Gregg Johnson
Corporate Officer/Principal chez Securities America, Inc.
Provenance du réseau au premier degré de Gregg Johnson
| Entité | Type d'entité | Industrie | |
|---|---|---|---|
Securities America, Inc.
 Securities America, Inc. Investment Banks/BrokersFinance Securities America, Inc. engages in the provision of securities broking and dealing services. It focuses on helping advisors create an effective, profitable, and satisfying practice by providing financial counsel, product offerings, and service to clients. The company was founded in 1984 and is headquartered in La Vista, NE.
16
| Subsidiary | Investment Banks/Brokers | 16 |
Graphique Sociétés connectées au second degré
Relation dans plusieurs entreprises
Sociétés connectées à Gregg Johnson via son réseau personnel
| Société | Secteur | Personnes liées | Poste principal |
|---|---|---|---|
Securities America Financial Corp.
 Securities America Financial Corp. Financial ConglomeratesFinance Securities America Financial Corp. is a holding company, which provides insurance marketing financial services. Its financial representatives provide investment and financial planning services including securities and insurance brokerage, as well as asset management. The company was founded on September 30, 1985 and is headquartered in La Vista, NE. | Financial Conglomerates | Chief Executive Officer Director/Board Member | |
| LADENBURG THALMANN FINANCIAL SERVICES | Investment Banks/Brokers | Chief Tech/Sci/R&D Officer Corporate Officer/Principal | |
Sierra Capital Investors, Inc.
 Sierra Capital Investors, Inc. Investment ManagersFinance Sierra Capital Investors, Inc. (SCI) is an independent hedge fund management firm headquartered in Shingle Springs, California. The firm was founded by Michael A. Doran in 1998. SCI provides investment advice for high net worth individuals and institutions. | Investment Managers | Corporate Officer/Principal | |
| Bellevue University | College/University | Undergraduate Degree | |
TD Ameritrade, Inc.
 TD Ameritrade, Inc. Investment Banks/BrokersFinance TD Ameritrade, Inc. is an investment brokerage firm headquartered in Omaha, Nebraska. They are a subsidiary of TD Ameritrade Online Holdings Corp., ultimately owned by The Charles Schwab Corp. (NYSE: SCHW). The firm was founded in 1975 and provides online brokerage services to their clients. Customers can manage their investment portfolios via the Internet as well as through personal digital assistants, wireless phone services and interactive voice recognition systems. | Investment Banks/Brokers | Compliance Officer | |
| Old Dominion University | College/University | Undergraduate Degree | |
HBK Sorce Advisory LLC
 HBK Sorce Advisory LLC Investment ManagersFinance HBK Sorce Advisory LLC (HBKS), do-business-as HBKS Wealth Advisors, is a SEC-registered investment advisor headquartered in Erie, Pennsylvania. The firm was founded in 2001 by Greg Sorce and Chris Sorce. They are a wholly-owned subsidiary of HBK Sorce Financial LLC, ultimately held by Hill, Barth & King Financial Holdings LLC. HBKS provides investment management services to individuals, pension and profit-sharing plans, trusts, estates, charitable organizations, corporations, partnerships, limited liability companies, and other business entities. | Investment Managers | Analyst-Equity | |
| Samford University | College/University | Undergraduate Degree | |
Brecek & Young Advisors, Inc.
 Brecek & Young Advisors, Inc. Investment Banks/BrokersFinance Part of AG Artemis Holdings LP, Brecek & Young Advisors, Inc. is a company that provides securities and wealth management services. The company is based in Folsom, CA. Brecek & Young Advisors was acquired by Securities America Financial Corp., part of AG Artemis Holdings LP from August 17, 2011 on December 31, 2008 for $26 million. | Investment Banks/Brokers | Corporate Officer/Principal | |
| RIVERNORTH OPPORTUNITIES FUND, INC. | Investment Trusts/Mutual Funds | Chairman | |
| Creighton University | College/University | Undergraduate Degree | |
| Brigham Young University | College/University | Undergraduate Degree | |
Allworth Financial LP
 Allworth Financial LP Investment ManagersFinance Allworth Financial LP is a SEC-registered investment advisor headquartered in Folsom, California. Formerly known as Hanson McClain LP, the firm was co-founded by Patrick McClain and Scott Hanson in 1993. They are owned and controlled by Allworth Financial Group LP, a holding company. Allworth Financial provides financial planning and investment management services primarily to retail clients and qualified retirement plans. | Investment Managers | Director of Research - Equity | |
WCG Wealth Advisors LLC
 WCG Wealth Advisors LLC Investment ManagersFinance WCG Wealth Advisors LLC (dba The Wealth Consulting Group) is a registered investment advisor and wealth management firm headquartered in Las Vegas, Nevada. The firm was founded in 2014 and is owned by The 1970 Lee Trust. The Wealth Consulting Group provides fee-based investment advisory services for compensation primarily to individual clients, high-net worth individuals and corporate clients. | Investment Managers | Chief Investment Officer | |
| Montana State University | College/University | Undergraduate Degree | |
| City University of New York | College/University | Undergraduate Degree | |
| State University of New York at Albany | College/University | Graduate Degree | |
| AMERIPRISE FINANCIAL, INC. | Investment Banks/Brokers | Corporate Officer/Principal | |
Wells Fargo Securities LLC
 Wells Fargo Securities LLC Investment ManagersFinance Wells Fargo Securities LLC (WFS) is the broker/dealer subsidiary of EVEREN Capital Corp., ultimately owned by Wells Fargo & Co. (NYSE: WFC). Headquartered in New York, WFS delivers a comprehensive suite of banking, capital markets and advisory solutions, such as a full complement of sales, trading and research capabilities, to corporate, government and institutional clients. | Investment Managers | Corporate Officer/Principal | |
| Lander University | College/University | Undergraduate Degree | |
| Financial Search & Consulting LLC | Corporate Officer/Principal | ||
RiverNorth SPAC Focus Fund, Inc.
 RiverNorth SPAC Focus Fund, Inc. Investment Trusts/Mutual FundsMiscellaneous RiverNorth SPAC Focus Fund, Inc. operates as a closed-end investment fund or Investment trust. The company is headquartered in Chicago, IL. | Investment Trusts/Mutual Funds | Director/Board Member | |
| RIVERNORTH CAPITAL AND INCOME FUND, INC. | Investment Trusts/Mutual Funds | Director/Board Member | |
| RIVERNORTH/DOUBLELINE STRATEGIC OPPORTUNITY FUND, INC. | Investment Trusts/Mutual Funds | Director/Board Member | |
| Rivernorth Funds | Investment Trusts/Mutual Funds | Director/Board Member | |
| Transamerica Funds | Investment Trusts/Mutual Funds | Director/Board Member | |
| RIVERNORTH MANAGED DURATION MUNICIPAL INCOME FUND INC. | Investment Trusts/Mutual Funds | Director/Board Member | |
| RIVERNORTH OPPORTUNISTIC MUNICIPAL INCOME FUND, INC. | Financial Conglomerates | Director/Board Member | |
| RIVERNORTH FLEXIBLE MUNICIPAL INCOME FUND, INC. | Investment Trusts/Mutual Funds | Director/Board Member | |
| RIVERNORTH FLEXIBLE MUNICIPAL INCOME FUND II, INC. | Investment Trusts/Mutual Funds | Director/Board Member | |
| RIVERNORTH MANAGED DURATION MUNICIPAL INCOME FUND II, INC. | Investment Trusts/Mutual Funds | Director/Board Member | |
Securities America, Inc. (Broker)
 Securities America, Inc. (Broker) Investment Banks/BrokersFinance Securities America, Inc. (Broker) is the broker/dealer arm of Securities America, Inc., which is headquartered in La Vista, Nebraska. They are ultimately owned by Advisor Group Holdings, Inc. The firm was founded in 2013 and provides full spectrum of brokerage services to their clients. | Investment Banks/Brokers | Chief Executive Officer | |
| RiverNorth Core Opportunity Fund | Investment Trusts/Mutual Funds | Director/Board Member | |
| RiverNorth DoubleLine Strategic Income Fund | Investment Trusts/Mutual Funds | Director/Board Member | |
| RiverNorth/Oaktree High Income Fund | Investment Trusts/Mutual Funds | Director/Board Member | |
Harvard University
 Harvard University Other Consumer ServicesConsumer Services Harvard University engages in the provision of teaching and research. It has twelve degree-granting Schools in addition to the Radcliffe Institute for Advanced Study, offering a global education. The university was founded in 1636 and is headquartered in Cambridge, MA. | College/University | Undergraduate Degree | |
Securities America Advisors, Inc.
 Securities America Advisors, Inc. Investment ManagersFinance Securities America Advisors, Inc. (Securities America) is a SEC-registered investment advisor headquartered in La Vista, Nebraska. The firm was founded in 1994 and is wholly-owned by Securities America Financial Corp., a wholly-owned subsidiary of Osaic Holdings, Inc. Securities America provides investment advice to individual and institutional clients. Securities America will transition to Osaic Wealth, Inc. | Investment Managers | Chief Executive Officer | |
Trinsum Group, Inc.
 Trinsum Group, Inc. Miscellaneous Commercial ServicesCommercial Services Trinsum Group, Inc. provides management consulting services. It provides services in the areas of strategy, execution, organic growth, growth through acquisition, productivity and risk management. The company was founded by James M. McTaggart in 1978 and is headquartered in New York, NY. | Miscellaneous Commercial Services | Corporate Officer/Principal | |
| Columbia Business School | College/University | Masters Business Admin | |
Financial Industry Regulatory Authority, Inc.
 Financial Industry Regulatory Authority, Inc. Miscellaneous Commercial ServicesCommercial Services Financial Industry Regulatory Authority, Inc. engages in the provision of securities regulation, complementary compliance, and technology-based services. Its services include writing and enforcing rules governing the activities of securities firms with brokers, examining firms for compliance with those rules, fostering market transparency, and educating investors. The company was founded in 2007 and is headquartered in Washington, DC. | Miscellaneous Commercial Services | Director/Board Member | |
Ross, Sinclaire & Associates LLC
 Ross, Sinclaire & Associates LLC Investment ManagersFinance Ross, Sinclaire & Associates LLC (RSA) is an investment manager headquartered in Cincinnati, Ohio. The firm was founded in 2004 by Murray Sinclaire, Jr. and is a subsidiary of Ross, Sinclaire & Associates, Inc. RSA provides portfolio management services to individuals, high net worth individuals, qualified retirement plans, charitable organizations, banking institutions and other registered investments advisors through sub-advisory agreements. | Investment Managers | Corporate Officer/Principal |
Statistiques
Internationale
| Etats-Unis | 47 |
Sectorielle
| Finance | 20 |
| Miscellaneous | 14 |
| Consumer Services | 12 |
| Commercial Services | 3 |
Opérationnelle
| Corporate Officer/Principal | 24 |
| Director/Board Member | 16 |
| Undergraduate Degree | 9 |
| Independent Dir/Board Member | 8 |
| Chief Executive Officer | 4 |
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