Lisa D. Phelan
Compliance Officer chez Cohen & Steers Securities LLC
Profil
Lisa D.
Phelan is currently the Chief Compliance Officer at Cohen & Steers Securities LLC, Cohen & Steers Preferred Securities & Income SMA Shares Inc, and Cohen & Steers Funds.
She previously held the same position at Cohen & Steers Total Return Realty Fund, Inc., Avatar Associates, Cohen & Steers Quality Income Realty Fund, Inc., Cohen & Steers REIT & Preferred & Income Fund, Inc., Cohen & Steers Closed-End Opportunity Fund, Inc., Cohen & Steers Select Preferred & Income Fund, Inc., Cohen & Steers Ltd.
Duration Preferred & Income Fund, Inc., Cohen & Steers MLP Income & Energy Opportunity Fund Inc, and Cohen & Steers Infrastructure Fund, Inc. She also held the position of First Vice President at Prudential Securities and First Vice President-Risk Management at Prudential Securities, Inc. (Michigan).
Additionally, Ms. Phelan was the Chief Compliance Officer at Cohen & Steers Dividend Majors Fund, Inc., Cohen & Steers Global Income Builder, Inc., Cohen & Steers MLP Fund, Inc., and Cohen & Steers Global Power & Utility Fund, Inc. and Overture Asset Managers LLC.
Postes actifs de Lisa D. Phelan
| Sociétés | Poste | Début |
|---|---|---|
Cohen & Steers Securities LLC
 Cohen & Steers Securities LLC Investment Banks/BrokersFinance Part of Cohen & Steers, Inc. (New York), Cohen & Steers Securities LLC engages in the purchase, sale, and brokerage of securities. The company is based in New York, NY. | Compliance Officer | 01/01/2004 |
Cohen & Steers Preferred Securities & Income SMA Shares Inc
 Cohen & Steers Preferred Securities & Income SMA Shares Inc Investment Trusts/Mutual FundsMiscellaneous Cohen & Steers Preferred Securities & Income SMA Shares, Inc. acts as open-end investment fund. Its investment objective is to seek total return. The company was founded in 1986 is headquartered in New York, NY. | Compliance Officer | 01/01/2006 |
| Cohen & Steers Funds | Compliance Officer | 01/01/2007 |
Anciens postes connus de Lisa D. Phelan
| Sociétés | Poste | Fin |
|---|---|---|
| COHEN & STEERS INFRASTRUCTURE FUND, INC | Compliance Officer | 17/03/2020 |
| COHEN & STEERS CLOSED-END OPPORTUNITY FUND, INC. | Compliance Officer | 17/03/2020 |
| COHEN & STEERS REIT AND PREFERRED INCOME FUND, INC. | Compliance Officer | 17/03/2020 |
| COHEN & STEERS QUALITY INCOME REALTY FUND, INC. | Compliance Officer | 17/03/2020 |
| COHEN & STEERS SELECT PREFERRED AND INCOME FUND, INC. | Compliance Officer | 17/03/2020 |
Expériences
Fonctions occupées
Relations
Relations au 1er degré
Entreprises liées au 1er degré
Homme
Femme
Administrateurs
Exécutifs
Sociétés liées
| Entreprise privées | 19 |
|---|---|
Cohen & Steers Dividend Majors Fund, Inc.
 Cohen & Steers Dividend Majors Fund, Inc. Investment Trusts/Mutual FundsMiscellaneous Cohen & Steers Dividend Majors Fund, Inc. is a non-diversified, closed-end management investment company. Its investment objective is to achieve maximum total return consisting of dividend income and capital appreciation. Under normal market conditions, the fund will invests at least 35%, but no more than 65%, of its total assets in common stocks issued by real estate companies, such as real estate investment trusts. The company was founded on September 13, 2004 and is headquartered in New York, NY. | Miscellaneous |
Avatar Associates
 Avatar Associates Investment ManagersFinance Founded in 1970, Momentum Investment Partners LLC is a registered investment advisor located in New York City. The firm is a subsidiary of OAM Avatar LLC and their ultimate parent is Overture Asset Managers LLC. They were formerly known as Avatar Associates. Momentum Investment Partners manages assets for institutional, financial advisory, private client and wrap brokerage portfolios. | Finance |
Overture Asset Managers LLC
 Overture Asset Managers LLC Investment ManagersFinance Overture Asset Managers LLC acquires boutique money managers and provides investment management services. The private company is based in New York, NY. | Finance |
| Prudential Securities | Finance |
Cohen & Steers Infrastructure Fund, Inc.
 Cohen & Steers Infrastructure Fund, Inc. Investment Trusts/Mutual FundsMiscellaneous Cohen & Steers Infrastructure Fund, Inc. operates as a closed-end investment fund. It intends to provide total return, with an emphasis on income through investment in securities issued by infrastructure companies. The company was founded on January 8, 2004 and is headquartered in New York, NY. | Miscellaneous |
Cohen & Steers Closed-End Opportunity Fund, Inc.
 Cohen & Steers Closed-End Opportunity Fund, Inc. Investment Trusts/Mutual FundsMiscellaneous Cohen & Steers Closed-End Opportunity Fund, Inc. is a diversified, closed-end management investment company. It has an objective of achieving total return consisting of high current income and potential capital appreciation through investments in the common stock of closed-end management investment companies that invest in equity or income-producing securities. The company was founded on September 14, 2006 and is headquartered in New York, NY. | Miscellaneous |
Cohen & Steers Global Income Builder, Inc.
 Cohen & Steers Global Income Builder, Inc. Investment Trusts/Mutual FundsMiscellaneous Cohen & Steers Global Income Builder, Inc. is a closed end investment fund. The investment objective of the fund is total return with an emphasis on current income through investments in five proprietary strategies. Its strategies are global large-cap stocks, global real estate securities, global infrastructure securities, global preferred securities and closed-end funds. The company was founded on April 10, 2007 and is headquartered in New York, NY. | Miscellaneous |
Cohen & Steers REIT & Preferred & Income Fund, Inc.
 Cohen & Steers REIT & Preferred & Income Fund, Inc. Investment Trusts/Mutual FundsMiscellaneous Cohen & Steers REIT & Preferred Income Fund, Inc. operates as a non-diversified, closed-end investment fund/investment trust. It intends to provide current income and capital appreciation. The company was founded on March 25, 2003 and is headquartered in New York, NY. | Miscellaneous |
Cohen & Steers Quality Income Realty Fund, Inc.
 Cohen & Steers Quality Income Realty Fund, Inc. Investment Trusts/Mutual FundsMiscellaneous Cohen & Steers Quality Income Realty Fund, Inc. operates as a closed-end investment fund and investment trust. The firm intends to receive current income through investment in real estate securities and also capital appreciation. It also manages investment strategies such as hedged real estate securities portfolios and private real estate multimanager strategies for investors. The company was founded on August 22, 2001 and is headquartered in New York, NY. | Miscellaneous |
Cohen & Steers MLP Fund, Inc.
 Cohen & Steers MLP Fund, Inc. Investment Trusts/Mutual FundsMiscellaneous Cohen & Steers MLP Fund, Inc. operates as a close-end investment fund and trust. The company was founded in August 4, 2010 and is headquartered in New York, NY. | Miscellaneous |
Cohen & Steers Select Preferred & Income Fund, Inc.
 Cohen & Steers Select Preferred & Income Fund, Inc. Investment Trusts/Mutual FundsMiscellaneous Cohen & Steers Select Preferred & Income Fund, Inc. is a diversified and closed-end investment fund, which aims to seek high current income through investment in preferred and other income securities. It also includes capital appreciation as its secondary objective. The company was founded on August 16, 2010 and is headquartered in New York, NY. | Miscellaneous |
Cohen & Steers Total Return Realty Fund, Inc.
 Cohen & Steers Total Return Realty Fund, Inc. Investment Trusts/Mutual FundsMiscellaneous Cohen & Steers Total Return Realty Fund, Inc. is a closed-end management investment company, which seeks to achieve a high total return through investment in real estate securities. The company was founded on September 4, 1992 and is headquartered in New York, NY. | Miscellaneous |
Prudential Securities, Inc. (Michigan)
 Prudential Securities, Inc. (Michigan) Investment Banks/BrokersFinance Part of Prudential Financial, Inc., Prudential Securities, Inc. (Michigan) is a company based in West Bloomfield, MI. | Finance |
Cohen & Steers Global Power & Utility Fund, Inc.
 Cohen & Steers Global Power & Utility Fund, Inc. Investment Trusts/Mutual FundsMiscellaneous Cohen & Steers Global Power & Utility Fund, Inc. is a non-diversified, closed-end management investment company. Its objective is to earn high current income and capital appreciation. The company intends to achieve its objective by investing in a portfolio of income producing securities issued by global power and utility companies. The company was founded on August 10, 2011 and is headquartered in New York, NY. | Miscellaneous |
Cohen & Steers Ltd. Duration Preferred & Income Fund, Inc.
 Cohen & Steers Ltd. Duration Preferred & Income Fund, Inc. Investment Trusts/Mutual FundsMiscellaneous Cohen & Steers Ltd. Duration Preferred & Income Fund, Inc. is a diversified and closed-end management investment company, which invests in the preferred and other securities issued by the U.S. and non-U.S. companies. Its objective is to provide high current income and capital appreciation. The company was founded on May 5, 2012 and is headquartered in New York, NY. | Miscellaneous |
Cohen & Steers MLP Income & Energy Opportunity Fund Inc
 Cohen & Steers MLP Income & Energy Opportunity Fund Inc Investment Trusts/Mutual FundsMiscellaneous Cohen & Steers MLP Income & Energy Opportunity Fund, Inc. is a non-diversified and closed-ended management fund, which invests in master limited partnerships and energy securities issued by entities organized in the United States. Its investment objective is to provide a high current income and appreciation of capital. The company was founded on December 13, 2012 and is headquartered in New York, NY. | Miscellaneous |
Cohen & Steers Securities LLC
Cohen & Steers Securities LLC Investment Banks/BrokersFinance Part of Cohen & Steers, Inc. (New York), Cohen & Steers Securities LLC engages in the purchase, sale, and brokerage of securities. The company is based in New York, NY. | Finance |
Cohen & Steers Preferred Securities & Income SMA Shares Inc
Cohen & Steers Preferred Securities & Income SMA Shares Inc Investment Trusts/Mutual FundsMiscellaneous Cohen & Steers Preferred Securities & Income SMA Shares, Inc. acts as open-end investment fund. Its investment objective is to seek total return. The company was founded in 1986 is headquartered in New York, NY. | Miscellaneous |
| Cohen & Steers Funds |