Nathan James Kubik
Directeur Général chez Transform Wealth LLC
Profil
Mr. Nathan J.
Kubik is a Chief Executive Officer at Transform Wealth LLC.
He has spent over 20 years working extensively in all areas of the investment markets.
Specializing in asset allocation, portfolio construction, style/sector analysis, strategic and tactical investment strategies, asset liability modeling, and risk exposure analytics, he oversees many of Transform Wealth investment strategies.
He started his career in Chicago as an equity analyst at a private equity firm and then as a fixed income specialist at an investment banking firm.
He was a member of Smith Barney’s institutional investment advisory arm, Consulting Group, managing assets for pension funds, foundations, non-profits, endowments, and insurance companies.
More recently, he was an owner of a boutique investment banking and equity research firm.
He has also served on the finance committee and board of directors for Rocky Mountain Children’s Law Center, a non-profit dedicated to Colorado’s abused and neglected children.
He is a Certified Investment Management Analyst, and earned this designation from Wharton at the University of Pennsylvania.
He is also a Certified Private Wealth Adviso, and earned this designation from Booth School of Business at the University of Chicago.
He earned his MBA with a focus in Finance from Daniels College at the University of Denver and obtained his undergraduate degree from the University of Illinois with a dual major in Finance and Economics.
He serves on the Executive Advisory Board at the University of Denver, Daniels College of Business.
He is a member of the Investment Management Consultants Association and a member of Young Presidents Organization.
Postes actifs de Nathan James Kubik
| Sociétés | Poste | Début |
|---|---|---|
Transform Wealth LLC
 Transform Wealth LLC Investment ManagersFinance Transform Wealth LLC is a SEC-registered investment advisor headquartered in Greenwood Village, Colorado. The firm was founded in 1975 to assume the investment advisory business of Carnick & Co., Inc., which was purchased by David Kubik and Nathan Kubik in 2011. In 2016, Carnick & Kubik became a wholly owned subsidiary of Focus Operating LLC, which is ultimately owned by Focus Financial Partners Inc. (NASDAQ: FOCS). At the time they were acquired by Focus Operating, Carnick & Kubik changed their name to Carnick & Kubik Group LLC and subsequently became Transform Wealth LLC in 2020. The firm provides advisory services to individuals, pension and profit-sharing plans, trusts, estates, charitable organizations, corporations and business entities. | Directeur Général | 30/09/2011 |
Anciens postes connus de Nathan James Kubik
| Sociétés | Poste | Fin |
|---|---|---|
GVC Capital LLC
 GVC Capital LLC Regional BanksFinance Founded in 1995 by Steven Bathgate, GVC Capital LLC, formerly Bathgate Capital Partners LLC, is an investment banking firm and broker/dealer located Greenwood Village, Colorado. The firm focuses primarily on providing comprehensive investment banking services to underexposed and undervalued micro-cap companies. GVC Capital's brokerage services include retail investment sales, institutional equity and fixed-income securities. The firm is a member of FINRA and the SIPC. GVC Capital seeks to provide their retail clients with greater exposure to institutional investors as efficient means to raising capital in the form of institutional private placement financings and a variety of other investment products including municipal bonds, government securities, mutual funds, annuities, options and equities. The firm also offers accredited investors periodic opportunities to participate in private placements (Regulation D) and IPOs for select emerging growth companies. GVC Capital's accounts are maintained and cleared by First Southwest Company. The firm's fixed-income group seeks to provide their clients with best execution. They provide independent advisory services and research focusing on a diverse universe of fixed-income securities including corporate, government and municipal bonds, convertible and mortgage-backed securities and preferred stocks. GVC Capital's equity trading group focuses on efficient trade execution of micro-cap companies and identifying and creating liquidity in illiquid markets. | Corporate Officer/Principal | 01/07/2005 |
| Smith Barney Asset Management | Corporate Officer/Principal | 01/01/2004 |
Griffin Kubik Stephens & Thompson, Inc.
 Griffin Kubik Stephens & Thompson, Inc. Investment Banks/BrokersFinance BMO Capital Markets GKST, Inc., is a direct wholly-owned subsidiary of Harris Financial Corp. It serves as a brokerage company that provides debt securities. Its products includes municipal bonds, U.S. treasury debt, agencies, and mortgage-backed securities. The company was founded in 1980 and is headquartered in Chicago, IL. | Corporate Officer/Principal | - |
Formation de Nathan James Kubik
| University of Illinois | Undergraduate Degree |
| Daniels College of Business | Masters Business Admin |
Expériences
Fonctions occupées
Relations
Relations au 1er degré
Entreprises liées au 1er degré
Homme
Femme
Administrateurs
Exécutifs
Sociétés liées
| Entreprise privées | 4 |
|---|---|
Transform Wealth LLC
Transform Wealth LLC Investment ManagersFinance Transform Wealth LLC is a SEC-registered investment advisor headquartered in Greenwood Village, Colorado. The firm was founded in 1975 to assume the investment advisory business of Carnick & Co., Inc., which was purchased by David Kubik and Nathan Kubik in 2011. In 2016, Carnick & Kubik became a wholly owned subsidiary of Focus Operating LLC, which is ultimately owned by Focus Financial Partners Inc. (NASDAQ: FOCS). At the time they were acquired by Focus Operating, Carnick & Kubik changed their name to Carnick & Kubik Group LLC and subsequently became Transform Wealth LLC in 2020. The firm provides advisory services to individuals, pension and profit-sharing plans, trusts, estates, charitable organizations, corporations and business entities. | Finance |
Griffin Kubik Stephens & Thompson, Inc.
Griffin Kubik Stephens & Thompson, Inc. Investment Banks/BrokersFinance BMO Capital Markets GKST, Inc., is a direct wholly-owned subsidiary of Harris Financial Corp. It serves as a brokerage company that provides debt securities. Its products includes municipal bonds, U.S. treasury debt, agencies, and mortgage-backed securities. The company was founded in 1980 and is headquartered in Chicago, IL. | Finance |
GVC Capital LLC
GVC Capital LLC Regional BanksFinance Founded in 1995 by Steven Bathgate, GVC Capital LLC, formerly Bathgate Capital Partners LLC, is an investment banking firm and broker/dealer located Greenwood Village, Colorado. The firm focuses primarily on providing comprehensive investment banking services to underexposed and undervalued micro-cap companies. GVC Capital's brokerage services include retail investment sales, institutional equity and fixed-income securities. The firm is a member of FINRA and the SIPC. GVC Capital seeks to provide their retail clients with greater exposure to institutional investors as efficient means to raising capital in the form of institutional private placement financings and a variety of other investment products including municipal bonds, government securities, mutual funds, annuities, options and equities. The firm also offers accredited investors periodic opportunities to participate in private placements (Regulation D) and IPOs for select emerging growth companies. GVC Capital's accounts are maintained and cleared by First Southwest Company. The firm's fixed-income group seeks to provide their clients with best execution. They provide independent advisory services and research focusing on a diverse universe of fixed-income securities including corporate, government and municipal bonds, convertible and mortgage-backed securities and preferred stocks. GVC Capital's equity trading group focuses on efficient trade execution of micro-cap companies and identifying and creating liquidity in illiquid markets. | Finance |
| Smith Barney Asset Management | Finance |
