Joseph McDermott
Directeur/Membre du Conseil chez Alaric Compliance Services LLC
Profil
Joseph McDermott is currently the Director at Alaric Compliance Services LLC since 2019.
He previously worked as the Chief Compliance Officer at Aviva Investors Americas LLC from 2015 to 2018, and as the Chief Compliance Officer at Keeley Asset Management Corp.
from 2011 to 2015.
He also held compliance positions at Artisan Partners LP, Driehaus Capital Management LLC, and First Trust Advisors LP.
Additionally, he worked as the Chief Compliance Officer at Aviva Investors Canada, Inc. from 2015 to 2018, and as the Compliance Manager at First Eagle Alternative Credit LLC and the Chief Compliance Officer at THL Credit Senior Loan Fund from 2018 to 2019.
He also served as the Chief Compliance Officer at Runway Growth Finance Corp.
Mr. McDermott holds an MBA from DePaul University and an undergraduate degree from Loras College.
Postes actifs de Joseph McDermott
| Sociétés | Poste | Début |
|---|---|---|
Alaric Compliance Services LLC
 Alaric Compliance Services LLC Investment ManagersFinance Alaric Compliance Services LLC engages in the provision of compliance advice and services. Its solutions include investment services, investment companies, business development companies, private fund managers, broke-dealers, Turnkey solutions, and technology solutions. The company was founded in 2004 and is headquartered in New York, NY. | Directeur/Membre du Conseil | 01/07/2019 |
Anciens postes connus de Joseph McDermott
| Sociétés | Poste | Fin |
|---|---|---|
THL Credit Senior Loan Fund
 THL Credit Senior Loan Fund Investment Trusts/Mutual FundsMiscellaneous THL Credit Senior Loan Fund operates as a closed-end investment trust. Its investment objective is to provide current income and preservation of capital primarily through investments in U.S. dollar-denominated senior secured corporate loans and notes. The company was founded on July 30, 2013 and is headquartered in Chicago, IL. | Compliance Officer | 01/01/2019 |
First Eagle Alternative Credit LLC
 First Eagle Alternative Credit LLC Investment ManagersFinance First Eagle Alternative Credit LLC (FEAC) is an independent, SEC-registered investment advisor headquartered in Boston, Massachusetts with offices in Chicago, Dallas, Los Angeles, and New York. The firm was founded in 2007 under the name THL Credit Advisors LLC. They are a wholly-owned subsidiary of First Eagle Investment Management LLC, which is owned by First Eagle Holdings, Inc. FEAC provides advisory services to many types of clients including BDCs, insurance companies, banks, corporations, pension and profit-sharing plans, trusts and estates, charitable organizations, mutual funds, closed-end funds, government entities, pooled investment vehicles, and private investment funds. | Compliance Officer | 01/01/2019 |
Aviva Investors Americas LLC
 Aviva Investors Americas LLC Investment ManagersFinance Founded in 1997, Aviva Investors Americas LLC is a registered investment advisor headquartered in Des Moines, Iowa. The firm was also previously known as Aviva Capital Management, Inc. Aviva Investors Americas is a subsidiary of Aviva USA Corp. and their ultimate parent is London-based Aviva Plc (LSE: AV). The firm manages assets for life insurance and annuity companies, re-insurance companies and other institutional clients. | Compliance Officer | 01/01/2018 |
Aviva Investors Canada, Inc.
 Aviva Investors Canada, Inc. Investment ManagersFinance Aviva Investors Canada, Inc. is a Canadian asset management firm headquartered in Toronto, Ontario. The firm is a subsidiary of Aviva Canada Inc., ultimately owned by Aviva plc (LSE: AV) in Great Britain. Aviva Investors Canada provides resilient fixed income solutions to institutional investors. | Compliance Officer | 01/01/2018 |
Keeley Asset Management Corp.
 Keeley Asset Management Corp. Investment ManagersFinance Founded in 1982 by John L. Keeley, Jr., Keeley Asset Management Corp. is a registered investment advisor located in Chicago, Illinois. The firm is a subsidiary of Keeley-Teton Advisors LLC and their ultimate parent is Keeley-Teton Advisors LLC. They provide investment management services to individuals and institutions. | Compliance Officer | 01/01/2015 |
Formation de Joseph McDermott
| Loras College | Undergraduate Degree |
| DePaul University | Masters Business Admin |
Expériences
Fonctions occupées
Relations
Relations au 1er degré
Entreprises liées au 1er degré
Homme
Femme
Administrateurs
Exécutifs
Sociétés liées
| Sociétés cotées | 1 |
|---|---|
| RUNWAY GROWTH FINANCE CORP. | Finance |
| Entreprise privées | 9 |
|---|---|
THL Credit Senior Loan Fund
THL Credit Senior Loan Fund Investment Trusts/Mutual FundsMiscellaneous THL Credit Senior Loan Fund operates as a closed-end investment trust. Its investment objective is to provide current income and preservation of capital primarily through investments in U.S. dollar-denominated senior secured corporate loans and notes. The company was founded on July 30, 2013 and is headquartered in Chicago, IL. | Miscellaneous |
Aviva Investors Americas LLC
Aviva Investors Americas LLC Investment ManagersFinance Founded in 1997, Aviva Investors Americas LLC is a registered investment advisor headquartered in Des Moines, Iowa. The firm was also previously known as Aviva Capital Management, Inc. Aviva Investors Americas is a subsidiary of Aviva USA Corp. and their ultimate parent is London-based Aviva Plc (LSE: AV). The firm manages assets for life insurance and annuity companies, re-insurance companies and other institutional clients. | Finance |
Keeley Asset Management Corp.
Keeley Asset Management Corp. Investment ManagersFinance Founded in 1982 by John L. Keeley, Jr., Keeley Asset Management Corp. is a registered investment advisor located in Chicago, Illinois. The firm is a subsidiary of Keeley-Teton Advisors LLC and their ultimate parent is Keeley-Teton Advisors LLC. They provide investment management services to individuals and institutions. | Finance |
Alaric Compliance Services LLC
Alaric Compliance Services LLC Investment ManagersFinance Alaric Compliance Services LLC engages in the provision of compliance advice and services. Its solutions include investment services, investment companies, business development companies, private fund managers, broke-dealers, Turnkey solutions, and technology solutions. The company was founded in 2004 and is headquartered in New York, NY. | Finance |
First Eagle Alternative Credit LLC
First Eagle Alternative Credit LLC Investment ManagersFinance First Eagle Alternative Credit LLC (FEAC) is an independent, SEC-registered investment advisor headquartered in Boston, Massachusetts with offices in Chicago, Dallas, Los Angeles, and New York. The firm was founded in 2007 under the name THL Credit Advisors LLC. They are a wholly-owned subsidiary of First Eagle Investment Management LLC, which is owned by First Eagle Holdings, Inc. FEAC provides advisory services to many types of clients including BDCs, insurance companies, banks, corporations, pension and profit-sharing plans, trusts and estates, charitable organizations, mutual funds, closed-end funds, government entities, pooled investment vehicles, and private investment funds. | Finance |
Aviva Investors Canada, Inc.
Aviva Investors Canada, Inc. Investment ManagersFinance Aviva Investors Canada, Inc. is a Canadian asset management firm headquartered in Toronto, Ontario. The firm is a subsidiary of Aviva Canada Inc., ultimately owned by Aviva plc (LSE: AV) in Great Britain. Aviva Investors Canada provides resilient fixed income solutions to institutional investors. | Finance |
First Trust Advisors LP
 First Trust Advisors LP Investment ManagersFinance First Trust Advisors LP (FTA) is a SEC-registered investment advisor headquartered in Wheaton, Illinois. The firm was founded in 1991 and is a direct subsidiary of Grace Partners of Dupage LP. Their general partner is The Charger Corp. FTA provides discretionary investment management services to institutional and individual clients who principally include open and closed-end mutual funds, collective investment funds (CIFs), exchange-traded funds, variable annuity sub-accounts and funds in countries other than the US. Investment management services are offered to individual clients through separate managed accounts (SMAs), either directly or through wrap fee programs sponsored by unaffiliated investment advisors. | Finance |
Driehaus Capital Management LLC
 Driehaus Capital Management LLC Investment ManagersFinance Driehaus Capital Management LLC (Driehaus) is a SEC-registered investment advisor headquartered in Chicago, Illinois. The firm was founded by Richard Driehaus in 1982 and is a subsidiary of Driehaus Capital Holdings LLLP. Driehaus manages growth-oriented equity and alternative investment strategies for institutional and individual clients. Driehaus is a Signatory of the United Nations-Supported Principles of Responsible Investment (PRI). | Finance |
Artisan Partners LP
 Artisan Partners LP Investment ManagersFinance Artisan Partners LP (Artisan Partners) is a mutual fund manager and SEC-registered investment advisor headquartered in Milwaukee, Wisconsin. The firm was founded in 2009 by Andrew Ziegler and is a wholly-owned subsidiary of Artisan Partners Holdings LP, itself a subsidiary of Artisan Partners Asset Management, Inc. (NYSE: APAM). Artisan Partners serves as investment adviser to a variety of separately managed accounts, unregistered pooled investment vehicles, trustees of collective investment trusts, and to each series of Artisan Partners Funds, Inc. (Artisan Partners Funds) and Artisan Partners Global Funds plc (Artisan Partners Global Funds), an open-ended management investment company. | Finance |
