Barbara Boehler
Plus aucun poste en cours
Profil
Ms. Barbara Boehler is Chief Compliance Officer at Arete Research LLC.
Prior to joining Arete Research in March 2010, Ms. Boehler was worked several years in financial services compliance roles at Fidelity Investments, JP Morgan Invest, and Babson Capital Management.
Ms. Boehler received a degree from Suffolk University and holds a JD from Suffolk University Law School and and LLM in Taxation from Boston University School of Law.
She is a FINRA Arbitrator and is Series 7, 24 and 63 registered.
Anciens postes connus de Barbara Boehler
| Sociétés | Poste | Fin |
|---|---|---|
Barings LLC
 Barings LLC Investment ManagersFinance Barings LLC is a SEC-registered investment advisor headquartered in Charlotte, North Carolina. Founded in 1940, the firm is direct subsidiary of MM Asset Management Holding LLC and their ultimate parent is Massachusetts Mutual Life Insurance Co. (MassMutual). MassMutual?s affiliated companies include financial services companies that provide investment management services and individual protection insurance to clients worldwide. Barings provides a broad range of investment advisory and management services to institutional clients, registered investment companies, and other pooled investment vehicles. | Corporate Officer/Principal | - |
FMR LLC
 FMR LLC Investment ManagersFinance FMR LLC engages in the provision of financial and investment services. It offers financial planning and advice, wealth management, retirement plans, trading and brokerage services, and investment products. The company was founded by Edward C. Johnson II in 1946 and is headquartered in Boston, MA. | Corporate Officer/Principal | - |
Brownco LLC
 Brownco LLC Investment Banks/BrokersFinance Brownco LLC provides online brokerage services. It offers investment products in a variety of securities, bonds and mutual funds. The company is headquartered in New York, NY. | Corporate Officer/Principal | - |
Arete Research LLC
 Arete Research LLC Investment ManagersFinance Founded in 2000, Arete Research LLC is an equity research firm located in Boston. The firm is a subsidiary of London-based Arete Research Services LLP. Their research focuses on the technology and telecommunications sectors in the US, Europe and Asia. | Compliance Officer | - |
Formation de Barbara Boehler
| Suffolk University | Graduate Degree |
| Boston University | Graduate Degree |
Expériences
Fonctions occupées
Sociétés liées
| Entreprise privées | 4 |
|---|---|
Arete Research LLC
Arete Research LLC Investment ManagersFinance Founded in 2000, Arete Research LLC is an equity research firm located in Boston. The firm is a subsidiary of London-based Arete Research Services LLP. Their research focuses on the technology and telecommunications sectors in the US, Europe and Asia. | Finance |
FMR LLC
FMR LLC Investment ManagersFinance FMR LLC engages in the provision of financial and investment services. It offers financial planning and advice, wealth management, retirement plans, trading and brokerage services, and investment products. The company was founded by Edward C. Johnson II in 1946 and is headquartered in Boston, MA. | Finance |
Brownco LLC
Brownco LLC Investment Banks/BrokersFinance Brownco LLC provides online brokerage services. It offers investment products in a variety of securities, bonds and mutual funds. The company is headquartered in New York, NY. | Finance |
Barings LLC
Barings LLC Investment ManagersFinance Barings LLC is a SEC-registered investment advisor headquartered in Charlotte, North Carolina. Founded in 1940, the firm is direct subsidiary of MM Asset Management Holding LLC and their ultimate parent is Massachusetts Mutual Life Insurance Co. (MassMutual). MassMutual?s affiliated companies include financial services companies that provide investment management services and individual protection insurance to clients worldwide. Barings provides a broad range of investment advisory and management services to institutional clients, registered investment companies, and other pooled investment vehicles. | Finance |
