Kevin Boorman

Credit Suisse Securities (USA) LLC (Credit Suisse Securities USA) is the broker/dealer division of Credit Suisse Securities (USA) LLC, an investment banking company headquartered in New York City. The firm was founded in 1998 and is a wholly owned subsidiary of Credit Suisse (USA), Inc., ultimately owned by Credit Suisse Group AG (SWX: CSGN) in Switzerland. Credit Suisse Securities USA offers a suite of equities, solutions and credit products and services which includes global securities sales, trading and execution, prime brokerage and comprehensive investment research. Their clients include financial institutions, corporations, governments, institutional investors, such as pension funds and hedge funds, and private individuals around the world.

John W. Bristol & Co., Inc. (JWB) is an employee-owned, SEC-registered investment advisor headquartered in New York City. The firm was founded by John W. Bristol in 1937 to advise on college and university endowment funds. In addition to endowments, JWB also serves charitable foundations, trusts, high net worth individuals, partnerships, as well as pension and other institutional clients.

Gilder Gagnon Howe & Co. LLC (GGHC) is an independent, SEC-registered investment advisor headquartered in New York City. The firm was founded by Richard Gilder in 1968. GGHC provides investment advisory services to individuals, trusts, estates, charitable organizations, corporations, LLC’s, partnerships, pension and profit-sharing plans, and investment clubs.

Paloma Partners Management Co. (PPMC) is an independent, SEC-registered investment advisor and hedge fund manager headquartered in Greenwich, Connecticut. The firm was founded in 1989 by S. Donald Sussman. PPMC provides discretionary investment advisory services to private investment funds.

Part of John W. Bristol & Co., Inc., John W. Bristol Equity Fund I LLC is an investment fund. The company is based in New York, NY.

Jefferies LLC is a global investment bank and institutional securities firm headquartered in New York City. The firm was founded in 1962 and is a subsidiary of Jefferies Group LLC, ultimately held by Jefferies Financial Group, Inc. (NYSE: JEF). Jefferies provides corporate clients with research and execution services in equity, fixed income, and foreign exchange markets, as well as a full range of investment banking services such as underwriting, mergers and acquisitions, restructuring and recapitalization, and other advisory services, with all businesses operating in the Americas, Europe and Asia.

Leerink Partners LLC is a full-service brokerage and investment banking firm headquartered in Boston, Massachusetts. The firm was founded by Jeffrey Leerink in 1995 and formerly known as SVB Securities LLC. They rebranded as Leerink Partners in 2023. The firm is a subsidiary of SVB Securities LLC. Leerink Partners provides institutional sales, equity research, institutional trading, and corporate finance and asset management services to the healthcare and technology industries. They offer superior execution capabilities in common stock, convertibles and derivatives with a singular focus on healthcare and a knowledge-led approach.

Barclays Capital, Inc. is a registered broker/dealer headquartered in New York City. The firm was founded in 1997 and is a subsidiary of Barclays Group US, Inc., ultimately owned by Barclays plc (LON: BARC) in Great Britain. Barclays Capital provides large corporate, government and institutional clients a full spectrum of prime brokerage services which includes equities and fixed income financing, OTC Clearing, Futures and Foreign Exchange Prime Brokerage and access to industry insights and analytics from their Strategic Consulting team.

Founded in 2001, Macquarie Capital (USA), Inc. is a registered broker/dealer located in New York City. The firm is a subsidiary of Macquarie Bank Ltd. (ASX: MBL). They provide coverage of the following industries: resources, healthcare, security/defense, transportation, financial services, retail/consumer products, TMET (telecommunications, media, entertainment and technology), oil & gas, diversified manufacturing/distribution and infrastructure/utilities. Macquarie Capital (USA), Inc. is a member of FINRA.

Financial Technology Ventures Management Co LLC (Financial Technology Ventures) is a private equity firm founded in 1998 by Jim Hale, Bob Huret and Richard Garman. The firm is headquartered in New York.

Shandong Luye Pharmaceutical Co., Ltd. researches, develops, produces, and sells pharmaceutical drugs. The company was founded on June 8, 1994 and is headquartered in Yantai, China.

BMO Capital Markets Corp. (Broker) is the broker/dealer division of BMO Capital Markets Corp., a full-service North American financial services provider headquartered in New York City. The firm was founded in 1998 and is a subsidiary of BMO Financial Corp., which is owned by Bank of Montreal (NYSE, TSX: BMO) in Canada. BMO Capital Markets offers corporate, institutional and government clients access to a variety of products and services including equity and debt underwriting, corporate lending and project financing, merger and acquisitions advisory services, merchant banking, securitization, treasury and market risk management, debt and equity research and institutional sales and trading.

Corsair Capital LLC (Corsair Capital) is a private equity firm, a subsidiary of Maximillian Management LLC founded in 2015 by Nicholas B. Paumgarten. The firm is headquartered in New York.

MUFG Securities Americas, Inc. is the US-based broker/dealer subsidiary of MUFG Americas Holdings Corp., ultimately held by Mitsubishi UFJ Financial Group, Inc. (TYO: 8306) in Japan. The firm is headquartered in New York City with offices in San Francisco, Los Angeles, Houston, and Chicago. MUFG Securities Americas was founded in 2003 and were formerly known as Mitsubishi UFJ Securities (USA), Inc. They offer an expansive product suite through capital markets, credit, rates, equities and structured products.

Wolfe Research LLC is a FINRA-registered sell-side research firm headquartered in New York City. The firm was founded by Edward Wolfe in 2008 and is a subsidiary of Wolfe Holdco LLC. Wolfe Research provides bespoke research of various stocks in every major GIC sector for institutional clients. The firm has established a reputation for macro research underpinning coverage in Industrials, Utilities/Energy, Consumer/Retail, Financials/REITS, Healthcare and TMT.

A&M Capital Advisors LP (AMC) is a private equity subsidiary of A&M Capital Advisors GP LLC founded in 1983. The firm is headquartered in Greenwich, Connecticut.

BofA Securities, Inc. is a registered broker-dealer subsidiary of NB Holdings Corp., ultimately held by Bank of America Corp. (NYSE: BAC). Headquartered in New York, the firm was founded in 2015 and offers trade execution, trading or brokerage services to institutional clients.

Founded in 1958, Merrill Lynch Piece Fenner & Smith, Inc. is an SEC registered broker/dealer located in New York City. The firm is a subsidiary of BAC North America Holding Co. and their ultimate parent is Bank of America Corp. (NYSE BAC).

American Financial Resources, Inc. provides a range of residential mortgage products to correspondent lenders, mortgage brokers, loan originators, and consumers. The company is based in Parsippany, NJ. The company is a leading manufactured home lender and FHA 203(k) lender for sponsored originations, and is also an innovator in construction and renovation lending. AFR utilizes the latest technology and delivers educational resources to its clients. The company was founded in 1997. Richard Dubnoff has been the CEO of the company since 1997.

Nephron Research LLC provides investment research. The private company is based in New York, NY.

TZP Group LLC (TZP Group) is a private equity firm founded in 2007 by Sam L. Katz. The firm is headquartered in New York.

Part of Sanofi, Sanofi US Services, Inc. engages in the research, production and distribution of pharmaceutical products. The company is based in Bridgewater, NJ.

Sycamore Partners Management LP (Sycamore Partners) is a private equity firm founded in 2011. The firm is headquartered in New York.

Ardian US LLC (Ardian US) is a private equity subsidiary of Ardian SA founded in 1996. The firm is headquartered in New York.

NewSpring Growth (NewSpring Growth) is a private equity division of NSV II Management Co. LLC founded in 1999 by Michael A. DiPiano and Marc R. Lederman. The firm is headquartered in Radnor, Pennsylvania.

EQT Partners, Inc. is a Private Equity firm, a subsidiary of EQT Partners AB founded in 1994. EQT Partners, Inc. is headquartered in New York.

CCP Investment Partners AB (Ceder Capital) is a private equity firm headquartered in Stockholm, Sweden. The firm was founded in 2014.

Agilitas Partners LLP (Agilitas) is a private equity firm founded in 2010. The firm is headquartered in London, the United Kingdom with officers in Copenhagen, Paris, Frankfurt and Luxembourg.

MassMutual Ventures LLC (MassMutual Ventures) is a venture capital subsidiary of MassMutual Ventures Holding LLC founded in 2014. The firm is headquartered in Springfield, Massachusetts with additional offices in Boston and New York.

Kingswood Capital Management LLC (Kingswood Capital Mgmt) is a private equity firm founded in 2013 by Alexander Wolf. The firm is headquartered in Los Angeles, California.

Nuveen Asset Management LLC (NAM) is a SEC-registered investment advisor headquartered in Chicago, Illinois. The firm was founded in 2011 and is a subsidiary of Nuveen Fund Advisors LLC, which is ultimately owned by TIAA Board of Governors. NAM provides investment advisory and sub-advisory services to a broad range of individual and institutional clients, such as open-end and closed-end investment companies and other pooled investment vehicles.

Silver Lake Management Co. LLC (Silver Lake Management) is a private equity firm, a subsidiary of Silver Lake Group LLC founded in 1999 by Jim Davidson and David Roux. The firm is headquartered in Menlo Park, California with offices in San Francisco, New York, London, Hong Kong and Singapore.

Harkness Capital Management LLC (Harkness Capital Management) is a private equity firm founded by Vikram Talwar in 2014. The firm is headquartered in New York.