Profil
Bob M.
Zakem worked as a Managing Director-Global Risk Compliance at Bank of America Corp.
and as a Director at UBS Financial Services, Inc. He also held various Chief Compliance Officer positions at different firms such as S&P 500 Covered Call Fund, Inc., Small Cap Premium & Dividend Income Fund, Inc., Enhanced S&P 500 Covered Call Fund, Inc., Global Income & Currency Fund, Inc., S&P 500 Geared Fund, Inc., Defined Strategy Fund, Inc., NASDAQ Premium Income & Growth Fund, Inc., Dow 30SM Enhanced Premium & Income Fund, Inc., MLP & Strategic Equity Fund, Inc., and Virtus Fund Advisers LLC.
He was also a Principal at SunAmerica Asset Management LLC.
Mr. Zakem received his undergraduate degree from the University of Detroit Mercy in 1980 and his graduate degree from the University of Wisconsin in 1987.
Anciens postes connus de Bob M. Zakem
| Sociétés | Poste | Fin |
|---|---|---|
Small Cap Premium & Dividend Income Fund, Inc.
 Small Cap Premium & Dividend Income Fund, Inc. Investment Trusts/Mutual FundsMiscellaneous Small Cap Premium & Dividend Income Fund, Inc. is a closed-End Investment Fund/Investment Trust. It enhance portfolio value relative to the municipal bond market by investing in tax-exempt municipal bonds. The company is headquartered in New York, NY. | Conseiller Juridique Général | 03/05/2013 |
Enhanced S&P 500 Covered Call Fund, Inc.
 Enhanced S&P 500 Covered Call Fund, Inc. Investment Trusts/Mutual FundsMiscellaneous Enhanced S&P 500 Covered Call Fund, Inc. is a closed-end investment fund/investment trust. The Funds investment objective is to seek leveraged returns on the CBOE S&P 500 BuyWrite IndexSM, less fees and expenses. The Fund will employ leverage to increase the volatility of the Fund's investment portfolio to approximate the volatility of the Standard and Poor's 500 Composite Stock Price Index. The company was founded on March 18, 2005 and is headquartered in New York, NY. | Conseiller Juridique Général | 18/03/2013 |
| Global Income & Currency Fund, Inc. | Conseiller Juridique Général | 11/12/2012 |
| MERRILL LYNCH PREFERRED CAPITAL TRUST I | Corporate Officer/Principal | - |
| S&P 500 Covered Call Fund, Inc. | Conseiller Juridique Général | 08/03/2010 |
Formation de Bob M. Zakem
| University of Wisconsin | Graduate Degree |
| University of Detroit Mercy | Undergraduate Degree |
Expériences
Fonctions occupées
Relations
Relations au 1er degré
Entreprises liées au 1er degré
Homme
Femme
Administrateurs
Exécutifs
Sociétés liées
| Sociétés cotées | 1 |
|---|---|
| MERRILL LYNCH PREFERRED CAPITAL TRUST I | Finance |
| Entreprise privées | 12 |
|---|---|
UBS Financial Services, Inc.
 UBS Financial Services, Inc. Investment ManagersFinance UBS Financial Services, Inc. is a registered investment advisor and wealth management firm headquartered in Weehawken, New Jersey. The firm is a wholly-owned subsidiary of UBS Americas Inc., ultimately held by UBS Group AG (SWX: UBSG; NYSE: UBS) in Switzerland. Founded in 1969, UBS Financial Services provides investment advisory services to individuals, banks, thrift institutions, mutual funds and other investment companies, pension and employee benefit plans, trusts, estates, charities, corporations and other business and government entities. | Finance |
SunAmerica Asset Management LLC
 SunAmerica Asset Management LLC Investment ManagersFinance SunAmerica Asset Management LLC (SAAMCo) is a registered investment advisor and mutual fund manager headquartered in Jersey City, New Jersey. The firm was founded in 1982 and is a wholly-owned subsidiary of American General Life Insurance Co., ultimately owned by American International Group, Inc. (NYSE: AIG). SAAMCo offers investment management and advisory services to open-end US registered investment companies and to an offshore, wholly-owned subsidiaries of a certain registered fund. They also offer model portfolios in connection with wrap programs known as unified managed account (UMA) wrap programs. | Finance |
| S&P 500 Covered Call Fund, Inc. | Miscellaneous |
Small Cap Premium & Dividend Income Fund, Inc.
Small Cap Premium & Dividend Income Fund, Inc. Investment Trusts/Mutual FundsMiscellaneous Small Cap Premium & Dividend Income Fund, Inc. is a closed-End Investment Fund/Investment Trust. It enhance portfolio value relative to the municipal bond market by investing in tax-exempt municipal bonds. The company is headquartered in New York, NY. | Miscellaneous |
Enhanced S&P 500 Covered Call Fund, Inc.
Enhanced S&P 500 Covered Call Fund, Inc. Investment Trusts/Mutual FundsMiscellaneous Enhanced S&P 500 Covered Call Fund, Inc. is a closed-end investment fund/investment trust. The Funds investment objective is to seek leveraged returns on the CBOE S&P 500 BuyWrite IndexSM, less fees and expenses. The Fund will employ leverage to increase the volatility of the Fund's investment portfolio to approximate the volatility of the Standard and Poor's 500 Composite Stock Price Index. The company was founded on March 18, 2005 and is headquartered in New York, NY. | Miscellaneous |
| Global Income & Currency Fund, Inc. | Miscellaneous |
| S&P 500 Geared Fund, Inc. | Miscellaneous |
| Defined Strategy Fund, Inc. | Miscellaneous |
NASDAQ Premium Income & Growth Fund, Inc.
 NASDAQ Premium Income & Growth Fund, Inc. Investment Trusts/Mutual FundsMiscellaneous NASDAQ Premium Income & Growth Fund, Inc. is a non-diversified and closed-end management investment company. Its investment objective is to seek high current income and capital appreciation. The Fund pursues its investment objective principally through a two-part strategy. First, the Fund will invest, under normal circumstances; substantially all of its net assets in a portfolio of investments designed to closely track the performance, before fees and expenses, of the NASDAQ 100 Index. Second, in attempting to generate premium income and reduce the volatility of the fund's returns, with the intent of improving the fund's risk-adjusted returns, the fund will write (sell) call options on the Index, which are fully collateralized by the NASDAQ Investment Portfolio. The company was founded on August 24, 2004 and is headquartered in Chicago, IL. | Miscellaneous |
Dow 30SM Enhanced Premium & Income Fund, Inc.
 Dow 30SM Enhanced Premium & Income Fund, Inc. Investment Trusts/Mutual FundsMiscellaneous Dow 30 Enhanced Premium & Income Fund, Inc. operates as a closed-end management investment company. Its investment objective is to provide a high level of premium and dividend income and the potential for capital appreciation. The fund invests in an equity portfolio that seeks to substantially replicate price movements of the Dow Jones Industrial AverageSM. It also sells covered call options on some or all of the Dow stocks, covering a maximum of 50% of the value of the fund's portfolio in seeking to enhance risk-adjusted performance relative to an all equity portfolio. Dow 30 Enhanced Premium & Income Fund was founded on March 5, 2007 and is headquartered in Chicago, IL. | Miscellaneous |
MLP & Strategic Equity Fund, Inc.
 MLP & Strategic Equity Fund, Inc. Investment Trusts/Mutual FundsMiscellaneous MLP & Strategic Equity Fund, Inc. is a closed in diversified, closed-end management investment company. Its investment objective is to provide a high level of after-tax total return by investing in a portfolio of publicly traded master limited partnerships operating in the energy infrastructure sector of the market. The fund was founded on June 29, 2007 and is headquartered in Chicago, IL. | Miscellaneous |
Virtus Fund Advisers LLC
 Virtus Fund Advisers LLC Investment ManagersFinance Virtus Fund Advisers LLC (VFA) is a SEC-registered investment advisor headquartered in Atlanta, Georgia. Founded in 1985, the firm was originally named Trusco Capital Management, Inc. and later became RidgeWorth Capital Management, Inc. and RidgeWorth Capital Management LLC. They were formerly a majority-owned subsidiary of SunTrust Banks, Inc. (NYSE: STI). They became a wholly-owned subsidiary of Virtus Partners, Inc., which is a wholly-owned subsidiary of Virtus Investment Partners, Inc. (NASDAQ: VRTS), when the latter acquired the firm in June 2017 and subsequently changed their name into Virtus Fund Advisers LLC. VFA provides discretionary and non-discretionary advisory services to institutional clients including pension and profit-sharing plans, endowments and foundations, governmental entities, and other corporate entities as well as high net-worth clients. | Finance |