Profil
Mr. Ulrich joined Wm Smith & Co. February 2011 as an Institutional Sales associate.
Prior to joining Macquarie Capital in December 2009, Mr. Ulrich was Associate at Tristone since July 2007.
Before Tristone, he was an institutional salesperson and operations manager at Petrie Parkman and Co., a well respected energy boutique.
He also worked at Janus Capital as an investment specialist.
Mr. Ulrich holds a Bachelor of Science degree in Accounting from Metropolitan State College of Denver.
Anciens postes connus de Jim Ulrich
| Sociétés | Poste | Fin |
|---|---|---|
Wm Smith Securities, Inc.
 Wm Smith Securities, Inc. Investment Banks/BrokersFinance Wm Smith Securities, Inc., the brokerage arm of Wm Smith & Co. is a broker/dealer headquartered in Denver. The firm was founded in October of 1993 and offers a full array of investment services. They provide fundamental equity research to a select group of institutional clients from both the traditional and alternative investment arena. The firm primarily focuses on special situations with an emphasis on under-followed and under-valued companies. They are a member of the SIPC. | Ventes Institutionnelles | 30/09/2011 |
Tristone Capital (USA), Inc.
 Tristone Capital (USA), Inc. Investment Banks/BrokersFinance Founded in 2000 by George F.J. Gosbee, Tristone Capital, Inc. is a financial advisory firm and broker/dealer located in Denver, Colorado. They also have offices in Houston, Calgary, Buenos Aires and London. Tristone focuses on the global energy markets. The firm provides services related to investment banking, acquisitions, divestitures and global equity capital markets. Their clients include exploration and production companies, oilfield services companies, midstream companies, government entities, royalty trusts and institutional investors around the world. Tristone's research department combines financial analysis, technical expertise and industry experience to provide clients with information regarding the North American energy sector. They have performed detailed micro analysis on oil and gas producers ranging from large integrated producers to the micro-cap junior producer. | Ventes Institutionnelles | 31/08/2009 |
Janus Henderson Investors US LLC
 Janus Henderson Investors US LLC Investment ManagersFinance Janus Henderson Investors US LLC (JHIUS) is a registered investment advisor and mutual fund manager headquartered in Denver, Colorado. The firm was founded in 1969 and formerly known as Janus Capital Management LLC. They are a subsidiary of Janus Henderson US (Holdings) Inc., which is owned by Janus Henderson Group plc (NYSE: JHG, LON: 0RPW) in Great Britain. JHIUS provides investment management services, as an investment adviser or sub-adviser, to pooled investment vehicles. | Corporate Officer/Principal | - |
Petrie Parkman & Co., Inc.
 Petrie Parkman & Co., Inc. Investment Banks/BrokersFinance Founded in 1989, Petrie Parkman & Co., Inc. is an investment bank headquartered in Denver, Colorado with additional offices in Houston and London. The offer investment banking services, equity research, sales and trading and underwriting in the capital markets area. Their research analysts focus on the energy sector. Their research coverage extends from small oil companies to large integrated major oils, pipeline, midstream and downstream companies. Petrie Parkman is a member of the NASD and the SIPC. They are a subsidiary of Merrill Lynch & Co., Inc. (NYSE: MER). | Corporate Officer/Principal | - |
Macquarie Capital (USA), Inc.
 Macquarie Capital (USA), Inc. Investment Banks/BrokersFinance Founded in 2001, Macquarie Capital (USA), Inc. is a registered broker/dealer located in New York City. The firm is a subsidiary of Macquarie Bank Ltd. (ASX: MBL). They provide coverage of the following industries: resources, healthcare, security/defense, transportation, financial services, retail/consumer products, TMET (telecommunications, media, entertainment and technology), oil & gas, diversified manufacturing/distribution and infrastructure/utilities. Macquarie Capital (USA), Inc. is a member of FINRA. | Ventes Institutionnelles | - |
Formation de Jim Ulrich
| Metropolitan State University of Denver | Undergraduate Degree |
Expériences
Fonctions occupées
Relations
Relations au 1er degré
Entreprises liées au 1er degré
Homme
Femme
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Sociétés liées
| Entreprise privées | 5 |
|---|---|
Janus Henderson Investors US LLC
Janus Henderson Investors US LLC Investment ManagersFinance Janus Henderson Investors US LLC (JHIUS) is a registered investment advisor and mutual fund manager headquartered in Denver, Colorado. The firm was founded in 1969 and formerly known as Janus Capital Management LLC. They are a subsidiary of Janus Henderson US (Holdings) Inc., which is owned by Janus Henderson Group plc (NYSE: JHG, LON: 0RPW) in Great Britain. JHIUS provides investment management services, as an investment adviser or sub-adviser, to pooled investment vehicles. | Finance |
Petrie Parkman & Co., Inc.
Petrie Parkman & Co., Inc. Investment Banks/BrokersFinance Founded in 1989, Petrie Parkman & Co., Inc. is an investment bank headquartered in Denver, Colorado with additional offices in Houston and London. The offer investment banking services, equity research, sales and trading and underwriting in the capital markets area. Their research analysts focus on the energy sector. Their research coverage extends from small oil companies to large integrated major oils, pipeline, midstream and downstream companies. Petrie Parkman is a member of the NASD and the SIPC. They are a subsidiary of Merrill Lynch & Co., Inc. (NYSE: MER). | Finance |
Wm Smith Securities, Inc.
Wm Smith Securities, Inc. Investment Banks/BrokersFinance Wm Smith Securities, Inc., the brokerage arm of Wm Smith & Co. is a broker/dealer headquartered in Denver. The firm was founded in October of 1993 and offers a full array of investment services. They provide fundamental equity research to a select group of institutional clients from both the traditional and alternative investment arena. The firm primarily focuses on special situations with an emphasis on under-followed and under-valued companies. They are a member of the SIPC. | Finance |
Macquarie Capital (USA), Inc.
Macquarie Capital (USA), Inc. Investment Banks/BrokersFinance Founded in 2001, Macquarie Capital (USA), Inc. is a registered broker/dealer located in New York City. The firm is a subsidiary of Macquarie Bank Ltd. (ASX: MBL). They provide coverage of the following industries: resources, healthcare, security/defense, transportation, financial services, retail/consumer products, TMET (telecommunications, media, entertainment and technology), oil & gas, diversified manufacturing/distribution and infrastructure/utilities. Macquarie Capital (USA), Inc. is a member of FINRA. | Finance |
Tristone Capital (USA), Inc.
Tristone Capital (USA), Inc. Investment Banks/BrokersFinance Founded in 2000 by George F.J. Gosbee, Tristone Capital, Inc. is a financial advisory firm and broker/dealer located in Denver, Colorado. They also have offices in Houston, Calgary, Buenos Aires and London. Tristone focuses on the global energy markets. The firm provides services related to investment banking, acquisitions, divestitures and global equity capital markets. Their clients include exploration and production companies, oilfield services companies, midstream companies, government entities, royalty trusts and institutional investors around the world. Tristone's research department combines financial analysis, technical expertise and industry experience to provide clients with information regarding the North American energy sector. They have performed detailed micro analysis on oil and gas producers ranging from large integrated producers to the micro-cap junior producer. | Finance |