Brett William Wallace

Stonepine Advisors LLC provides investment banking and strategic consulting services. It is a technology focused investment bank providing financial and M&A advisory and strategic consulting services to emerging and mid-sized growth companies. The firm serves the clients in the software, semiconductor, communications, specialty materials, clean-tech and related service industries. The company was founded in April 2008 by James F. Reilly and is headquartered in Menlo Park, CA.

Endwave Corp. designs and manufactures radio frequency modules that enable the transmission, reception and processing of high-frequency signals in telecommunications networks, defense electronics and homeland security systems. The company was founded in 1991 and is headquartered in San Jose, CA.

Raymond James & Associates, Inc. (RJA) is a registered broker-dealer headquartered in St. Petersburg, Florida. The firm was founded in 1962 and is a subsidiary of Raymond James Financial, Inc. (NYSE: RJF), a diversified holding company. RJA offers a full array of capital markets services, strategic advice and planning for institutional investors.

Piper Sandler & Co. operates as an investment company, which engages in the provision of securities brokerage and investment banking services. The company is headquartered in Minneapolis, MN.

Origin Bank operates as a state chartered commercial bank. It offers personal, business and commercial services which includes checking, home loans, insurance, investments, deposit accounts and lines of credit. The company was founded in 1912 and is headquartered in Choudrant, LA.

C. E. Unterberg, Towbin is a global investment bank headquartered in New York City with additional offices in California and Israel. The firm provides investment banking, research and investment management services to emerging growth companies and investors in the technology, health care and defense, security and diversified technology sectors. C. E. Unterberg was founded in 1932 by Clarence Unterberg. In 1977, the firm merged with L. F. Rothschild to form L. F. Rothschild, Unterberg, Towbin. In 1990, the firm again became privately owned and independent when Clarence Unterberg's son, Thomas I. Unterberg, re-launched the firm as a full-service investment bank.