Earl J. Lum

Wm Smith & Co. provides investment advice. The private company is based in Denver, CO and has subsidiaries in the United States. The company was founded by Bill S. Smith.

Founded in 1996, E*TRADE Securities LLC is a broker/dealer headquartered in New York City. The firm is a subsidiary of E*TRADE Financial Corp. (NYSE: ET). The firm provides a full array of trading and execution services for their clients. They do not provide any internal research. The firm is a member of the NASD and the SIPC.

Proscia, Inc. is a cloud-delivered solutions provider for digital pathology. Its cloud-based platform creates new avenues of collaboration between the world?s clinicians and researchers, enabling quicker analysis, treatments and new hope for the cure. The company was founded by David West Jr., David West Sr., Coleman Stavish, Nathan Buchbinder, Kristina Li and Hunter Jackson in 2014 and is headquartered in Baltimore, MD.

Scale Management LLC (Scale Management) is a venture capital firm founded in 1995 by Kate D. Mitchell and Anchie Y. Kuo. The firm is headquartered in Foster City, California.

H. C. Wainwright & Co. LLC (H. C. Wainwright) is a full-service broker/dealer headquartered in New York City. The firm was founded in 1868 and is a subsidiary of HCWHC, Inc. H. C. Wainwright delivers industry insights and real-time execution to both public and private small and middle-sized global emerging market companies. With a focus on identifying buyers and sellers in illiquid and difficult to trade equities, the firm specializes in block trading and providing liquidity in these securities with as little market impact as possible.

University of Southern California is a private research university that mainly offers undergraduate, graduate & other higher education. The university was founded in 1880 and is headquartered in Los Angeles, CA.

Lightspeed Management Co. LLC (Lightspeed Venture Partners) is a venture capital firm founded in 1971. The firm is headquartered in Menlo Park, California. It was formerly known as Weiss, Peck & Greer Venture Partners.

Cornell University is an educational institution that offers undergraduate and post graduate programs. It was founded in 1865 and is based in Ithaca, NY.

Crosslink Capital, Inc. (Venture Capital) is a Venture Capital firm, a subsidiary of Crosslink Capital, Inc. founded in 1989 by Sy F. Kaufman and Michael Joseph Stark. The firm is headquartered in San Francisco.

Motive Technologies, Inc. provides logistics and supply chain services. It specializes in electronic logging devices, fleet management, vehicle GPS tracking, driver vehicle inspection reports, and IFTA reporting and electronic logs. The company was founded by Shoaib Makani, Ryan Johns, and Obaid Khan in 2013 and is headquartered in San Francisco, CA.

Dusty Robotics, Inc. engages in the manufacturing and development of construction machinery and robots that focuses on the improvement of construction productivity by automating critical-path tasks on construction jobsites. The company was founded by Tessa Lau and Philipp Herget and is headquartered in Mountain View, CA.

Dollar Shave Club, Inc. manufactures and sells razor blades online. It offers men?s razors, grooming, and skin-care products. The company was founded by Michael Dubin and Mark Levine in July 2011 and is headquartered in Venice, CA.

Scout RFP LLC operates a platform that automates the enterprise buying process for buyers and suppliers. It offers strategic sourcing, reverse auctions, savings tracking, enterprise security, and supplier management. The company was founded by Andrew Durlak, Stan Garber, and Chris Crane in 2014 and is headquartered in San Francisco, CA.

Spruce Holdings, Inc. engages in the provision of real estate services. It offers title insurance, escrow, and closing services through a proprietary technology platform. The company was founded by Andrew Weisgall, Adam Langsner, and Patrick Burns in 2016 and is headquartered in New York, NY.

Wells Fargo Securities LLC (WFS) is the broker/dealer subsidiary of EVEREN Capital Corp., ultimately owned by Wells Fargo & Co. (NYSE: WFC). Headquartered in New York, WFS delivers a comprehensive suite of banking, capital markets and advisory solutions, such as a full complement of sales, trading and research capabilities, to corporate, government and institutional clients.

Westwicke Partners LLC operates as a strategic communications and advisory firm that is focused exclusively on healthcare. It offers digital branding, crisis communications, and capital markets advisory. The company was founded by Robert East and Mark Klausner in 2006 and is headquartered in Baltimore, MD.

Morgan Joseph TriArtisan LLC is an investment and merchant bank engaged in providing financial advice, capital raising and private equity investing. Their services include mergers, acquisitions and restructuring advice and private placements and public offerings of equity and debt. The firm is headquartered in New York City and is a subsidiary of Morgan Joseph TriArtisan Group, Inc. Morgan Joseph TriArtisan was formed in 2010 as the result of a merger between Morgan Joseph & Co. Inc. and TriArtisan Partners LLC. Morgan Joseph TriArtisan is a member of FINRA, the NASD and the SIPC. Morgan Joseph TriArtisan's primary focus is on providing financial advisory and capital raising services in the US, Europe and Asia. This includes mergers and acquisitions advice, restructuring advice, private placements and public offerings of debt and equity. For their institutional clients, Morgan Joseph TriArtisan provides a full range of sales and executions services, including equity research and specialized reports on convertible debt. The firm's sales and trading teams service a variety of institutional clients with both debt and equity investment ideas and trading services. They primarily serve the consumer products, healthcare, automotive, chemical, transportation, construction, entertainment, telecommunications and media industries. Morgan Joseph TriArtisan's debt and equity analysts cover a growing universe of stock and bond issues across a broad range of industry sectors. Their equity research focuses primarily on middle-market companies with limited research and coverage and uses a classic bottom-up qualitative approach. The high-yield department specializes in finding trading opportunities by identifying undervalued and overvalued high-yield debt for institutional clients. They focus on small- to mid-sized issues that are not widely covered and are often mispriced in the market.

AH Capital Management LLC (AH Capital Management) is a venture capital firm founded in 2009 by Marc Lowell Andreessen and Ben A. Horowitz. The firm is headquartered in Menlo Park, California.

Geodesic Investments LLC (Geodesic Capital) is a venture capital firm founded in 2015 by Ashvin Bachireddy, John Victor Roos and Nobuhiko Hirooka. The firm is headquartered in Foster City, California.

Instart Logic, Inc. develops cloud solutions fo web and mobile application performance. The company was founded by Manav Ratan Mital, Raghu Venkat, and Hariharan Kolam and is headquartered in Palo Alto, CA.

SV Angel LLC (SV Angel) is a venture capital firm founded in 1900 by Ron C. Conway and David Lee. The firm is headquartered in San Francisco, California.