Kenneth R. Smith
Compliance Officer chez Alden Associates, Inc.
Profil
Kenneth R.
Smith is currently the Chief Compliance Officer at Alden Associates, Inc., Alden Capital Management LLC, Equalize Community Development Fund, and ALDEN INVESTMENT ADVISORS LLC.
Previously, he held the same position at Dekania Capital Management LLC, Cohen & Company Financial Management LLC, MCG Securities LLC, and Bluestone Capital Management LLC.
Postes actifs de Kenneth R. Smith
| Sociétés | Poste | Début |
|---|---|---|
Equalize Community Development Fund
 Equalize Community Development Fund Investment Trusts/Mutual FundsMiscellaneous Equalize Community Development Fund is a closed-end, non-diversified management investment company, which engages in the provision of current income, consistent with the preservation of capital, and to enable institutional fund investors to claim favorable regulatory consideration of their investment. The firm is also involved in investing primarily in a portfolio of loans that are eligible for Community Reinvestment Act of 1977 treatment as community development loans or qualified investments. The company was founded on July 29, 2013 and is headquartered in Wayne, PA. | Secrétaire Général | 01/01/2019 |
Alden Capital Management LLC
 Alden Capital Management LLC Investment ManagersFinance Alden Capital Management LLC provides investment advice. The private company is based in Bellevue, WA. The CEO of the company is Lee Albert Calfo. | Compliance Officer | 01/01/2018 |
Alden Associates, Inc.
 Alden Associates, Inc. Electronics/Appliance StoresRetail Trade Alden Associates, Inc. engages in the provision of computers, networking equipment, and peripherals. The company was founded in 1984 and is headquartered in Bellevue, WA. | Compliance Officer | 01/01/2018 |
| ALDEN INVESTMENT ADVISORS LLC | Compliance Officer | 01/01/2021 |
Anciens postes connus de Kenneth R. Smith
| Sociétés | Poste | Fin |
|---|---|---|
Dekania Capital Management LLC
 Dekania Capital Management LLC Investment ManagersFinance Part of Cohen & Co., Inc., Dekania Capital Management LLC is a company that provides investment advisory services. The company is based in Philadelphia, PA. | Compliance Officer | 01/01/2020 |
Cohen & Company Financial Management LLC
 Cohen & Company Financial Management LLC Investment ManagersFinance Cohen & Co. Financial Management LLC (CCFM) is a SEC-registered investment advisor headquartered in New York City. The firm was founded in 2003 and is a subsidiary of Dekania Investors LLC, ultimately owned by Cohen & Co., Inc. (NYSE: COHN). CCFM manages investment products, which includes funds, managed accounts and collateralized debt obligations. | Compliance Officer | 01/01/2020 |
Bluestone Capital Management LLC
 Bluestone Capital Management LLC Investment ManagersFinance Bluestone Capital Management LLC (Bluestone) is a SEC-registered investment advisor and hedge fund manager headquartered in Wayne, Pennsylvania. The firm was founded in 2010 and is a subsidiary of R5 Partners, Inc. Bluestone provides advisory and investment management services to institutional investors and (primarily) high-net-worth individuals. | Compliance Officer | 01/01/2020 |
MCG Securities LLC
 MCG Securities LLC Investment ManagersFinance Founded in 2012, MCG securities LLC is an investment research firm located in Wayne, Pennsylvania. The firm does business as Merion Capital Group and is a subsidiary of R5 Partners, Inc. | Compliance Officer | 01/01/2020 |
Expériences
Fonctions occupées
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Entreprises liées au 1er degré
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Exécutifs
Sociétés liées
| Entreprise privées | 8 |
|---|---|
Dekania Capital Management LLC
Dekania Capital Management LLC Investment ManagersFinance Part of Cohen & Co., Inc., Dekania Capital Management LLC is a company that provides investment advisory services. The company is based in Philadelphia, PA. | Finance |
Cohen & Company Financial Management LLC
Cohen & Company Financial Management LLC Investment ManagersFinance Cohen & Co. Financial Management LLC (CCFM) is a SEC-registered investment advisor headquartered in New York City. The firm was founded in 2003 and is a subsidiary of Dekania Investors LLC, ultimately owned by Cohen & Co., Inc. (NYSE: COHN). CCFM manages investment products, which includes funds, managed accounts and collateralized debt obligations. | Finance |
Alden Associates, Inc.
Alden Associates, Inc. Electronics/Appliance StoresRetail Trade Alden Associates, Inc. engages in the provision of computers, networking equipment, and peripherals. The company was founded in 1984 and is headquartered in Bellevue, WA. | Retail Trade |
MCG Securities LLC
MCG Securities LLC Investment ManagersFinance Founded in 2012, MCG securities LLC is an investment research firm located in Wayne, Pennsylvania. The firm does business as Merion Capital Group and is a subsidiary of R5 Partners, Inc. | Finance |
Alden Capital Management LLC
Alden Capital Management LLC Investment ManagersFinance Alden Capital Management LLC provides investment advice. The private company is based in Bellevue, WA. The CEO of the company is Lee Albert Calfo. | Finance |
Bluestone Capital Management LLC
Bluestone Capital Management LLC Investment ManagersFinance Bluestone Capital Management LLC (Bluestone) is a SEC-registered investment advisor and hedge fund manager headquartered in Wayne, Pennsylvania. The firm was founded in 2010 and is a subsidiary of R5 Partners, Inc. Bluestone provides advisory and investment management services to institutional investors and (primarily) high-net-worth individuals. | Finance |
Equalize Community Development Fund
Equalize Community Development Fund Investment Trusts/Mutual FundsMiscellaneous Equalize Community Development Fund is a closed-end, non-diversified management investment company, which engages in the provision of current income, consistent with the preservation of capital, and to enable institutional fund investors to claim favorable regulatory consideration of their investment. The firm is also involved in investing primarily in a portfolio of loans that are eligible for Community Reinvestment Act of 1977 treatment as community development loans or qualified investments. The company was founded on July 29, 2013 and is headquartered in Wayne, PA. | Miscellaneous |
| ALDEN INVESTMENT ADVISORS LLC |