Esther Marion Stearns
Corporate Officer/Principal chez Securities Industry & Financial Markets Association, Inc.
Profil
Ms. Esther M.
Stearns is President & Chief Operating Officer at LPL Investment Holdings, Inc., President & Chief Operating Officer at LPL Financial Corp., and a Member-Independent Firms Committee at Securities Industry & Financial Markets Association, Inc. Prior to joining LPL Financial in 2006, Ms. Stearns worked at Charles Schwab for 14 years in a variety of leadership roles that include information technology, operations, managing surveillance, internal control, and credit.She was instrumental in building and packaging the Custom Clearing Services offering to provide back-end support services to broker/dealer organizations.
Ms. Stearns is a member of the Independent Firms Committee of the Securities Industry and Financial Markets Association, has a Bachelor of Arts degree from the University of Chicago and is Series 7, 24, 27, and 63 registered.
Postes actifs de Esther Marion Stearns
| Sociétés | Poste | Début |
|---|---|---|
Securities Industry & Financial Markets Association, Inc.
 Securities Industry & Financial Markets Association, Inc. Miscellaneous Commercial ServicesCommercial Services Securities Industry & Financial Markets Association, Inc. (SIFMA) is an organization that represents the securities industry in the United States. The private company is based in New York, NY and has subsidiaries in the United States. The company's main focus is advocating for effective and resilient capital markets. The CEO of the company is Kenneth E. Bentsen. | Corporate Officer/Principal | 10/06/2010 |
Anciens postes connus de Esther Marion Stearns
| Sociétés | Poste | Fin |
|---|---|---|
| LPL FINANCIAL HOLDINGS INC. | President | 01/05/2012 |
LPL Financial LLC
 LPL Financial LLC Investment ManagersFinance LPL Financial LLC is a SEC-registered investment advisor and wealth management firm headquartered in Fort Mill, South Carolina. The firm was founded in 1989 as Linsco/Private Ledger Corp. They are a direct subsidiary of LPL Holdings, Inc., owned by LPL Financial Holdings, Inc. (NASDAQ: LPLA). LPL Financial offers various types of advisory services and programs to individual and institutional clients. | President | 01/05/2012 |
Charles Schwab & Co., Inc.
 Charles Schwab & Co., Inc. Investment ManagersFinance Schwab Charles & Co., Inc. engages in the provision of investment products and services to retirement and other benefit participants. It offers trading, banking, small business solutions, investment tools and research. The company was founded in 1971 and is headquartered in San Francisco, CA. | Directeur Technique/Scientifique/R&D | - |
Formation de Esther Marion Stearns
| The University of Chicago | Undergraduate Degree |
Expériences
Fonctions occupées
Actives
Inactives
Sociétés cotées
Entreprise privées
Relations
Relations au 1er degré
Entreprises liées au 1er degré
Homme
Femme
Administrateurs
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Sociétés liées
| Sociétés cotées | 1 |
|---|---|
| LPL FINANCIAL HOLDINGS INC. | Finance |
| Entreprise privées | 3 |
|---|---|
Charles Schwab & Co., Inc.
Charles Schwab & Co., Inc. Investment ManagersFinance Schwab Charles & Co., Inc. engages in the provision of investment products and services to retirement and other benefit participants. It offers trading, banking, small business solutions, investment tools and research. The company was founded in 1971 and is headquartered in San Francisco, CA. | Finance |
LPL Financial LLC
LPL Financial LLC Investment ManagersFinance LPL Financial LLC is a SEC-registered investment advisor and wealth management firm headquartered in Fort Mill, South Carolina. The firm was founded in 1989 as Linsco/Private Ledger Corp. They are a direct subsidiary of LPL Holdings, Inc., owned by LPL Financial Holdings, Inc. (NASDAQ: LPLA). LPL Financial offers various types of advisory services and programs to individual and institutional clients. | Finance |
Securities Industry & Financial Markets Association, Inc.
Securities Industry & Financial Markets Association, Inc. Miscellaneous Commercial ServicesCommercial Services Securities Industry & Financial Markets Association, Inc. (SIFMA) is an organization that represents the securities industry in the United States. The private company is based in New York, NY and has subsidiaries in the United States. The company's main focus is advocating for effective and resilient capital markets. The CEO of the company is Kenneth E. Bentsen. | Commercial Services |