Brian Applegate
Corporate Officer/Principal chez National Society of Compliance Professionals
Profil
Brian Applegate currently works at National Society of Compliance Professionals, as Member from 1998.
Mr. Applegate also formerly worked at Capital One Investing LLC, as Chief Compliance Officer, ShareBuilder Corp., as Chief Compliance Officer, and Seafirst Bank, as Principal.
Mr. Applegate received his undergraduate degree from the University of Washington.
Postes actifs de Brian Applegate
| Sociétés | Poste | Début |
|---|---|---|
| National Society of Compliance Professionals | Corporate Officer/Principal | 01/01/1998 |
Anciens postes connus de Brian Applegate
| Sociétés | Poste | Fin |
|---|---|---|
| Seafirst Bank | Corporate Officer/Principal | - |
Capital One Investing LLC
 Capital One Investing LLC Investment Banks/BrokersFinance Founded in 1999, Capital One Investing LLC is a broker/dealer located in Bellevue, Washington. The firm is a subsidiary of Capital One Financial Corp. (NYSE: COF) which acquired the firm from ING Group in 2012. Capital One Investing was formerly known as ShareBuilder Securities Corp. and as Capital One ShareBuilder, Inc. The firm offers brokerage services to long-term investors. They provide a full array of trading and execution services for their clients, but do not provide any internal research. Capital One Investing is a member FINRA/SIPC. | Compliance Officer | - |
ShareBuilder Corp.
 ShareBuilder Corp. Internet Software/ServicesTechnology Services ShareBuilder Corp. provides on-line investment solutions for investors. It also provides online financial information and enrollment opportunities in direct stock and dividend reinvestment plans. Its services include automatic investing, real-time trading, options trading, and margin borrowing. ShareBuilder was founded in 1996 and is headquartered in Bellevue, WA. | Compliance Officer | - |
Formation de Brian Applegate
| University of Washington | Undergraduate Degree |
Expériences
Fonctions occupées
Relations
Relations au 1er degré
Entreprises liées au 1er degré
Homme
Femme
Administrateurs
Exécutifs
Sociétés liées
| Entreprise privées | 4 |
|---|---|
ShareBuilder Corp.
ShareBuilder Corp. Internet Software/ServicesTechnology Services ShareBuilder Corp. provides on-line investment solutions for investors. It also provides online financial information and enrollment opportunities in direct stock and dividend reinvestment plans. Its services include automatic investing, real-time trading, options trading, and margin borrowing. ShareBuilder was founded in 1996 and is headquartered in Bellevue, WA. | Technology Services |
| Seafirst Bank | |
| National Society of Compliance Professionals | |
Capital One Investing LLC
Capital One Investing LLC Investment Banks/BrokersFinance Founded in 1999, Capital One Investing LLC is a broker/dealer located in Bellevue, Washington. The firm is a subsidiary of Capital One Financial Corp. (NYSE: COF) which acquired the firm from ING Group in 2012. Capital One Investing was formerly known as ShareBuilder Securities Corp. and as Capital One ShareBuilder, Inc. The firm offers brokerage services to long-term investors. They provide a full array of trading and execution services for their clients, but do not provide any internal research. Capital One Investing is a member FINRA/SIPC. | Finance |
