Kristi P. Wetherington
Directeur Général chez Capital Institutional Services, Inc.
Profil
Ms. Kristi P.
Wetherington is Chief Executive Officer at Capital Institutional Services, Inc.
Ms. Wetherington joined Capital Institutional Services in 1993 as an electronic trading specialist.
Two years later, she was promoted to Assistant Vice President for the compliance department, to oversee legalities regarding self-regulatory organization rules and procedures.
In 1996, Ms. Wetherington became the director of the department as well as a Senior Vice President.
In 2001, she was elected President by the company's Board of Directors, and was later elected CEO in 2006.
Prior to CAPIS, Ms. Wetherington worked as a brokerage representative for Fidelity Investments in Dallas, Texas.
She is an active member of the SIFMA Institutional Brokerage Committee and the Alliance in Support of Independent Research.
Ms. Wetherington is also a Young Presidents' Organization member and a founding member of the Policy Forum of the National Center for Policy Analysis.
Ms. Wetherington earned a Bachelor of Science degree from the University of Oklahoma and she holds series 7, 63, 8, 4, 24, and 14 licenses.
Postes actifs de Kristi P. Wetherington
Sociétés | Poste | Début |
---|---|---|
Capital Institutional Services, Inc.
Capital Institutional Services, Inc. Investment Banks/BrokersFinance Founded in 1977, Capital Institutional Services, Inc. (CAPIS) is a broker/dealer located in Dallas, Texas. The firm is structured in distinct divisions including sales, trading, research, accounting, operations and compliance which work together to address the diverse needs of both money managers and fund managers. This approach allows CAPIS to present an array of global trading, transition management, commission recapture, independent research and bundled solutions to their clients. | Directeur Général | 01/01/1993 |
Anciens postes connus de Kristi P. Wetherington
Sociétés | Poste | Fin |
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Fidelity Management & Research Co. LLC
Fidelity Management & Research Co. LLC Investment ManagersFinance Fidelity Management & Research Co. (FMR) is a SEC-registered investment advisor headquartered in Boston, Massachusetts. The firm was founded in 1946 and is a subsidiary of FMR LLC, also known as Fidelity Investments. FMR provides investment supervisory services, which include sub-advisory services, to Fidelity's family of mutual funds and exchange-traded funds, qualified tuition programs, privately offered unregistered investment funds, separately managed account clients, and various other institutional accounts. | Corporate Officer/Principal | 31/12/1992 |
Formation de Kristi P. Wetherington
University of Oklahoma | Undergraduate Degree |
Expériences
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Entreprise privées
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Entreprises liées au 1er degré
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Sociétés liées
Entreprise privées | 2 |
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Capital Institutional Services, Inc.
Capital Institutional Services, Inc. Investment Banks/BrokersFinance Founded in 1977, Capital Institutional Services, Inc. (CAPIS) is a broker/dealer located in Dallas, Texas. The firm is structured in distinct divisions including sales, trading, research, accounting, operations and compliance which work together to address the diverse needs of both money managers and fund managers. This approach allows CAPIS to present an array of global trading, transition management, commission recapture, independent research and bundled solutions to their clients. | Finance |
Fidelity Management & Research Co. LLC
Fidelity Management & Research Co. LLC Investment ManagersFinance Fidelity Management & Research Co. (FMR) is a SEC-registered investment advisor headquartered in Boston, Massachusetts. The firm was founded in 1946 and is a subsidiary of FMR LLC, also known as Fidelity Investments. FMR provides investment supervisory services, which include sub-advisory services, to Fidelity's family of mutual funds and exchange-traded funds, qualified tuition programs, privately offered unregistered investment funds, separately managed account clients, and various other institutional accounts. | Finance |