Christopher Mates

Plus aucun poste en cours

Consumer Services

Finance

Profil

Chris Mates is the CLO and CCO, managing the legal and compliance affairs of Disruptive and its Registered Investment Adviser and Broker Dealer affiliates.
He is an attorney with over 25 years of experience working in the financial regulatory environment focusing on the rules and regulations of the SEC, FINRA, CFTC, NFA, State regulators, and various securities and derivatives Exchanges.
He holds a B.S.
in Business Administration from Miami University, an M.B.A.
from Xavier University, a J.D.
from Chicago-Kent College of Law and holds Series 3, 4, 7, 8, 15, 24, 27, 63, 79, and 99 registrations.

Anciens postes connus de Christopher Mates

Sociétés	Poste	Fin
Aspiration Fund Adviser LLC Aspiration Fund Adviser LLC Financial ConglomeratesFinance Part of Aspiration Partners, Inc., Aspiration Fund Adviser LLC provides financial services. The company is based in Marina Del Rey, CA. The company was founded in 2013 by Andrei Hugo Cherny, Joseph Neal Sanberg. Andrei Hugo Cherny has been the CEO since 2013.	Compliance Officer	01/09/2019
Disruptive Technology Advisers LLC Disruptive Technology Advisers LLC Investment ManagersFinance Disruptive Technology Advisers LLC (Disruptive) is a private equity firm founded in 2012 by Alexander Jackson Davis and Alex Fishman. It is headquartered in Austin, Texas.	Conseiller Juridique Général	-

Voir l'expérience en détail de Christopher Mates

Formation de Christopher Mates

Xavier University	Masters Business Admin
Chicago-Kent College of Law	Graduate Degree
Miami University	Undergraduate Degree

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