David Stuart Penn
Gestionnaire de Portefeuille-Actions chez Janney Montgomery Scott LLC (Investment Management)
Profil
Mr. David S.
Penn, CFA MBA, is an Executive Vice President of Wealth Management & Financial Advisor at Janney Montgomery Scott LLC.
He has over 3 decades in the financial services industry working as an institutional executive designing and overseeing financial products, as well as working with individual clients on their wealth management issues.
Prior to joining the Nehrbas Group, he was Executive Vice President and Head of Wealth Management at Janney.
From 2005 to 2007, Mr. Penn managed the investment products area for Smith Barney and prior to that, he spent over 20 years serving Legg Mason in numerous capacities, including as a member of the firm’s equity research department and as Head of the Wealth Management division.
Mr. Penn received his MBA in finance from the Wharton School at the University of Pennsylvania and his undergraduate degree from Drexel University with a B.S.
in accounting, graduating with highest honors.
He was designated a Certified Public Accountant in 1982 and a Chartered Financial Analyst in 1987.
Postes actifs de David Stuart Penn
| Sociétés | Poste | Début |
|---|---|---|
Janney Montgomery Scott LLC (Investment Management)
 Janney Montgomery Scott LLC (Investment Management) Investment ManagersFinance Janney Montgomery Scott LLC (Investment Management) (JMS-IM) is the investment management division of Janney Montgomery Scott LLC, a registered broker-dealer headquartered in Philadelphia, Pennsylvania. The firm was founded in 1832 and is a subsidiary of Independence Square Properties LLC, an indirect wholly-owned independent subsidiary of The Penn Mutual Life Insurance Co. JMS-IM provides individuals, families, businesses, and institutions with tailored financial advice. | Gestionnaire de Portefeuille-Actions | 01/05/2009 |
Anciens postes connus de David Stuart Penn
| Sociétés | Poste | Fin |
|---|---|---|
Franklin Distributors LLC
 Franklin Distributors LLC Investment Banks/BrokersFinance Legg Mason Investors Services LLC is a fund distributor located in Baltimore, Maryland. The firm is a subsidiary of Legg Mason, Inc. Legg Mason Investors Services is a member of FINRA and the SIPC | Corporate Officer/Principal | 01/05/2009 |
| Smith Barney & Co., Inc. | Corporate Officer/Principal | 01/01/2007 |
Janney Capital Management LLC
 Janney Capital Management LLC Investment ManagersFinance Janney Capital Management LLC (Janney Capital) is a SEC-registered investment adviser headquartered in Pittsburgh, Pennsylvania. The firm was founded in 1994 as Parker/Hunter Asset Management LLC and changed its name to Janney Capital Management LLC in 2013. They are a wholly owned subsidiary of Janney Montgomery Scott LLC (Janney), ultimately owned by The Penn Mutual Life Insurance Co. Janney Capital provides discretionary investment management services primarily as a sub-advisor in certain fee-based managed account “wrap” programs offered by Janney. | Président | - |
Formation de David Stuart Penn
| Drexel University | Undergraduate Degree |
| The Wharton School of the University of Pennsylvania | Masters Business Admin |
Expériences
Fonctions occupées
Relations
Relations au 1er degré
Entreprises liées au 1er degré
Homme
Femme
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Exécutifs
Sociétés liées
| Entreprise privées | 4 |
|---|---|
Janney Capital Management LLC
Janney Capital Management LLC Investment ManagersFinance Janney Capital Management LLC (Janney Capital) is a SEC-registered investment adviser headquartered in Pittsburgh, Pennsylvania. The firm was founded in 1994 as Parker/Hunter Asset Management LLC and changed its name to Janney Capital Management LLC in 2013. They are a wholly owned subsidiary of Janney Montgomery Scott LLC (Janney), ultimately owned by The Penn Mutual Life Insurance Co. Janney Capital provides discretionary investment management services primarily as a sub-advisor in certain fee-based managed account “wrap” programs offered by Janney. | Finance |
Janney Montgomery Scott LLC (Investment Management)
Janney Montgomery Scott LLC (Investment Management) Investment ManagersFinance Janney Montgomery Scott LLC (Investment Management) (JMS-IM) is the investment management division of Janney Montgomery Scott LLC, a registered broker-dealer headquartered in Philadelphia, Pennsylvania. The firm was founded in 1832 and is a subsidiary of Independence Square Properties LLC, an indirect wholly-owned independent subsidiary of The Penn Mutual Life Insurance Co. JMS-IM provides individuals, families, businesses, and institutions with tailored financial advice. | Finance |
| Smith Barney & Co., Inc. | Finance |
Franklin Distributors LLC
Franklin Distributors LLC Investment Banks/BrokersFinance Legg Mason Investors Services LLC is a fund distributor located in Baltimore, Maryland. The firm is a subsidiary of Legg Mason, Inc. Legg Mason Investors Services is a member of FINRA and the SIPC | Finance |