George E. Bates
Fondateur chez Bates Financial Advisors, Inc.
Profil
George E.
Bates is the founder.
He founded Bates Financial Advisors, Inc. in 1984 and currently holds the title of President & Chief Compliance Officer.
Mr. Bates also held the position of Member-Governors Board at the Financial Industry Regulatory Authority, Inc. In terms of education, Mr. Bates completed his undergraduate degree at Millikin University and The Moody Bible Institute of Chicago in 1961.
Postes actifs de George E. Bates
| Sociétés | Poste | Début |
|---|---|---|
Bates Financial Advisors, Inc.
 Bates Financial Advisors, Inc. Investment ManagersFinance Bates Financial Advisors, Inc. provides investment advisory services. The company was founded by George E. Bates in 1984 and is headquartered in Rockford, IL. | Fondateur | 01/01/1984 |
Anciens postes connus de George E. Bates
| Sociétés | Poste | Fin |
|---|---|---|
Financial Industry Regulatory Authority, Inc.
 Financial Industry Regulatory Authority, Inc. Miscellaneous Commercial ServicesCommercial Services Financial Industry Regulatory Authority, Inc. engages in the provision of securities regulation, complementary compliance, and technology-based services. Its services include writing and enforcing rules governing the activities of securities firms with brokers, examining firms for compliance with those rules, fostering market transparency, and educating investors. The company was founded in 2007 and is headquartered in Washington, DC. | Directeur/Membre du Conseil | - |
Formation de George E. Bates
| Millikin University | Undergraduate Degree |
| The Moody Bible Institute of Chicago | Undergraduate Degree |
Expériences
Fonctions occupées
Sociétés liées
| Entreprise privées | 2 |
|---|---|
Financial Industry Regulatory Authority, Inc.
Financial Industry Regulatory Authority, Inc. Miscellaneous Commercial ServicesCommercial Services Financial Industry Regulatory Authority, Inc. engages in the provision of securities regulation, complementary compliance, and technology-based services. Its services include writing and enforcing rules governing the activities of securities firms with brokers, examining firms for compliance with those rules, fostering market transparency, and educating investors. The company was founded in 2007 and is headquartered in Washington, DC. | Commercial Services |
Bates Financial Advisors, Inc.
Bates Financial Advisors, Inc. Investment ManagersFinance Bates Financial Advisors, Inc. provides investment advisory services. The company was founded by George E. Bates in 1984 and is headquartered in Rockford, IL. | Finance |
