John Richard Carlson
Compliance Officer chez Capital Financial Services, Inc.
Profil
John Richard Carlson is currently the Chief Compliance Officer at Capital Financial Services, Inc. He previously worked at Capital Financial Holdings, Inc. as the President, Chief Executive Officer & Director from 2013 to 2017.
Postes actifs de John Richard Carlson
| Sociétés | Poste | Début |
|---|---|---|
Capital Financial Services, Inc.
 Capital Financial Services, Inc. Investment Banks/BrokersFinance Part of Capital Financial Holdings, Inc., Capital Financial Services, Inc. provides investment brokerage and advisory services. The company is based in Madison, WI. The company was founded by Jay D. Brehmer. Capital Financial Services was acquired by Integrity Mutual Funds, Inc. on January 15, 2002 for $2.03 million. | Compliance Officer | 01/07/2002 |
Anciens postes connus de John Richard Carlson
| Sociétés | Poste | Fin |
|---|---|---|
| CAPITAL FINANCIAL HOLDINGS, INC. | Directeur Général | 22/05/2017 |
Expériences
Fonctions occupées
Actives
Inactives
Sociétés cotées
Entreprise privées
Relations
Relations au 1er degré
Entreprises liées au 1er degré
Homme
Femme
Administrateurs
Exécutifs
Sociétés liées
| Entreprise privées | 2 |
|---|---|
Capital Financial Holdings, Inc.
 Capital Financial Holdings, Inc. Investment ManagersFinance Capital Financial Holdings, Inc. engages in the provision of financial services. It operates through the following segments: Broker-Dealer Services, and Holding Company. The Broker-Dealer Services segment distributes securities and insurance products to retail investors through a network of registered representatives. The Holding Company segment encompasses cost associated with ownership of the company's office building, business development and acquisitions, dispositions of subsidiary entities and results of discontinued operations and dividend income and recognized gains or losses. The company was founded by Robert Edward Walstad on September 22, 1987 and is headquartered in Minot, ND. | Finance |
Capital Financial Services, Inc.
Capital Financial Services, Inc. Investment Banks/BrokersFinance Part of Capital Financial Holdings, Inc., Capital Financial Services, Inc. provides investment brokerage and advisory services. The company is based in Madison, WI. The company was founded by Jay D. Brehmer. Capital Financial Services was acquired by Integrity Mutual Funds, Inc. on January 15, 2002 for $2.03 million. | Finance |
