Rick Jone Seto
Analyst-Fixed Income chez Flaherty & Crumrine, Inc.
Provenance du réseau au premier degré de Rick Jone Seto
| Entité | Type d'entité | Industrie | |
|---|---|---|---|
New York University
503
| College/University | Other Consumer Services | 503 |
UBS Investment Bank (US)
 UBS Investment Bank (US) Investment Banks/BrokersFinance UBS Investment Bank provides investment banking and securities brokerage services. Its clients include institutional and corporate clients, intermediaries, governments, and hedge funds. The firm also provides merger and acquisition advisory, private placement, investment research, foreign exchange, equity, and leverage finance advisory services. The firm is headquartered in San Francisco, CA.
74
| Operating Division | Investment Banks/Brokers | 74 |
Moody's Investors Service, Inc.
 Moody's Investors Service, Inc. Insurance Brokers/ServicesFinance Moody's Investors Service, Inc. is a credit rating and investment research firm headquartered in New York City. They are a subsidiary of Moody's Corp. (NYSE: MCO). The firm performs international financial research and analysis on commercial and government entities and provides a variety of analytic tools for assessing credit risk. Their clients include creditors, investment banks and commercial banks.
63
| Subsidiary | Insurance Brokers/Services | 63 |
Fleet Bank, NA (Hartford, Connecticut)
20
| Extinct | Major Banks | 20 |
Flaherty & Crumrine, Inc.
 Flaherty & Crumrine, Inc. Investment ManagersFinance Flaherty & Crumrine, Inc. is an independent, SEC-registered investment advisor headquartered in Pasadena, California. The firm was founded by Robert Flaherty and Donald Crumrine in 1983. Flaherty & Crumrine offers investment supervisory services to corporations and other business entities, charitable organizations, closed-end funds, mutual funds and similar pooled investment vehicles and individuals.
10
| Private Company | Investment Managers | 10 |
Graphique Sociétés connectées au second degré
Relation dans plusieurs entreprises
Sociétés connectées à Rick Jone Seto via son réseau personnel
| Société | Secteur | Personnes liées | Poste principal |
|---|---|---|---|
| The Trustees of Columbia University in The City of New York | College/University | Masters Business Admin Masters Business Admin Graduate Degree Masters Business Admin Graduate Degree Graduate Degree | |
| FLAHERTY & CRUMRINE PREFERRED INCOME FUND INC. | Investment Trusts/Mutual Funds | Director of Finance/CFO Chief Executive Officer Compliance Officer General Counsel | |
| FLAHERTY & CRUMRINE TOTAL RETURN FUND INC. | Investment Trusts/Mutual Funds | Director of Finance/CFO Chief Executive Officer Compliance Officer Director of Finance/CFO | |
| Rutgers State University of New Jersey | College/University | Masters Business Admin Undergraduate Degree Undergraduate Degree Undergraduate Degree | |
| FLAHERTY & CRUMRINE PREFERRED INCOME OPPORTUNITY FUND INC. | Investment Trusts/Mutual Funds | Director of Finance/CFO Chief Executive Officer Compliance Officer Director of Finance/CFO | |
Fordham University
 Fordham University Other Consumer ServicesConsumer Services Fordham University provides college and university. It offers undergraduate colleges and graduate & professional schools. The company was founded in 1841 and is headquartered in Bronx, NY. | College/University | Undergraduate Degree Graduate Degree Masters Business Admin Masters Business Admin | |
| Baruch College | College/University | Masters Business Admin Undergraduate Degree Undergraduate Degree | |
| FLAHERTY & CRUMRINE PREFERRED SECURITIES INCOME FUND INC. | Investment Trusts/Mutual Funds | Director of Finance/CFO Chief Executive Officer Compliance Officer | |
Deloitte & Touche LLP
 Deloitte & Touche LLP Miscellaneous Commercial ServicesCommercial Services Deloitte & Touche LLP engages in the provision of audit, advisory, financial advisory, tax, and consulting services. The company was founded on March 7, 1995 and is headquartered in New York, NY. | Miscellaneous Commercial Services | Corporate Officer/Principal Corporate Officer/Principal Corporate Officer/Principal | |
| FLAHERTY & CRUMRINE DYNAMIC PREFERRED AND INCOME FUND INC. | Investment Trusts/Mutual Funds | Director of Finance/CFO Chief Executive Officer Compliance Officer | |
Duke University
 Duke University Other Consumer ServicesConsumer Services Duke University is an academic university that offers undergraduate, graduate and professional programs. It also has publications and research services. The university was founded in 1838 and is headquartered in Durham, NC. | College/University | Masters Business Admin Masters Business Admin Undergraduate Degree | |
Harvard University
 Harvard University Other Consumer ServicesConsumer Services Harvard University engages in the provision of teaching and research. It has twelve degree-granting Schools in addition to the Radcliffe Institute for Advanced Study, offering a global education. The university was founded in 1636 and is headquartered in Cambridge, MA. | College/University | Masters Business Admin Undergraduate Degree Graduate Degree | |
| Yale University | College/University | Undergraduate Degree Undergraduate Degree Masters Business Admin | |
| MORGAN STANLEY | Investment Managers | Corporate Officer/Principal Corporate Officer/Principal Corporate Officer/Principal | |
Credit Suisse Securities (USA) LLC (Broker)
 Credit Suisse Securities (USA) LLC (Broker) Investment Banks/BrokersFinance Credit Suisse Securities (USA) LLC (Credit Suisse Securities USA) is the broker/dealer division of Credit Suisse Securities (USA) LLC, an investment banking company headquartered in New York City. The firm was founded in 1998 and is a wholly owned subsidiary of Credit Suisse (USA), Inc., ultimately owned by Credit Suisse Group AG (SWX: CSGN) in Switzerland. Credit Suisse Securities USA offers a suite of equities, solutions and credit products and services which includes global securities sales, trading and execution, prime brokerage and comprehensive investment research. Their clients include financial institutions, corporations, governments, institutional investors, such as pension funds and hedge funds, and private individuals around the world. | Investment Banks/Brokers | Analyst-Equity Corporate Officer/Principal Corporate Officer/Principal | |
Barclays Capital, Inc.
 Barclays Capital, Inc. Investment Banks/BrokersFinance Barclays Capital, Inc. is a registered broker/dealer headquartered in New York City. The firm was founded in 1997 and is a subsidiary of Barclays Group US, Inc., ultimately owned by Barclays plc (LON: BARC) in Great Britain. Barclays Capital provides large corporate, government and institutional clients a full spectrum of prime brokerage services which includes equities and fixed income financing, OTC Clearing, Futures and Foreign Exchange Prime Brokerage and access to industry insights and analytics from their Strategic Consulting team. | Investment Banks/Brokers | Corporate Officer/Principal Director of Research - Equity | |
| Dartmouth College | College/University | Undergraduate Degree Undergraduate Degree | |
Goldman Sachs & Co. LLC
 Goldman Sachs & Co. LLC Investment Banks/BrokersFinance Goldman Sachs & Co. LLC (GS&Co.) is a securities brokerage firm headquartered in New York City. Founded in 1927, the firm is a subsidiary of The Goldman Sachs Group, Inc. (NYSE: GS). GS&Co. provides services to help hedge funds manage risk, monitor portfolios, maintain liquidity and build their businesses. They offer clients access to global equity and derivatives markets, as well as foreign exchange, commodities, European Lefts, rates and credit across the Americas, Europe and Asia. The firm proactively monitors capital markets, searching for pockets of liquidity and news that may require changes to those strategies. Integration with the Goldman Sachs network gives clients access to the firm's sectored block trades and their insights into price discovery. Their electronic trading program provides clients with tools to manage their trades from pre-trade analytics to post-trade analysis. | Investment Banks/Brokers | Director/Board Member Analyst-Equity | |
| The University of Chicago | College/University | Graduate Degree Doctorate Degree | |
| Vanderbilt University | College/University | Undergraduate Degree Undergraduate Degree | |
AIG Global Investment Group, Inc.
 AIG Global Investment Group, Inc. Investment ManagersFinance Part of American International Group, Inc., AIG Global Investment Group, Inc. provides investment advisory services. The company is based in New York, NY. The CEO of the company is Win Jay Neuger. | Investment Managers | Corporate Officer/Principal Corporate Officer/Principal | |
| University of Michigan | College/University | Undergraduate Degree Undergraduate Degree | |
| U.S. Department of the Treasury | General Government | Corporate Officer/Principal Corporate Officer/Principal | |
| Columbia Business School | College/University | Masters Business Admin Masters Business Admin | |
| JPMORGAN CHASE & CO. | Major Banks | Corporate Officer/Principal Corporate Officer/Principal | |
| Georgetown University | College/University | Undergraduate Degree Undergraduate Degree | |
Deutsche Bank Securities, Inc.
 Deutsche Bank Securities, Inc. Investment Banks/BrokersFinance Deutsche Bank Securities, Inc. (DBSI) is a SEC-registered broker/dealer headquartered in New York City. The firm was founded in 1971 and is a wholly-owned investment banking and brokerage arm of DB U.S. Financial Markets Holding Corp., ultimately held by Deutsche Bank AG (NYSE: DB, FRA: DBK) in Germany. DBSI provides securities brokerage and investment advisory services to domestic and international private clients and institutions. They are also a primary dealer in US government securities as designated by the Federal Reserve. | Investment Banks/Brokers | Corporate Officer/Principal Corporate Officer/Principal | |
New York Life Investment Management LLC
 New York Life Investment Management LLC Investment ManagersFinance New York Life Investment Management LLC (NYLIM) is a SEC-registered investment advisor headquartered in New York City. The firm was founded in 2000 and is a wholly-owned subsidiary of New York Life Investment Management Holdings LLC, owned by New York Life Insurance Co. NYLIM provides a broad array of investment advisory services to third-party institutional clients, affiliated insurance companies, investment companies, other pooled investment vehicles, individuals and wrap fee programs sponsored by unaffiliated entities. | Investment Managers | Portfolio Manager-Equities Director/Board Member | |
Merrill Lynch, Pierce, Fenner & Smith, Inc.
 Merrill Lynch, Pierce, Fenner & Smith, Inc. Investment Banks/BrokersFinance Founded in 1958, Merrill Lynch Piece Fenner & Smith, Inc. is an SEC registered broker/dealer located in New York City. The firm is a subsidiary of BAC North America Holding Co. and their ultimate parent is Bank of America Corp. (NYSE BAC). | Investment Banks/Brokers | Analyst-Equity Analyst-Equity | |
| Seoul National University | College/University | Corporate Officer/Principal Corporate Officer/Principal | |
| The State University of New York | College/University | Director/Board Member Undergraduate Degree | |
Standard & Poor's Financial Services LLC
 Standard & Poor's Financial Services LLC Investment ManagersFinance Standard & Poor's Financial Services provides financial market intelligence services. It offers credit ratings, indices, risk evaluation, investment research and data to the financial decision-makers. The company was founded in 1860 and is headquartered in New York, NY. | Investment Managers | Corporate Officer/Principal Corporate Officer/Principal | |
International Bar Association
 International Bar Association Miscellaneous Commercial ServicesCommercial Services International Bar Association operates as a non profit organization of legal practitioners, bar associations and law societies. It operates various divisions that include Legal Practice and Public and Professional Interest. The company was founded in 1947 and is headquartered in London, the United Kingdom. | Miscellaneous Commercial Services | Corporate Officer/Principal Corporate Officer/Principal | |
Loeb & Loeb LLP
 Loeb & Loeb LLP Miscellaneous Commercial ServicesCommercial Services Loeb & Loeb LLP operates as a multiservice law firm. It specializes in practice areas such as advanced media and technology, bankruptcy, restructuring and creditors' rights, capital markets, corporate, employment and labor, entertainment, finance, intellectual property, litigation, private equity, real estate, tax, and trusts and estates. The company was founded by Edwin Loeb and Joseph Loeb in 1909 and is headquartered in Los Angeles, CA. | Miscellaneous Commercial Services | Corporate Officer/Principal Corporate Officer/Principal | |
The American Institute of Certified Public Accountants
 The American Institute of Certified Public Accountants Miscellaneous Commercial ServicesCommercial Services The American Institute of Certified Public Accountants provides vocational education in accounting. The company provides services to the accounting community, regulatory bodies, and other organizations. It also operates in Jersey City, Washington, and Lewisville. It was founded in 1887 and is headquartered in New York City, NY. | Miscellaneous Commercial Services | Corporate Officer/Principal Corporate Officer/Principal | |
| University of Delaware | College/University | Undergraduate Degree Undergraduate Degree | |
| State University of New York at Albany | College/University | Undergraduate Degree Undergraduate Degree | |
| Pace University | College/University | Undergraduate Degree Graduate Degree | |
| George Washington University | College/University | Undergraduate Degree Graduate Degree | |
| Oracle Partners LP | Private Equity Investor | ||
Blue Ox Healthcare Partners LLC
 Blue Ox Healthcare Partners LLC Investment ManagersFinance Blue Ox Healthcare partners LLC (Blue Ox Partners) is a private equity firm founded in 2009 by Oded Levy and Sheila Schweitzer. The firm is headquartered in New York. | Investment Managers | Founder | |
ArroHealth
 ArroHealth Insurance Brokers/ServicesFinance ArroHealth provides risk adjustment services. It helps medicare advantage, commercial and managed medicaid health plans, as well as provider groups, facilitate their risk adjustment and HEDIS needs. The company provides predictive analytics and reporting, full-service medical record retrieval, data aggregation, medical record coding and customized member and provider engagement offerings. ArroHealth was founded in 1991 and is headquartered in Hauppauge, NY. | Insurance Brokers/Services | Director/Board Member | |
| CARDIO DIAGNOSTICS HOLDINGS, INC. | Medical Specialties | Director/Board Member |
Statistiques
Internationale
| Etats-Unis | 49 |
| Corée du Sud | 2 |
| Royaume-Uni | 2 |
Sectorielle
| Consumer Services | 20 |
| Finance | 19 |
| Miscellaneous | 6 |
| Commercial Services | 6 |
| Government | 2 |
Opérationnelle
| Corporate Officer/Principal | 182 |
| Director/Board Member | 128 |
| Undergraduate Degree | 92 |
| Masters Business Admin | 54 |
| Chairman | 51 |
Relations les plus connectées
| Insiders | |
|---|---|
| Chong Chee Lui | 36 |
| Erland Kailbourne | 27 |
| Mirko Bianchi | 16 |
| Brian Schreiber | 14 |
| Oded Levy | 14 |
| Hans Liljeblad | 13 |
| Christopher O'Leary | 13 |
| Danny Rachmat | 13 |
| Bradford Stone | 12 |
| Frederick C. Copeland | 12 |
| Tomás Spurný | 12 |
| John M. Samuels | 11 |
| Kevin K. Reevey | 11 |
| Michael P. Sabanos | 10 |
| Alan Halfenger | 10 |
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