Heather Pals
Compliance Officer chez DRI Capital, Inc.
Profil
Heather Pals is a corporate attorney with extensive experience in various transactional and securities related matters.
Ms. Pals joined DRI Healthcare in February 2023 as Associate General Counsel.
In this capacity, Ms. Pals is responsible for corporate legal work, including securities, banking, compliance and tax-related matters.
Prior to joining DRI Healthcare, Ms. Pals practiced for 8 years in the capital markets group at Shearman & Sterling LLP, where she advised public and private companies, investment banks and sponsors in a broad range of complex corporate transactions, including initial public offerings, PIPE transactions, high yield and investment grade debt offerings, mergers and acquisitions, and liability management transactions.
Ms. Pals also has extensive experience advising clients on SEC disclosure and Nasdaq/NYSE-related matters.
During her time at Shearman & Sterling LLP, she was seconded to the Abu Dhabi National Oil Company.
Ms. Pals was a member of the DRI team during law school, where she assisted on various corporate, compliance and governance matters.
She holds a J.D.
from the University of Toronto Faculty of Law and a Master of Business Administration from the Goodman School of Business, Brock University.
Ms. Pals also holds an Honours Bachelor of Science from Western University, with a double major in Anatomy and Cell Biology and Bioarchaeological Anthropology, where she was awarded the gold medal for the highest academic average in the Faculty of Science.
Ms. Pals is admitted to practice law in the State of New York.
Postes actifs de Heather Pals
| Sociétés | Poste | Début |
|---|---|---|
DRI Capital, Inc.
 DRI Capital, Inc. Investment ManagersFinance DRI Capital, Inc. (DRI Capital) is a private equity firm, a subsidiary of Persis Holdings Ltd founded in 1992. The firm is headquartered in Toronto, Canada. | Compliance Officer | 01/06/2023 |
Anciens postes connus de Heather Pals
| Sociétés | Poste | Fin |
|---|---|---|
Shearman & Sterling LLP (Toronto Branch)
 Shearman & Sterling LLP (Toronto Branch) Miscellaneous Commercial ServicesCommercial Services Shearman & Sterling LLP provides legal services. It specializes in appellate litigations, capital markets, corporate governance, environmental, finance, international arbitration, investment funds, litigation, mergers and acquisitions, privatization, real estate and tax. The company is headquartered in Toronto, Canada. | Analyste en capital-investissement | 01/01/2023 |
| ADNOC GAS PLC | Consultant / Advisor | 01/12/2017 |
Formation de Heather Pals
| University of Toronto | Graduate Degree |
| Goodman School of Business | Masters Business Admin |
| Western University | Undergraduate Degree |
Expériences
Fonctions occupées
Relations
Relations au 1er degré
Entreprises liées au 1er degré
Homme
Femme
Administrateurs
Exécutifs
Sociétés liées
| Sociétés cotées | 1 |
|---|---|
| ADNOC GAS PLC | Energy Minerals |
| Entreprise privées | 2 |
|---|---|
DRI Capital, Inc.
DRI Capital, Inc. Investment ManagersFinance DRI Capital, Inc. (DRI Capital) is a private equity firm, a subsidiary of Persis Holdings Ltd founded in 1992. The firm is headquartered in Toronto, Canada. | Finance |
Shearman & Sterling LLP (Toronto Branch)
Shearman & Sterling LLP (Toronto Branch) Miscellaneous Commercial ServicesCommercial Services Shearman & Sterling LLP provides legal services. It specializes in appellate litigations, capital markets, corporate governance, environmental, finance, international arbitration, investment funds, litigation, mergers and acquisitions, privatization, real estate and tax. The company is headquartered in Toronto, Canada. | Commercial Services |
