Peter A. Braaten

Brompton Advantaged Oil & Gas Income Fund operates as a Closed-End Investment Fund/Investment Trust. It seeks to provide unit holders with the benefits of high monthly tax advantaged distributions and the opportunity for capital appreciation by investing its assets in an actively managed portfolio of oil and gas securities, including income trusts, dividend paying common equities and convertible debt of Oil & Gas Issuers. The fund was founded on January 26, 2005 and is headquartered in Toronto, Canada.

Brompton Oil & Gas Income Fund is a closed-end investment trust. The Fund invests in actively managed portfolio of oil and gas securities, including but not limited to income trusts, dividend paying common equities and convertible debt of Oil and Gas Issuers. In addition, the Fund may invest in special situations, being non dividend paying equities, subject to the Investment Restrictions. The company was founded on September 28, 2004 and is headquartered in Toronto, ON.

Dividend Growth Split Corp. is a closed-end mutual fund company. Its investment objective is to provide holders cash distributions by investing in a common share portfolio equal-weighted portfolio comprised of large-capitalization Canadian equities. The company was founded on September 25, 2007 and is headquartered in Toronto, Canada.

Flaherty & Crumrine Investment Grade Preferred Income Fund is a closed-end investment trust, which investment objective is to provide unitholders with a stable stream of monthly distributions by investing in a portfolio of fixed income securities consisting primarily of US-dollar-denominated corporate debt and preferred securities of North American issuers. The company was founded on October 29, 2004 and is headquartered in Toronto, Canada.

Brompton Split Banc Corp. operates as a closed-end investment fund/investment trust. It intends to provide holders of the preferred shares with fixed cumulative preferential quarterly cash distribution and to return original issue price on the maturity date. The company was founded on September 14, 2005 and is headquartered in Toronto, Canada.

Brompton Corp. engages in the provision of management and portfolio management services. It offers structuring, marketing and management of publicly traded closed-end investment funds. The company was founded on June 30, 1998 and is headquartered in Toronto, Canada.

Senior Gold Producers Income Corp. is a closed-end investment fund. The objectives of the fund is to provide shareholders with monthly distributions, the opportunity for capital appreciation; and lower overall volatility of portfolio returns. It will invest in a portfolio consisting of common shares of all of the large-capitalization companies primarily engaged in the production of gold that are included in the S&P/TSX 60 Index's. The company was founded on December 9, 2010 and is headquartered in Toronto, Canada.

Tech Leaders Income Fund is a closed-end investment fund/investment trust managed by Brompton Funds Limited. Its investment objective is to provide unit holders with monthly distributions and the opportunity for capital appreciation through investment in an equal weight portfolio consisting of equity securities of technology companies. Tech Leaders Income Fund was founded on April 27, 2011 and is headquartered in Toronto, Canada.

Brompton Advantaged VIP Income Fund is a closed-end investment fund/investment trust. The fund's objective is to provide unit holders with the benefits of monthly tax advantaged distributions and the opportunity for capital appreciation. It invests in a diversified portfolio of income producing securities, including dividend paying equities and fixed income securities. The company was founded on January 27, 2006 and is headquartered in the Toronto, Canada.

Brompton Group Ltd. engages in investment funds management activities. It offers income, growth, sector specific and tax advantaged investment solutions. The firm’s solutions include closed-end funds, mutual funds and hedge funds. The company was founded by Peter A. Braaten and Raymond R. Pether in 1999 and is headquartered in Toronto, Canada.

Symphony Floating Rate Senior Loan Fund is a closed-end investment fund. It invests in an actively managed, diversified portfolio consisting primarily of short-duration floating rate senior secured loans. The company was founded on January 1, 2011 and is headquartered in Toronto, Canada.

Canadian High Income Equity Fund is a closed-end investment fund, which engages in the provision of monthly distributions to unitholders. It also involves in the capital appreciation through investment in managed portfolio comprised of dividend-paying common equities. The company was founded on January 1, 2010 and is headquartered in Toronto, Canada.

Eclipse Residential Mortgage Investment Corp. is a non-redeemable investment fund engages in investment and reinvestment of its own assets in mortgages comprised primarily of single family residential mortgages that seeks to preserve capital and generate sufficient income to permit it to pay monthly distributions to shareholders. The company was founded on April 3, 2013 and is headquartered in Toronta, Canada.

Brompton 2014 Flow-Through LP is a non-redeemable investment fund. Its investment objective is to seek to achieve capital appreciation and to provide tax benefits for the Limited Partners by investing in a portfolio of resource companies primarily engaged in the oil and gas and mining sectors. The firm intends to invest in flow-through shares and other securities. The company was founded on December 13, 2013 and is headquartered in Toronto, Canada.

Goldman Sachs U.S. Income Builder Trust is a closed end investment fund. The investment objectives of the company are to seek to provide income and capital appreciation, in each case, through investing in an actively managed, diversified portfolio comprised primarily of U.S. fixed income and equity securities. The company was founded on January 1, 2014 and is headquartered in Toronto, Canada.