Profil
Mr. James P.
Rankin, Jr., is a Chief Compliance Officer & Chief Operations Officer at CreativeOne Wealth LLC.
He joined the firm in 2018 as chief compliance officer and continues to grow and evolve in his role on the executive leadership team.
He came to firm from a wealth management firm, where he worked as an attorney.
He was also previously employed by the Kansas Securities Commission.
At the wealth management firm, he served as regulatory counsel and created and implemented a compliance program, and he worked with state and federal regulators on legal issues surrounding Investment Adviser Representatives and Registered Investment Advisers.
He graduated from the University of Kansas School of Law and passed the Kansas bar exam in 2013.
Postes actifs de JP Rankin
| Sociétés | Poste | Début |
|---|---|---|
CreativeOne Wealth LLC
 CreativeOne Wealth LLC Investment ManagersFinance CreativeOne Wealth LLC is a SEC-registered investment advisor headquartered in Overland Park, Kansas. The firm was founded by Cory Lagerstrom in 2015 as Change Path LLC and legally changed its name to CreativeOne Wealth LLC in 2022. They are primarily owned by CM2 Holding Co., Inc. CreativeOne Wealth mainly provides advisory services to individuals, high-net-worth individuals, and third-party investment advisers through their sub-advisory services. | Compliance Officer | 01/04/2018 |
Anciens postes connus de JP Rankin
| Sociétés | Poste | Fin |
|---|---|---|
AE Wealth Management LLC
 AE Wealth Management LLC Investment ManagersFinance AE Wealth Management LLC (AEWM) is a SEC-registered investment advisor headquartered in Topeka, Kansas. The firm was founded by David Callanan in 2016 and principally owned by DDC Holdings LLC. AEWM provides investment advice to individuals and high net-worth individuals; trusts, estates, or charitable organizations; retirement and profit-sharing plans; and corporations or other business entities. | Corporate Officer/Principal | 01/04/2018 |
Formation de JP Rankin
| University of Kansas School of Law | Undergraduate Degree |
Expériences
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Relations au 1er degré
Entreprises liées au 1er degré
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Sociétés liées
| Entreprise privées | 2 |
|---|---|
CreativeOne Wealth LLC
CreativeOne Wealth LLC Investment ManagersFinance CreativeOne Wealth LLC is a SEC-registered investment advisor headquartered in Overland Park, Kansas. The firm was founded by Cory Lagerstrom in 2015 as Change Path LLC and legally changed its name to CreativeOne Wealth LLC in 2022. They are primarily owned by CM2 Holding Co., Inc. CreativeOne Wealth mainly provides advisory services to individuals, high-net-worth individuals, and third-party investment advisers through their sub-advisory services. | Finance |
AE Wealth Management LLC
AE Wealth Management LLC Investment ManagersFinance AE Wealth Management LLC (AEWM) is a SEC-registered investment advisor headquartered in Topeka, Kansas. The firm was founded by David Callanan in 2016 and principally owned by DDC Holdings LLC. AEWM provides investment advice to individuals and high net-worth individuals; trusts, estates, or charitable organizations; retirement and profit-sharing plans; and corporations or other business entities. | Finance |
