Ann T. Zemann
Plus aucun poste en cours
Profil
Ms. Ann T.
Zemann is Chief Compliance Officer at Weatherstone Capital Management, Inc. She began her career in the financial service industry working in the operations department of Securities America, Inc. She quickly found her niche in compliance and worked for that firm in Advertising Review, Licensing and in other facets of the Compliance Department until moving to Clarke Lanzen Skalla Investment Firm in 2001 to serve as their Chief Compliance Officer.
She concurrently served as the President of Aquarius Fund Distributors, LLC, a registered broker-dealer and offered compliance consulting for independent registered investment advisers through Orion Advisor Services, LLC from 2002 until she left to create Stile Compliance in 2005.
Ms. Zemann has a bachelors of Science from the University of Nebraska at Omaha and she previously held a number of securities licenses including 7,24,4,53, and 66.
Anciens postes connus de Ann T. Zemann
| Sociétés | Poste | Fin |
|---|---|---|
CLS Investments LLC
 CLS Investments LLC Investment ManagersFinance CLS Investments LLC (CLS) is a SEC-registered investment advisor headquartered in Omaha, Nebraska. The firm was founded in 1989 by Patrick Clarke and Gary Lanzen and they are a subsidiary of Orion Advisor Solutions LLC, ultimately held by NorthStar Topco LLC. CLS provides investment advice to individuals, pension, retirement, educational savings and profit-sharing plans, endowments, other pooled investment vehicles, trusts, estates, charitable organizations, corporations or other business entities, and state or municipal government entities. | Compliance Officer | 31/12/2001 |
Securities America, Inc.
 Securities America, Inc. Investment Banks/BrokersFinance Securities America, Inc. engages in the provision of securities broking and dealing services. It focuses on helping advisors create an effective, profitable, and satisfying practice by providing financial counsel, product offerings, and service to clients. The company was founded in 1984 and is headquartered in La Vista, NE. | Corporate Officer/Principal | - |
Formation de Ann T. Zemann
| University of Nebraska | Undergraduate Degree |
Expériences
Fonctions occupées
Sociétés liées
| Entreprise privées | 2 |
|---|---|
Securities America, Inc.
Securities America, Inc. Investment Banks/BrokersFinance Securities America, Inc. engages in the provision of securities broking and dealing services. It focuses on helping advisors create an effective, profitable, and satisfying practice by providing financial counsel, product offerings, and service to clients. The company was founded in 1984 and is headquartered in La Vista, NE. | Finance |
CLS Investments LLC
CLS Investments LLC Investment ManagersFinance CLS Investments LLC (CLS) is a SEC-registered investment advisor headquartered in Omaha, Nebraska. The firm was founded in 1989 by Patrick Clarke and Gary Lanzen and they are a subsidiary of Orion Advisor Solutions LLC, ultimately held by NorthStar Topco LLC. CLS provides investment advice to individuals, pension, retirement, educational savings and profit-sharing plans, endowments, other pooled investment vehicles, trusts, estates, charitable organizations, corporations or other business entities, and state or municipal government entities. | Finance |
