Jim Kozak

The Ayco Co. LP (Goldman Sachs Ayco) is a SEC-registered investment advisor headquartered in Cohoes, New York. The firm was founded in 1971 by William Aydelotte and James Conway. They are a subsidiary of GS Ayco Holding LLC, owned by The Goldman Sachs Group, Inc. (NYSE: GS), a publicly traded bank and financial holding company. Goldman Sachs Ayco provides financial planning services nationally to individuals, institutional clients and charitable organizations.

Founded in 1993, First Allied Securities, Inc. is an independent, SEC-registered broker/dealer headquartered in San Diego, California. The firm is a member of FINRA, the NASD and the SIPC. First Allied Securities Inc. was previously a subsidiary of Advanced Equities Financial Corp. In April 2006, Advanced Equities Financial Corp. acquired First Financial Planners and merged it with First Allied Securities. In 2008, the firm acquired First Montauk Securities Corp. from First Montauk Financial Corp. In 2011, Lovell Minnick Partners LLC and the management team of First Allied Advisory Services acquired the firm from Advanced Equities Financial Corp. First Allied Securities is affiliated with First Allied Advisory Services, Inc., a registered investment advisor. The firm provides a full array of trading and execution services for their clients. They do not provide any internal research.

Schwab Charles & Co., Inc. engages in the provision of investment products and services to retirement and other benefit participants. It offers trading, banking, small business solutions, investment tools and research. The company was founded in 1971 and is headquartered in San Francisco, CA.

Great Point Capital LLC (Great Point) is FINRA-registered broker-dealer headquartered in Chicago, Illinois. The firm was founded in 2001 and is a subsidiary of Great Point Trading LLC. Great Point specializes in retail and proprietary equity day-trading for accredited investors.

Advanced Equities Fabric 7 Investment I LLC provides investment advisory services. It invests in securities of late-stage, privately held, and technology based products and service companies. The company is headquartered in Chicago, IL.

Spencer Trask Collaborative Innovations LLC provides entrepreneurs with financial and intellectual capital to transform ideas into opportunities. It serves corporations and businesses, government entities, non-profit clients, institutions, and individuals in the public and private sectors. The company was founded in 2009 and is headquartered in Greenwich, CT.

Dutchess Holdings Corp. operates as a blank check company. The company was founded on August 29, 2012 and is headquartered in New York, NY.

Morgan Stanley & Co. LLC is a registered broker-dealer subsidiary of Morgan Stanley Domestic Holdings, Inc., ultimately owned by Morgan Stanley (NYSE: MS) in the US. Headquartered in New York City, the firm was founded in 1987 and provides debt and equity services including underwriting, M&A advice, securities dealing and brokerage and trade execution. Their client base ranges from large global institutional investors to hedge funds at the cutting edge of innovation in the industry.

University of Washington functions as a College/University. The company is headquartered in Seattle, WA.

William Blair & Co. LLC (William Blair) is a SEC-registered broker/dealer firm headquartered in Chicago, Illinois. The firm was founded by William McCormick Blair in 1935 and is a subsidiary of WBC Holdings LP. Until 1941, they were known as Blair, Bonner & Co. William Blair provides broking services to individual, institutional and issuing clients.

Founded in 1974, LaSalle Street Securities LLC is a privately owned broker/dealer headquartered in Elmhurst, Illinois. The firm's product line includes access to individual securities, options, wrap programs, syndicate offerings/IPOs, mutual funds and insurance. LaSalle Street Securities clears through National Financial Services LLC. The firm provides a full array of trading and execution services for their clients. They do not provide any internal research. LaSalle Street Securities is a member of FINRA, the NASD and the SIPC. They are affiliated with Tilden Loucks & Woodnorth LLC and LaSalle Street Investment Advisors LLC.

Founded by Chet Paulson in 1978, Paulson Investment Co., Inc. is an independent brokerage firm and investment banking firm located in headquartered in Portland, Oregon. They are a Paulson Capital Corp. (NASDAQ: PLCC). Paulson Investment Co. provides a full array of trading and execution services for their clients. They do not provide any internal research. The firm is a member of FINRA/SIPC.

Intuitive Venture Partners LLC (Intuitive Venture Partners) is a venture capital firm founded in 2010 by Eric Rubenstein, David Landskowsky, Timothy Herrmann, Aaron Segal, Scott Cardone and Tokdd Harrigan. The firm is headquartered in White Plains, New York.

SOLIC Capital Advisors LLC provides financial advisory services. Its services include merger & acquisition, operational and financial restructuring, capital placement and valuation advisory services to companies, lenders, institutional investors, the legal community and other creditor constituencies. The company was founded by Edward R. Casas in 2012 and is headquartered in Evanston, IL.

InvestBev Group LLC (InvestBev Group) is a private equity firm founded in 2015 by Brian Rosen. The firm is headquartered in Chicago, Illinois.

Shadow Ventures LLC (Shadow Ventures) is a venture capital firm founded in 2017 by K.P. Reddy. The firm is headquartered in Atlanta, Georgia.

Coast Technologies, Inc. operates as a development stage company. The company is headquartered in Pleasanton, CA.

Laidlaw & Co. (UK) Ltd. (US) (L&C US) is the US-based brokerage division of Laidlaw & Co. (UK) Ltd., which is ultimately held by Laidlaw Holdings Ltd. The firm is headquartered in New York City and was founded in 1842. L&C US provides brokerage services to their clients.

Global Factory, Inc. provides collaborative manufacturing execution systems. The firm's software gather, organize & analyze demand, production & quality data from various sources and monitor key indicators & execute business processes to control, manage & optimize distributed manufacturing operations. The company was founded in 1999 and is headquartered in Santa Clara, CA.