a particular focus on the not-for-profit sectors of healthcare, senior living, churches and schools. They do not provide internal research. Ziegler is a member of FINRA and the SIPC. | Finance |
B.C. Ziegler & Co.
B.C. Ziegler & Co. Investment ManagersFinance B.C. Ziegler & Co. is a broker/dealer headquartered in Mequon, Wisconsin. The firm is a subsidiary of Ziegler Cos., Inc. The firm offers investment banking, investment advisory, retail brokerage, fixed-income institutional sales and trading and related financial services. These services are provided to institutions, businesses and individuals with a particular focus on the not-for-profit sectors of healthcare, senior living, churches and schools. They do not provide internal research. B.C. Ziegler & Co. is a member of FINRA and the SIPC. | Finance |
