Profil
Mr. Ian Horowitz, CFA MBA, is a Principal at Topeka Capital Markets.
Mr. Horowitz was previously employed as Senior Equity Analyst at Rafferty Capital Markets LLC.
Prior to joining Rafferty, he worked as Research Partner for Soleil Securities.
Before that, he was Vice President of Finance for energy startup NorAm Biofuels, Inc. He has worked at First Investors, Hintz, Holman & Robillard, OppenheimerFunds, Berger Funds, and Founders Funds as an equity analyst covering various sectors including consumer, technology, and energy.
Mr. Horowitz received his BA in Political Science from Dickinson College and his MBA from the Simon School of Business at the University of Rochester.
He is also a Chartered Financial Analyst.
Anciens postes connus de Ian Horowitz
| Sociétés | Poste | Fin |
|---|---|---|
Topeka Capital Markets
 Topeka Capital Markets Investment Banks/BrokersFinance Founded in 2010, Topeka Capital Markets is a brokerage firm located in New York City. Topeka provides a broad set of solutions to meet an expanding spectrum of client needs. They offer a wide array of services including: (1) domestic and international equity trading strategy and execution (2) equity derivative and trading strategies (3) real-time execution cost analysis (4) corporate buybacks (5) program and algorithmic strategies (6) pre- and post-trade analytics (7) transition management (8) commission management (9) corporate access services and (10) institutional equity research. Topeka Capital Markets' institutional equity research focuses on macroeconomic research, strategic research, technical research, commodity research, fundamental sector and company specific research and specialty research services. | Analyst-Equity | 30/11/2012 |
Rafferty Capital Markets LLC
 Rafferty Capital Markets LLC Investment Banks/BrokersFinance Founded in 2000, Rafferty Capital Markets LLC (RCM) is a diversified broker/dealer that specializes in institutional securities. The firm is located in Garden City, New York and also has offices in New York City and Los Angeles. RCM provides brokerage services in a variety of products including U.S. Treasury debt, U.S. Agency debt, corporate debt, equities and municipal debt. The firm also provides distributor services to the mutual fund industry. RCM's US Treasury/Agency brokerage services are based on a voice brokering platform that focuses on providing fixed-income traders with the ability to buy and sell large blocks of U.S. Treasury securities at a single price either through outright purchases/sales or through intra market yield curve swaps. The firm's customers include almost all of the primary dealers and banks. RCM's corporate bond coverage includes investment grade, crossover and high yield corporate bonds. The firm provides market quotes and execution in all maturities and all sectors, throughout the entire yield curve. The firm also participates in the repurchase agreement market. RCM's penetration into the repo market includes Treasury and Agency O/N, term, mortgage, corporate and specials trading. RCM's equity trading desk specializes in executing institutional orders on all of the primary exchanges and ECNs. The firm also provides traditional prime brokerage services to hedge funds, trading groups, money managers and investment advisors through their RCM Prime division. RCM provides distribution services to mutual fund families with a broad array of investment portfolios. The firm provides access to the FundServ System as a member of NSCC in coordination with a fund's Transfer Agent/Custodian. They underwrite mutual fund shares in all 50 states. RCM also executes broker/dealer selling agreements, provides registered principal review of fund marketing materials, files marketing materials with the NASD and assists with the registration of funds and/or investor advisor registered representatives under the firm's broker/dealer license. | Analyst-Equity | 30/03/2011 |
Soleil Securities Corp.
 Soleil Securities Corp. Investment Banks/BrokersFinance Founded in 2003, Soleil Securities Corp. is a broker/dealer headquartered in New York City. The firm is a subsidiary of Ticonderoga Securities LLC and their ultimate parent is Cayman Islands-based GEROVA Financial Group Ltd. (NYSE: GFC). Soleil Securities Corp. is a member of FINRA and the SIPC. The firm offers in-depth company-specific equity research to institutional clients. They provide coverage across a variety of significant growth sectors of the economy. Soleil Securities Corp.'s research process integrates macroeconomic considerations with investment-relevant policy insights. They seek to produce alpha-generating, actionable information that can help their clients achieve their investment objectives. The firm covers the following industries: (1) basic materials including agricultural chemicals, specialty chemicals and paper/forest products (2) capital goods and industrials including autos and auto parts (3) consumer including gaming, lodging, eTravel, agribusiness, sustainable agriculture, specialty foods, specialty retail, homebuilders and retailing/automotive (4) financial institutions including financial services, property and casualty and regional banks (5) healthcare including pharmaceuticals, medical technology, biotechnology and medical devices (6) special situations (7) strategy and policy (8) technology including software/Internet, semiconductors and solar power (9) telecommunications and telecommunications equipment (10) transportation (11) airlines and (12) utilities | Analyst-Equity | 01/07/2009 |
HHR Asset Management LLC
 HHR Asset Management LLC Investment ManagersFinance HHR Asset Management LLC (HHR) is an independent hedge fund manager headquartered in Berkeley Heights, New Jersey. The firm was originally founded as Hintz, Holman & Robillard, Inc. in 1975. HHR provides advisory services on a discretionary basis to institutions with separately managed accounts and private pooled investment vehicles intended for sophisticated investors and institutional investors. | Corporate Officer/Principal | - |
The Berger Funds
 The Berger Funds Investment ManagersFinance The Berger Funds operates and manages a shareholder welfare fund. The private company is based in Denver, CO and has subsidiaries in the United States. | Corporate Officer/Principal | - |
Formation de Ian Horowitz
| Dickinson College | Undergraduate Degree |
| Rochester Christian University | Masters Business Admin |
Expériences
Fonctions occupées
Relations
Relations au 1er degré
Entreprises liées au 1er degré
Homme
Femme
Administrateurs
Exécutifs
Sociétés liées
| Entreprise privées | 7 |
|---|---|
Soleil Securities Corp.
Soleil Securities Corp. Investment Banks/BrokersFinance Founded in 2003, Soleil Securities Corp. is a broker/dealer headquartered in New York City. The firm is a subsidiary of Ticonderoga Securities LLC and their ultimate parent is Cayman Islands-based GEROVA Financial Group Ltd. (NYSE: GFC). Soleil Securities Corp. is a member of FINRA and the SIPC. The firm offers in-depth company-specific equity research to institutional clients. They provide coverage across a variety of significant growth sectors of the economy. Soleil Securities Corp.'s research process integrates macroeconomic considerations with investment-relevant policy insights. They seek to produce alpha-generating, actionable information that can help their clients achieve their investment objectives. The firm covers the following industries: (1) basic materials including agricultural chemicals, specialty chemicals and paper/forest products (2) capital goods and industrials including autos and auto parts (3) consumer including gaming, lodging, eTravel, agribusiness, sustainable agriculture, specialty foods, specialty retail, homebuilders and retailing/automotive (4) financial institutions including financial services, property and casualty and regional banks (5) healthcare including pharmaceuticals, medical technology, biotechnology and medical devices (6) special situations (7) strategy and policy (8) technology including software/Internet, semiconductors and solar power (9) telecommunications and telecommunications equipment (10) transportation (11) airlines and (12) utilities | Finance |
Rafferty Capital Markets LLC
Rafferty Capital Markets LLC Investment Banks/BrokersFinance Founded in 2000, Rafferty Capital Markets LLC (RCM) is a diversified broker/dealer that specializes in institutional securities. The firm is located in Garden City, New York and also has offices in New York City and Los Angeles. RCM provides brokerage services in a variety of products including U.S. Treasury debt, U.S. Agency debt, corporate debt, equities and municipal debt. The firm also provides distributor services to the mutual fund industry. RCM's US Treasury/Agency brokerage services are based on a voice brokering platform that focuses on providing fixed-income traders with the ability to buy and sell large blocks of U.S. Treasury securities at a single price either through outright purchases/sales or through intra market yield curve swaps. The firm's customers include almost all of the primary dealers and banks. RCM's corporate bond coverage includes investment grade, crossover and high yield corporate bonds. The firm provides market quotes and execution in all maturities and all sectors, throughout the entire yield curve. The firm also participates in the repurchase agreement market. RCM's penetration into the repo market includes Treasury and Agency O/N, term, mortgage, corporate and specials trading. RCM's equity trading desk specializes in executing institutional orders on all of the primary exchanges and ECNs. The firm also provides traditional prime brokerage services to hedge funds, trading groups, money managers and investment advisors through their RCM Prime division. RCM provides distribution services to mutual fund families with a broad array of investment portfolios. The firm provides access to the FundServ System as a member of NSCC in coordination with a fund's Transfer Agent/Custodian. They underwrite mutual fund shares in all 50 states. RCM also executes broker/dealer selling agreements, provides registered principal review of fund marketing materials, files marketing materials with the NASD and assists with the registration of funds and/or investor advisor registered representatives under the firm's broker/dealer license. | Finance |
First Investors Asset Management Co., Inc.
 First Investors Asset Management Co., Inc. Investment ManagersFinance First Investors Asset Management Co., Inc. provided investment information and advice to companies and individuals. The company was founded by Richard Klitzberg in 1980 and was headquartered in New York, NY. | Finance |
OppenheimerFunds, Inc.
 OppenheimerFunds, Inc. Investment ManagersFinance OppenheimerFunds, Inc. provides investment advice. The company was founded in 1959 and is headquartered in New York, NY. | Finance |
The Berger Funds
The Berger Funds Investment ManagersFinance The Berger Funds operates and manages a shareholder welfare fund. The private company is based in Denver, CO and has subsidiaries in the United States. | Finance |
Topeka Capital Markets
Topeka Capital Markets Investment Banks/BrokersFinance Founded in 2010, Topeka Capital Markets is a brokerage firm located in New York City. Topeka provides a broad set of solutions to meet an expanding spectrum of client needs. They offer a wide array of services including: (1) domestic and international equity trading strategy and execution (2) equity derivative and trading strategies (3) real-time execution cost analysis (4) corporate buybacks (5) program and algorithmic strategies (6) pre- and post-trade analytics (7) transition management (8) commission management (9) corporate access services and (10) institutional equity research. Topeka Capital Markets' institutional equity research focuses on macroeconomic research, strategic research, technical research, commodity research, fundamental sector and company specific research and specialty research services. | Finance |
HHR Asset Management LLC
HHR Asset Management LLC Investment ManagersFinance HHR Asset Management LLC (HHR) is an independent hedge fund manager headquartered in Berkeley Heights, New Jersey. The firm was originally founded as Hintz, Holman & Robillard, Inc. in 1975. HHR provides advisory services on a discretionary basis to institutions with separately managed accounts and private pooled investment vehicles intended for sophisticated investors and institutional investors. | Finance |
